Compliance Manager Jobs in Morrisville, VT
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Montpelier, VT (19 miles from Morrisville, VT)
- 8 days ago
- Montpelier, VT (19 miles from Morrisville, VT)
- 8 days ago
Overview There has never been a better time to bring your values and talents to the collaborative team at the Vermont Department of Taxes. The rewarding work we do supports this brave little state...
Life & Annuity Deputy Chief Compliance Officer/Sr. Compliance Director
- Montpelier, VT (19 miles from Morrisville, VT)
- 90+ days ago
- Montpelier, VT (19 miles from Morrisville, VT)
- 90+ days ago
including the Associate, Insurance Regulatory Compliance (“AIRC”) designation FINRA Series 7 and 24 registrations Other relevant industry certifications such as Certified Fraud Examiner (“CFE”), Certified Anti-Money...
Demographic Data for Morrisville, VT
Moving to Morrisville, VT? Find some basic demographic data about Morrisville, VT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Morrisville, VT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Morrisville, VT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Mentoring
- Employee Development
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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