Compliance Manager Jobs in Prosper, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager Compliance Advisory Commercial
- Frisco, TX (6 miles from Prosper, TX)
- 1 day ago
- Frisco, TX (6 miles from Prosper, TX)
- 1 day ago
Manager (CRCM) certification or other applicable/relevant certifications or licenses helpful but not required Work Best Category: Category C - Days in the office will either be designated days or will...
- Coppell, TX (23 miles from Prosper, TX)
- 5 days ago
- Coppell, TX (23 miles from Prosper, TX)
- 5 days ago
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Audit Manager - Consumer Compliance Audit Manager - Consumer Compliance
- Plano, TX (15 miles from Prosper, TX)
- 9 days ago
- Plano, TX (15 miles from Prosper, TX)
- 9 days ago
CRCM (Certified Regulatory Compliance Manager), CIA (Certified Internal Auditor) Experience with automation, machine learning, or artificial intelligence Shift: 1st shift (United States of America)...
Manager, Compliance Manager, Compliance
- Plano, TX (15 miles from Prosper, TX)
- 9 days ago
- Plano, TX (15 miles from Prosper, TX)
- 9 days ago
Manager, Compliance Capital One 4.1 ( ) Multiple Locations Why you should apply for a job to Capital One : Ranked as one of the 4.1/5 in overall job satisfaction 76% say women are treated fairly...
BSA Sanctions Compliance Manager
- Frisco, TX (6 miles from Prosper, TX)
- 21 days ago
- Frisco, TX (6 miles from Prosper, TX)
- 21 days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Richardson, TX (20 miles from Prosper, TX)
- 26 days ago
- Richardson, TX (20 miles from Prosper, TX)
- 26 days ago
The Risk and Compliance Manager evaluates and ensures that an organization's operations and procedures meet compliance standards. This role leads a team of Risk and Compliance professionals....
Customs Compliance Operations Manager
- Coppell, TX (23 miles from Prosper, TX)
- 30+ days ago
- Coppell, TX (23 miles from Prosper, TX)
- 30+ days ago
Position Summary The Customs Compliance Operations Manager will support the Head of Customs & Trade Compliance in Trade Facilitation, Strategy, Risk Management, Supply Chain (e.g., CTPAT), Cost...
VP, Risk and Compliance Officer
- Richardson, TX (20 miles from Prosper, TX)
- 30+ days ago
- Richardson, TX (20 miles from Prosper, TX)
- 30+ days ago
Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly...
- Richardson, TX (20 miles from Prosper, TX)
- 30+ days ago
- Richardson, TX (20 miles from Prosper, TX)
- 30+ days ago
Posting Number S06389P Position Title Export Compliance Manager Functional Title Export Compliance Manager Department Integrity and Outreach Salary Range $75K DOQ Pay Basis Monthly Position Status Regular...
Government Customs Compliance Coordinator
- Carrollton, TX (22 miles from Prosper, TX)
- 45+ days ago
- Carrollton, TX (22 miles from Prosper, TX)
- 45+ days ago
Job Description/Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader...
Government Compliance Coordinator
- Carrollton, TX (22 miles from Prosper, TX)
- 45+ days ago
- Carrollton, TX (22 miles from Prosper, TX)
- 45+ days ago
Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader within the spirits...
- Coppell, TX (23 miles from Prosper, TX)
- 90+ days ago
- Coppell, TX (23 miles from Prosper, TX)
- 90+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
- Richardson, TX (20 miles from Prosper, TX)
- 90+ days ago
- Richardson, TX (20 miles from Prosper, TX)
- 90+ days ago
Stay abreast of new regulations and any changes to existing regulations impacting mortgage lending....
Demographic Data for Prosper, TX
Moving to Prosper, TX? Find some basic demographic data about Prosper, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Prosper, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Prosper, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »