Compliance Manager Jobs in Lewisville, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Plano, TX (22 miles from Lewisville, TX)
- 5 days ago
- Plano, TX (22 miles from Lewisville, TX)
- 5 days ago
Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...
Job Summary: Primoris Services Corporation is currently searching for a Labor Compliance Coordinator in the Lewisville, TX area. This position will support the Corporate Labor Compliance Team in...
Director, Compliance Officer Crypto & Digital Assets
- Frisco, TX (19 miles from Lewisville, TX)
- 2 days ago
- Frisco, TX (19 miles from Lewisville, TX)
- 2 days ago
), Anti-Money Laundering (AML), and sanctions requirements Provide clear and pragmatic compliance guidance in a fast-paced and ambiguous environment Engage with regulators, industry groups, and internal...
- Dallas, TX (24 miles from Lewisville, TX)
- 3 days ago
- Dallas, TX (24 miles from Lewisville, TX)
- 3 days ago
Were not in the shipping business; were in the information business -Peter Rose, Expeditors Founder Global supply chain management is what we do, but at the heart of Expeditors you will find...
Senior Technology Risk and Compliance Manager - Hybrid
- Southlake, TX (5 miles from Lewisville, TX)
- 6 days ago
- Southlake, TX (5 miles from Lewisville, TX)
- 6 days ago
Position Type: RegularYour opportunityAt Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo"...
BSA Sanctions Compliance Manager
- Frisco, TX (19 miles from Lewisville, TX)
- 9 days ago
- Frisco, TX (19 miles from Lewisville, TX)
- 9 days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
Senior Technology Risk and Compliance Manager
- Southlake, TX (5 miles from Lewisville, TX)
- 10 days ago
- Southlake, TX (5 miles from Lewisville, TX)
- 10 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the...
- Fort Worth, TX (23 miles from Lewisville, TX)
- 11 days ago
- Fort Worth, TX (23 miles from Lewisville, TX)
- 11 days ago
together, the "Compliance Program"); Lead, manage and train teams in the Compliance Department including Quality Management; Licensing and Registration; Regulatory Reporting; Branch Examination/Audit; Anti-Money...
Risk Compliance Officer II - Compliance Testing
- Dallas, TX (24 miles from Lewisville, TX)
- 13 days ago
- Dallas, TX (24 miles from Lewisville, TX)
- 13 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Senior Trade Compliance Manager
- Dallas, TX (24 miles from Lewisville, TX)
- 14 days ago
- Dallas, TX (24 miles from Lewisville, TX)
- 14 days ago
Position: Senior Trade Compliance Manager Job Description: The Senior Trade Compliance Manager will be responsible for the development, implementation, and management of Forward's global trade compliance...
- Richardson, TX (22 miles from Lewisville, TX)
- 15 days ago
- Richardson, TX (22 miles from Lewisville, TX)
- 15 days ago
The Risk and Compliance Manager evaluates and ensures that an organization's operations and procedures meet compliance standards. This role leads a team of Risk and Compliance professionals....
Regulatory Compliance Manager (BAT EASA ATO & SIMCOM)
- Dallas, TX (24 miles from Lewisville, TX)
- 18 days ago
- Dallas, TX (24 miles from Lewisville, TX)
- 18 days ago
About This Role Summary: The Regulatory Compliance Manager executes the regulatory compliance strategy for CAEs global Business Aviation and Helicopter Training (BAT / HAT) European Union Aviation Safety...
Customs Compliance Operations Manager
- Coppell, TX (9 miles from Lewisville, TX)
- 21 days ago
- Coppell, TX (9 miles from Lewisville, TX)
- 21 days ago
Position Summary The Customs Compliance Operations Manager will support the Head of Customs & Trade Compliance in Trade Facilitation, Strategy, Risk Management, Supply Chain (e.g., CTPAT), Cost...
VP, Risk and Compliance Officer
- Richardson, TX (22 miles from Lewisville, TX)
- 22 days ago
- Richardson, TX (22 miles from Lewisville, TX)
- 22 days ago
Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly...
Global Trade Compliance Director
- Dallas, TX (24 miles from Lewisville, TX)
- 25 days ago
- Dallas, TX (24 miles from Lewisville, TX)
- 25 days ago
Deep expertise in U.S. export and import regulations, including EAR, ITAR, OFAC sanctions, and U.S. Customs regulations....
Demographic Data for Lewisville, TX
Moving to Lewisville, TX? Find some basic demographic data about Lewisville, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lewisville, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lewisville, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Private Banking
- Know Your Customer
- Mortgage Processing
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Verbal Communication
- Investigation
- Mentoring
- Coaching
- Reporting
- Interpersonal Skills
- Collaboration
- Filing
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Problem Solving
- Regulations
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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