Compliance Manager Jobs in Westlake, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Coppell, TX (13 miles from Westlake, TX)
- 3 days ago
- Coppell, TX (13 miles from Westlake, TX)
- 3 days ago
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Customs Compliance Coordinator
- Fort Worth, TX (20 miles from Westlake, TX)
- 8 days ago
- Fort Worth, TX (20 miles from Westlake, TX)
- 8 days ago
We are seeking a highly organized and detail-oriented Customs Compliance Coordinator for a 6-month temporary contract. In this role, you will work closely with the Customs Advisor and Warehouse...
Director, Compliance Officer Crypto & Digital Assets
- Frisco, TX (24 miles from Westlake, TX)
- 11 days ago
- Frisco, TX (24 miles from Westlake, TX)
- 11 days ago
), Anti-Money Laundering (AML), and sanctions requirements Provide clear and pragmatic compliance guidance in a fast-paced and ambiguous environment Engage with regulators, industry groups, and internal...
Senior Technology Risk and Compliance Manager - Hybrid
- Southlake, TX (5 miles from Westlake, TX)
- 15 days ago
- Southlake, TX (5 miles from Westlake, TX)
- 15 days ago
Position Type: RegularYour opportunityAt Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo"...
BSA Sanctions Compliance Manager
- Frisco, TX (24 miles from Westlake, TX)
- 19 days ago
- Frisco, TX (24 miles from Westlake, TX)
- 19 days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Fort Worth, TX (20 miles from Westlake, TX)
- 21 days ago
- Fort Worth, TX (20 miles from Westlake, TX)
- 21 days ago
together, the "Compliance Program"); Lead, manage and train teams in the Compliance Department including Quality Management; Licensing and Registration; Regulatory Reporting; Branch Examination/Audit; Anti-Money...
Customs Compliance Operations Manager
- Coppell, TX (13 miles from Westlake, TX)
- 30+ days ago
- Coppell, TX (13 miles from Westlake, TX)
- 30+ days ago
Position Summary The Customs Compliance Operations Manager will support the Head of Customs & Trade Compliance in Trade Facilitation, Strategy, Risk Management, Supply Chain (e.g., CTPAT), Cost...
Supply Chain - Senior Import Compliance Coordinator - Level 5
- Wht Settlemt, TX (23 miles from Westlake, TX)
- 30+ days ago
- Wht Settlemt, TX (23 miles from Westlake, TX)
- 30+ days ago
At Lockheed Martin Aeronautics we are committed to shaping the future of aviation! Our Aeronautics Supply Chain team is passionate about delivering innovative, affordable, and agile solutions that...
Remote WorkGovernment Customs Compliance Coordinator
- Carrollton, TX (19 miles from Westlake, TX)
- 45+ days ago
- Carrollton, TX (19 miles from Westlake, TX)
- 45+ days ago
Job Description/Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader...
Compliance Manager Program Manager II
- Grand Prairie, TX (20 miles from Westlake, TX)
- 45+ days ago
- Grand Prairie, TX (20 miles from Westlake, TX)
- 45+ days ago
Compliance Manager - Program Manager II Location: Grand Prairie, TX Job Type: Contract Rate: $45.00 Start Date: 19-06-2025 Date Added: 19-06-2025 Status: Accepting Candidates Industry: Aerospace Categories...
Government Compliance Coordinator
- Carrollton, TX (19 miles from Westlake, TX)
- 45+ days ago
- Carrollton, TX (19 miles from Westlake, TX)
- 45+ days ago
Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader within the spirits...
Global AML Trade Finance Advisory Compliance Manager, Vice President
- Irving, TX (20 miles from Westlake, TX)
- 60+ days ago
- Irving, TX (20 miles from Westlake, TX)
- 60+ days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
Remote Work- Coppell, TX (13 miles from Westlake, TX)
- 90+ days ago
- Coppell, TX (13 miles from Westlake, TX)
- 90+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
Governance, Risk, and Compliance Manager
- Fort Worth, TX (20 miles from Westlake, TX)
- 90+ days ago
- Fort Worth, TX (20 miles from Westlake, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Demographic Data for Westlake, TX
Moving to Westlake, TX? Find some basic demographic data about Westlake, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Westlake, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Westlake, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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