Compliance Manager Jobs in Lake Dallas, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Plano, TX (16 miles from Lake Dallas, TX)
- 30+ days ago
- Plano, TX (16 miles from Lake Dallas, TX)
- 30+ days ago
Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...
- Irving, TX (21 miles from Lake Dallas, TX)
- 1 day ago
- Irving, TX (21 miles from Lake Dallas, TX)
- 1 day ago
Insight Global is looking for a Department of Transportation - DOT Compliance Coordinator to support one of our large Telecommunications clients in Irving, TX. This person will join the...
- Richardson, TX (18 miles from Lake Dallas, TX)
- 2 days ago
- Richardson, TX (18 miles from Lake Dallas, TX)
- 2 days ago
Posting Number S06389P Position Title Export Compliance Manager Functional Title Export Compliance Manager Department Integrity and Outreach Salary Range $75K DOQ Pay Basis Monthly Position Status Regular...
Financial Regulatory Reporting Manager
- Addison, TX (14 miles from Lake Dallas, TX)
- 3 days ago
- Addison, TX (14 miles from Lake Dallas, TX)
- 3 days ago
About this role: Wells Fargo is seeking a Financial Regulatory Reporting Manager with SME knowledge and experience of Counterparty specific reports specifically the FFIEC009, FR2510 and SCCL /...
- Irving, TX (21 miles from Lake Dallas, TX)
- 5 days ago
- Irving, TX (21 miles from Lake Dallas, TX)
- 5 days ago
When you're the best, we're the best. We instill an environment where employees feel engaged, satisfied and able to contribute their unique skills and talents while living and working as their...
Government Customs Compliance Coordinator
- Carrollton, TX (13 miles from Lake Dallas, TX)
- 12 days ago
- Carrollton, TX (13 miles from Lake Dallas, TX)
- 12 days ago
Job Description/Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader...
Compliance Manager Program Manager II
- Grand Prairie, TX (23 miles from Lake Dallas, TX)
- 16 days ago
- Grand Prairie, TX (23 miles from Lake Dallas, TX)
- 16 days ago
Compliance Manager - Program Manager II Location: Grand Prairie, TX Job Type: Contract Rate: $45.00 Start Date: 19-06-2025 Date Added: 19-06-2025 Status: Accepting Candidates Industry: Aerospace Categories...
Government Compliance Coordinator
- Carrollton, TX (13 miles from Lake Dallas, TX)
- 18 days ago
- Carrollton, TX (13 miles from Lake Dallas, TX)
- 18 days ago
Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader within the spirits...
- Grand Prairie, TX (23 miles from Lake Dallas, TX)
- 19 days ago
- Grand Prairie, TX (23 miles from Lake Dallas, TX)
- 19 days ago
this role you will be responsible for Client Power Units Dallas and Client Power Units San Diego functional adherence to all applicable compliance related standards such as C-TPAT, ITAR, EAR, CBP and OFAC...
Director, Privacy Compliance Officer
- Frisco, TX (10 miles from Lake Dallas, TX)
- 27 days ago
- Frisco, TX (10 miles from Lake Dallas, TX)
- 27 days ago
Manager (CRCM) Compensation and Benefits The base pay range for this role is listed below....
Global AML Trade Finance Advisory Compliance Manager, Vice President
- Irving, TX (21 miles from Lake Dallas, TX)
- 30+ days ago
- Irving, TX (21 miles from Lake Dallas, TX)
- 30+ days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
Remote Work- Frisco, TX (10 miles from Lake Dallas, TX)
- 45+ days ago
- Frisco, TX (10 miles from Lake Dallas, TX)
- 45+ days ago
Nice to have: Experience with Fintech or consumer lending products. CRCM or similar compliance certification. Familiarity with tools like Jira, Confluence, GRC platforms....
- Frisco, TX (10 miles from Lake Dallas, TX)
- 45+ days ago
- Frisco, TX (10 miles from Lake Dallas, TX)
- 45+ days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Coppell, TX (10 miles from Lake Dallas, TX)
- 45+ days ago
- Coppell, TX (10 miles from Lake Dallas, TX)
- 45+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
- Richardson, TX (18 miles from Lake Dallas, TX)
- 60+ days ago
- Richardson, TX (18 miles from Lake Dallas, TX)
- 60+ days ago
Stay abreast of new regulations and any changes to existing regulations impacting mortgage lending....
Demographic Data for Lake Dallas, TX
Moving to Lake Dallas, TX? Find some basic demographic data about Lake Dallas, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lake Dallas, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lake Dallas, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Spill Response
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- USDA
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Interpersonal Skills
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »