Compliance Manager Jobs in Plano, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...
Regional Compliance Officer - Australia & New Zealand
- Dallas, TX (18 miles from Plano, TX)
- 12 hours ago
- Dallas, TX (18 miles from Plano, TX)
- 12 hours ago
At MoneyGram, we connect the world by making cross-border money transfers seamless, affordable, and secure for everyone. We are seeking\: Regional Compliance Officer What you will contribute\: The...
- Grand Prairie, TX (24 miles from Plano, TX)
- 3 days ago
- Grand Prairie, TX (24 miles from Plano, TX)
- 3 days ago
At least 3-years of previous retail Safety & Security Management experience, or at least 3-years IKEA Risk & Compliance experience including internal training programs to develop towards a Risk & Compliance...
Trade Finance Compliance Officer BSA/OFAC Oversight
- McKinney, TX (11 miles from Plano, TX)
- 3 days ago
- McKinney, TX (11 miles from Plano, TX)
- 3 days ago
Trade Finance Compliance Officer BSA/OFAC Oversight Job Title: Trade Finance Compliance Officer BSA/OFAC Oversight Job Summary: We are seeking a detail-oriented compliance professional to evaluate and...
Government Customs Compliance Coordinator
- Carrollton, TX (11 miles from Plano, TX)
- 3 days ago
- Carrollton, TX (11 miles from Plano, TX)
- 3 days ago
Job Description/Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader...
Compliance Manager Program Manager II
- Grand Prairie, TX (24 miles from Plano, TX)
- 7 days ago
- Grand Prairie, TX (24 miles from Plano, TX)
- 7 days ago
Compliance Manager - Program Manager II Location: Grand Prairie, TX Job Type: Contract Rate: $45.00 Start Date: 19-06-2025 Date Added: 19-06-2025 Status: Accepting Candidates Industry: Aerospace Categories...
Government Compliance Coordinator
- Carrollton, TX (11 miles from Plano, TX)
- 10 days ago
- Carrollton, TX (11 miles from Plano, TX)
- 10 days ago
Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader within the spirits...
- Grand Prairie, TX (24 miles from Plano, TX)
- 10 days ago
- Grand Prairie, TX (24 miles from Plano, TX)
- 10 days ago
this role you will be responsible for Client Power Units Dallas and Client Power Units San Diego functional adherence to all applicable compliance related standards such as C-TPAT, ITAR, EAR, CBP and OFAC...
Compliance - Deputy Chief Compliance Officer
- Dallas, TX (18 miles from Plano, TX)
- 11 days ago
- Dallas, TX (18 miles from Plano, TX)
- 11 days ago
Certifications: PMP (Project Management Professional), CAMS (Certified Anti-Money Laundering Specialist) or CFE (Certified Fraud Examiner) Skills and Abilities: Below is a general list of desired skills...
Regulatory Compliance Manager - Food Manufacturing
- Dallas, TX (18 miles from Plano, TX)
- 13 days ago
- Dallas, TX (18 miles from Plano, TX)
- 13 days ago
Assist the Senior Regulatory Compliance Manager with sustainability customer requests such as palm oil and cocoa surveys Assist Senior Regulatory Compliance Manager with sustainability directives involving...
- Dallas, TX (18 miles from Plano, TX)
- 16 days ago
- Dallas, TX (18 miles from Plano, TX)
- 16 days ago
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
- Grapevine, TX (21 miles from Plano, TX)
- 18 days ago
- Grapevine, TX (21 miles from Plano, TX)
- 18 days ago
At GameStop, we are committed to providing exceptional service and delivering the latest and greatest in gaming products to our customers. As a leading global retailer of video games, electronics,...
Director, Privacy Compliance Officer
- Frisco, TX (11 miles from Plano, TX)
- 18 days ago
- Frisco, TX (11 miles from Plano, TX)
- 18 days ago
Manager (CRCM) Compensation and Benefits The base pay range for this role is listed below....
Food Safety and Regulatory Affairs Manager
- Dallas, TX (18 miles from Plano, TX)
- 19 days ago
- Dallas, TX (18 miles from Plano, TX)
- 19 days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
Transportation Compliance Supervisor - Dallas, TX
- Dallas, TX (18 miles from Plano, TX)
- 23 days ago
- Dallas, TX (18 miles from Plano, TX)
- 23 days ago
Contribute. Grow. Lead...with OxyChem. Looking for a challenge? Desire to achieve your true potential? OxyChem is a growing, action-oriented, safety driven chemical manufacturing company...
Demographic Data for Plano, TX
Moving to Plano, TX? Find some basic demographic data about Plano, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Plano, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Plano, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Equities
- Spill Response
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »