Compliance Manager Jobs in Sugar Land, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Vendor Master Compliance Coordinator
- Houston, TX (18 miles from Sugar Land, TX)
- 8 hours ago
- Houston, TX (18 miles from Sugar Land, TX)
- 8 hours ago
We're searching for a Vendor Master Compliance Coordinator, someone who works well in a fast-paced setting. In this position, you'll be responsible for accurate and timely administration of all...
SEVIS Compliance Coordinator-Graduate School University of Houston
- Houston, TX (18 miles from Sugar Land, TX)
- 4 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 4 days ago
Department : Graduate School Salary : $43,000-$48,900 Annually Description : Responsible for ensuring full compliance with all aspects of the Student and Exchange Visitor Information System...
- Houston, TX (18 miles from Sugar Land, TX)
- 14 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 14 days ago
Welcome to the intersection of energy and home services. At NRG, we're all about propelling the next generation of leaders forward. We are driven by our passion to create a smarter, cleaner and...
Regulatory Compliance Coordinator
- Houston, TX (18 miles from Sugar Land, TX)
- 14 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 14 days ago
About Harris County Flood Control District: The Flood Control District has the mission to reduce the risk of flooding in Harris County, the third most populated county in the United States, with a...
Senior Field Compliance Coordinator
- Houston, TX (18 miles from Sugar Land, TX)
- 21 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 21 days ago
Senior Field Compliance Coordinator Saudi Aramco Houston, TX Full-time Construction / Physical Labor / Skilled Trades Posted on May 22, 2025 Aramco energizes the world economy. Aramco occupies a...
Senior Manager, CIB & Research Compliance Officer
- Houston, TX (18 miles from Sugar Land, TX)
- 22 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 22 days ago
Knowledge of Federal Reserve Bank Regulations relating to corporate lending activities....
- Houston, TX (18 miles from Sugar Land, TX)
- 25 days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 25 days ago
Manager Administrative: Assist in the development of forms and notices to be used in Field Services section Assist in the response to open records requests Ensure that confidential litigation information...
Pipeline Compliance Supervisor
- Houston, TX (18 miles from Sugar Land, TX)
- 30+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 30+ days ago
About Us Groundbreaker. Game changer. Pioneer. TRC has long set the bar for clients who require more than just engineering, combining science with the latest technology to devise innovative...
Senior Compliance Officer (Collective Trust & Broker Dealer Expertise)
- Houston, TX (18 miles from Sugar Land, TX)
- 30+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 30+ days ago
Compliance Officer works in conjunction with the Compliance Manager in monitoring rules and regulations and as needed, amending/developing, and implementing policies and procedures that are necessary...
Control Room & Employee Compliance Officer
- Houston, TX (18 miles from Sugar Land, TX)
- 30+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 30+ days ago
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
SEVIS Compliance Coordinator-Graduate School
- Houston, TX (18 miles from Sugar Land, TX)
- 45+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 45+ days ago
Department: Graduate School Salary: $43,000-$48,900 Annually Description: Responsible for ensuring full compliance with all aspects of the Student and Exchange Visitor Information System (SEVIS)...
Regional Ethics and Compliance Director, North America
- Houston, TX (18 miles from Sugar Land, TX)
- 60+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 60+ days ago
CEVA Logistics provides global supply chain solutions to connect people, products, and providers all around the world. Present in 170+ countries and with more than 110,000 employees spread over...
Compliance Manager, Private Markets
- Houston, TX (18 miles from Sugar Land, TX)
- 60+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 60+ days ago
Advertising Rule, and FINRA Advertising regulations Experience with private markets, private funds, registered products and alternative investments Experience with Real Estate, Private Credit or Direct Lending...
Lending Compliance Manager (Full Time)-Plano/Amarillo/Sugar Land
- Sugar Land, TX
- 60+ days ago
- Sugar Land, TX
- 60+ days ago
POSITION PURPOSE Responsibilities include performing an ongoing review of the lending compliance areas, including providing compliance support to lending business units, new product testing, manage...
Governance, Risk, and Compliance Manager
- Houston, TX (18 miles from Sugar Land, TX)
- 90+ days ago
- Houston, TX (18 miles from Sugar Land, TX)
- 90+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Demographic Data for Sugar Land, TX
Moving to Sugar Land, TX? Find some basic demographic data about Sugar Land, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sugar Land, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sugar Land, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Wealth Management
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Interpersonal Skills
- Mentoring
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Bachelor's Degree
- Filing
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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