Compliance Manager Jobs in Rockwall, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Plano, TX (22 miles from Rockwall, TX)
- 30+ days ago
- Plano, TX (22 miles from Rockwall, TX)
- 30+ days ago
Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...
Regional Compliance Officer - Australia & New Zealand
- Dallas, TX (22 miles from Rockwall, TX)
- 10 hours ago
- Dallas, TX (22 miles from Rockwall, TX)
- 10 hours ago
At MoneyGram, we connect the world by making cross-border money transfers seamless, affordable, and secure for everyone. We are seeking\: Regional Compliance Officer What you will contribute\: The...
Trade Finance Compliance Officer BSA/OFAC Oversight
- McKinney, TX (23 miles from Rockwall, TX)
- 3 days ago
- McKinney, TX (23 miles from Rockwall, TX)
- 3 days ago
Trade Finance Compliance Officer BSA/OFAC Oversight Job Title: Trade Finance Compliance Officer BSA/OFAC Oversight Job Summary: We are seeking a detail-oriented compliance professional to evaluate and...
Compliance - Deputy Chief Compliance Officer
- Dallas, TX (22 miles from Rockwall, TX)
- 11 days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 11 days ago
Certifications: PMP (Project Management Professional), CAMS (Certified Anti-Money Laundering Specialist) or CFE (Certified Fraud Examiner) Skills and Abilities: Below is a general list of desired skills...
Regulatory Compliance Manager - Food Manufacturing
- Dallas, TX (22 miles from Rockwall, TX)
- 13 days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 13 days ago
Assist the Senior Regulatory Compliance Manager with sustainability customer requests such as palm oil and cocoa surveys Assist Senior Regulatory Compliance Manager with sustainability directives involving...
- Dallas, TX (22 miles from Rockwall, TX)
- 16 days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 16 days ago
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
Food Safety and Regulatory Affairs Manager
- Dallas, TX (22 miles from Rockwall, TX)
- 19 days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 19 days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
Transportation Compliance Supervisor - Dallas, TX
- Dallas, TX (22 miles from Rockwall, TX)
- 23 days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 23 days ago
Contribute. Grow. Lead...with OxyChem. Looking for a challenge? Desire to achieve your true potential? OxyChem is a growing, action-oriented, safety driven chemical manufacturing company...
Training Compliance Coordinator
- Dallas, TX (22 miles from Rockwall, TX)
- 30+ days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 30+ days ago
Job Type Full-time Description The Training Compliance Coordinator plays a critical role in ensuring effective training is delivered across all sites and that procedures and processes are executed...
Risk Compliance Officer II - Compliance Testing
- Dallas, TX (22 miles from Rockwall, TX)
- 30+ days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 30+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Compliance Director Multifamily Operations
- Dallas, TX (22 miles from Rockwall, TX)
- 60+ days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 60+ days ago
This position works with the property management team to provide superior customer service to employees, owners, lenders, auditors and governmental agencies....
- Richardson, TX (19 miles from Rockwall, TX)
- 60+ days ago
- Richardson, TX (19 miles from Rockwall, TX)
- 60+ days ago
Stay abreast of new regulations and any changes to existing regulations impacting mortgage lending....
Compliance Manager, Private Markets
- Dallas, TX (22 miles from Rockwall, TX)
- 60+ days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 60+ days ago
Advertising Rule, and FINRA Advertising regulations Experience with private markets, private funds, registered products and alternative investments Experience with Real Estate, Private Credit or Direct Lending...
Tax Compliance Director Multifamily Operations
- Dallas, TX (22 miles from Rockwall, TX)
- 60+ days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 60+ days ago
This position works with the property management team to provide superior customer service to employees, owners, lenders, auditors and governmental agencies....
Governance, Risk, and Compliance Manager
- Dallas, TX (22 miles from Rockwall, TX)
- 60+ days ago
- Dallas, TX (22 miles from Rockwall, TX)
- 60+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Demographic Data for Rockwall, TX
Moving to Rockwall, TX? Find some basic demographic data about Rockwall, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rockwall, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rockwall, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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