Compliance Manager Jobs in Bothell, WA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Associate Compliance Coordinator
- Lynnwood, WA (5 miles from Bothell, WA)
- 5 days ago
- Lynnwood, WA (5 miles from Bothell, WA)
- 5 days ago
Job Title: Associate Compliance Coordinator Department: Product + Brand Services Reports To: Senior Compliance Coordinator POSITION PURPOSE This position is responsible for research, analyzation,...
Director, Compliance Officer u2013 Crypto & Digital Assets
- Seattle, WA (11 miles from Bothell, WA)
- 11 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 11 days ago
), Anti-Money Laundering (AML), and sanctions requirements Provide clear and pragmatic compliance guidance in a fast-paced and ambiguous environment Engage with regulators, industry groups, and internal...
Regulatory Affairs Manager, Diagnostics/IVD
- Seattle, WA (11 miles from Bothell, WA)
- 21 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 21 days ago
Company: Kelly Services Location: Seattle, WA Career Level: Mid-Senior Level Industries: Recruitment Agency, Staffing, Job Board Description Kelly Science & Clinical is seeking a Sr. Regulatory...
Regulatory Affairs Manager, Diagnostics/IVD
- Seattle, WA (11 miles from Bothell, WA)
- 21 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 21 days ago
Kelly Science & Clinical is seeking a Sr. Regulatory Affairs Manager for a contract-to-hire position at a cutting-edge client in Seattle, WA. If youre passionate about bringing the latest...
- Seattle, WA (11 miles from Bothell, WA)
- 27 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 27 days ago
About the Role: Reporting to the Director of Compliance Services, the Product Compliance Manager will play a crucial role in overseeing and enhancing the compliance framework for Remitly's lending and...
Alcohol Compliance Supervisor, Climate Pledge Arena
- Seattle, WA (11 miles from Bothell, WA)
- 28 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 28 days ago
The opportunity** Delaware North Sportservice is searching for part-time Alcohol Compliance Supervisors to join our team at Climate Pledge Arena in Seattle, Washington. As a Compliance Supervisor,...
- Seattle, WA (11 miles from Bothell, WA)
- 29 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 29 days ago
The opportunity Delaware North Sportservice is searching for part-time Alcohol Compliance Supervisors to join our team at Climate Pledge Arena in Seattle, Washington. As a Compliance Supervisor,...
- Seattle, WA (11 miles from Bothell, WA)
- 45+ days ago
- Seattle, WA (11 miles from Bothell, WA)
- 45+ days ago
knowledge of federal consumer protection laws and regulations to include but not limited to ECOA, TILA, FCRA, FDCPA, EFTA, ESIGN, SCRA/MLA, GLBA, UDAAP, and Fair Lending Working knowledge of consumer...
Demographic Data for Bothell, WA
Moving to Bothell, WA? Find some basic demographic data about Bothell, WA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Bothell, WA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Bothell, WA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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