Compliance Manager Jobs in Prosper, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Plano, TX (15 miles from Prosper, TX)
- 30+ days ago
- Plano, TX (15 miles from Prosper, TX)
- 30+ days ago
Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...
Trade Finance Compliance Officer BSA/OFAC Oversight
- McKinney, TX (13 miles from Prosper, TX)
- 4 days ago
- McKinney, TX (13 miles from Prosper, TX)
- 4 days ago
Trade Finance Compliance Officer BSA/OFAC Oversight Job Title: Trade Finance Compliance Officer BSA/OFAC Oversight Job Summary: We are seeking a detail-oriented compliance professional to evaluate and...
Government Customs Compliance Coordinator
- Carrollton, TX (22 miles from Prosper, TX)
- 4 days ago
- Carrollton, TX (22 miles from Prosper, TX)
- 4 days ago
Job Description/Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader...
Government Compliance Coordinator
- Carrollton, TX (22 miles from Prosper, TX)
- 10 days ago
- Carrollton, TX (22 miles from Prosper, TX)
- 10 days ago
Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader within the spirits...
Director, Privacy Compliance Officer
- Frisco, TX (6 miles from Prosper, TX)
- 19 days ago
- Frisco, TX (6 miles from Prosper, TX)
- 19 days ago
Manager (CRCM) Compensation and Benefits The base pay range for this role is listed below....
Regulatory Compliance Manager - Product & Portfolio
- Frisco, TX (6 miles from Prosper, TX)
- 29 days ago
- Frisco, TX (6 miles from Prosper, TX)
- 29 days ago
Regulatory Compliance Manager - Product & Portfolio On-site (Bellevue/Overland Park/Frisco) and 3 yrs min....
- Frisco, TX (6 miles from Prosper, TX)
- 30+ days ago
- Frisco, TX (6 miles from Prosper, TX)
- 30+ days ago
Nice to have: Experience with Fintech or consumer lending products. CRCM or similar compliance certification. Familiarity with tools like Jira, Confluence, GRC platforms....
- Frisco, TX (6 miles from Prosper, TX)
- 30+ days ago
- Frisco, TX (6 miles from Prosper, TX)
- 30+ days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Coppell, TX (23 miles from Prosper, TX)
- 45+ days ago
- Coppell, TX (23 miles from Prosper, TX)
- 45+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
- Richardson, TX (20 miles from Prosper, TX)
- 60+ days ago
- Richardson, TX (20 miles from Prosper, TX)
- 60+ days ago
Stay abreast of new regulations and any changes to existing regulations impacting mortgage lending....
Compliance Manager, Regulatory Change Management
- Frisco, TX (6 miles from Prosper, TX)
- 60+ days ago
- Frisco, TX (6 miles from Prosper, TX)
- 60+ days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Lending Compliance Manager (Full Time)-Plano/Amarillo/Sugar Land
- Plano, TX (15 miles from Prosper, TX)
- 90+ days ago
- Plano, TX (15 miles from Prosper, TX)
- 90+ days ago
POSITION PURPOSE Responsibilities include performing an ongoing review of the lending compliance areas, including providing compliance support to lending business units, new product testing, manage...
Demographic Data for Prosper, TX
Moving to Prosper, TX? Find some basic demographic data about Prosper, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Prosper, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Prosper, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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