Compliance Manager Jobs in Sugar Land, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Houston, TX (18 miles from Sugar Land, TX)
- 11 hours ago
- Houston, TX (18 miles from Sugar Land, TX)
- 11 hours ago
Our client, a leader in transportation, is seeking a DOT Compliance Coordinator to ensure drivers and operations meet all FMCSA regulations. This is your chance to join a dynamic team and drive...
- Katy, TX (15 miles from Sugar Land, TX)
- 3 days ago
- Katy, TX (15 miles from Sugar Land, TX)
- 3 days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
The City of Sugar Land is seeking a full-time Code Compliance Coordinator in the Public Works - Environmental and Neighborhood Services Department. Why Should You Join Our Team? Our trailblazing...
Regional Ethics and Compliance Director, North America
- Houston, TX (18 miles from Sugar Land, TX)
- 11 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 11 days ago
CEVA Logistics provides global supply chain solutions to connect people, products, and providers all around the world. Present in 170+ countries and with more than 110,000 employees spread over...
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- Houston, TX (18 miles from Sugar Land, TX)
- 13 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 13 days ago
Department: Human Resources Salary: $52,981 - $58,279 Description: Job Summary The Compliance Coordinator is responsible for supporting institutional compliance to ensure adherence to relevant...
Compliance Manager, Private Markets
- Houston, TX (18 miles from Sugar Land, TX)
- 14 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 14 days ago
Advertising Rule, and FINRA Advertising regulations Experience with private markets, private funds, registered products and alternative investments Experience with Real Estate, Private Credit or Direct Lending...
- Houston, TX (18 miles from Sugar Land, TX)
- 17 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 17 days ago
Job Type: Regular Plains All American is an industry-leading transportation and midstream provider specializing in transportation, storage, processing and marketing solutions for crude oil and...
Contract Compliance Coordinator
- Houston, TX (18 miles from Sugar Land, TX)
- 20 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 20 days ago
EquipmentShare is Hiring a Contract Compliance Coordinator EquipmentShare is searching for a Contract Compliance Coordinator for our rental facility in Houston, TX, to support our team as it...
Customs Compliance Coordinator
- Houston, TX (18 miles from Sugar Land, TX)
- 22 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 22 days ago
ESSENTIAL JOB FUNCTIONS Work with the Customs Regulatory Compliance Analysts to develop client-specific procedures for all clients but especially with the on boarding of new clients. Responsible...
Lending Compliance Manager (Full Time)-Plano/Amarillo/Sugar Land
- Sugar Land, TX
- 22 days ago
- Sugar Land, TX
- 22 days ago
POSITION PURPOSE Responsibilities include performing an ongoing review of the lending compliance areas, including providing compliance support to lending business units, new product testing, manage...
Compliance Coordinator - Solid Waste
- Houston, TX (18 miles from Sugar Land, TX)
- 23 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 23 days ago
Harris County Pollution Control Services Department (HCPCS) Mission The mission of Harris County Pollution Control Services Department (HCPCS) is to protect the citizens of Harris County from...
- Houston, TX (18 miles from Sugar Land, TX)
- 24 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 24 days ago
Job Description: Create and enforce compliance policies and procedures aligned with company objectives. Keep detailed records of all compliance-related activities. Identify compliance risks and...
- Houston, TX (18 miles from Sugar Land, TX)
- 28 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 28 days ago
Welcome to the intersection of energy and home services. At NRG, we're all about propelling the next generation of leaders forward. We are driven by our passion to create a smarter, cleaner and...
- Houston, TX (18 miles from Sugar Land, TX)
- 29 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 29 days ago
We are currently seeking a Regulatory Compliance Manager to join our team based in Houston, TX....
- Houston, TX (17 miles from Sugar Land, TX)
- 30+ days ago
- Houston, TX (17 miles from Sugar Land, TX)
- 30+ days ago
Welcome to the intersection of energy and home services. At NRG, were all about propelling the next generation of leaders forward. We are driven by our passion to create a smarter, cleaner and...
Demographic Data for Sugar Land, TX
Moving to Sugar Land, TX? Find some basic demographic data about Sugar Land, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sugar Land, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sugar Land, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Flexibility
- Implementation
- Prioritizing
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Mentoring
- Data Analysis
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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