Compliance Manager Jobs in La Porte, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Cyber Compliance Supervisor - Data Protection and Risk
- Houston, TX (19 miles from La Porte, TX)
- 9 hours ago
- Houston, TX (19 miles from La Porte, TX)
- 9 hours ago
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their...
Senior Field Compliance Coordinator
- Houston, TX (19 miles from La Porte, TX)
- 5 days ago
- Houston, TX (19 miles from La Porte, TX)
- 5 days ago
Senior Field Compliance Coordinator Saudi Aramco Houston, TX Full-time Construction / Physical Labor / Skilled Trades Posted on May 22, 2025 Aramco energizes the world economy. Aramco occupies a...
- Houston, TX (19 miles from La Porte, TX)
- 5 days ago
- Houston, TX (19 miles from La Porte, TX)
- 5 days ago
Field Compliance Coordinator Saudi Aramco Houston, TX Full-time Construction / Physical Labor / Skilled Trades Posted on May 22, 2025 Aramco energizes the world economy. Aramco occupies a special...
Senior Manager, CIB & Research Compliance Officer
- Houston, TX (19 miles from La Porte, TX)
- 6 days ago
- Houston, TX (19 miles from La Porte, TX)
- 6 days ago
Knowledge of Federal Reserve Bank Regulations relating to corporate lending activities....
US Seasonal Tax-Global Compliance and Reporting-Manager
- Houston, TX (19 miles from La Porte, TX)
- 8 days ago
- Houston, TX (19 miles from La Porte, TX)
- 8 days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote Work- Houston, TX (19 miles from La Porte, TX)
- 9 days ago
- Houston, TX (19 miles from La Porte, TX)
- 9 days ago
Manager Administrative: Assist in the development of forms and notices to be used in Field Services section Assist in the response to open records requests Ensure that confidential litigation information...
Ethics & Compliance Coordinator
- Houston, TX (19 miles from La Porte, TX)
- 16 days ago
- Houston, TX (19 miles from La Porte, TX)
- 16 days ago
Requisition ID: 284707** + **Relocation Authorized: None** + **Telework Type: Part-Time Telework** + **Work Location: Houston, TX** # Extraordinary teams building inspiring projects: Since 1898,...
Pipeline Compliance Supervisor
- Houston, TX (19 miles from La Porte, TX)
- 17 days ago
- Houston, TX (19 miles from La Porte, TX)
- 17 days ago
About Us Groundbreaker. Game changer. Pioneer. TRC has long set the bar for clients who require more than just engineering, combining science with the latest technology to devise innovative...
Senior Compliance Officer (Collective Trust & Broker Dealer Expertise)
- Houston, TX (19 miles from La Porte, TX)
- 22 days ago
- Houston, TX (19 miles from La Porte, TX)
- 22 days ago
Compliance Officer works in conjunction with the Compliance Manager in monitoring rules and regulations and as needed, amending/developing, and implementing policies and procedures that are necessary...
Control Room & Employee Compliance Officer
- Houston, TX (19 miles from La Porte, TX)
- 25 days ago
- Houston, TX (19 miles from La Porte, TX)
- 25 days ago
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
SEVIS Compliance Coordinator-Graduate School
- Houston, TX (19 miles from La Porte, TX)
- 30+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 30+ days ago
Department: Graduate School Salary: $43,000-$48,900 Annually Description: Responsible for ensuring full compliance with all aspects of the Student and Exchange Visitor Information System (SEVIS)...
Regional Ethics and Compliance Director, North America
- Houston, TX (19 miles from La Porte, TX)
- 45+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 45+ days ago
CEVA Logistics provides global supply chain solutions to connect people, products, and providers all around the world. Present in 170+ countries and with more than 110,000 employees spread over...
Compliance Manager, Private Markets
- Houston, TX (19 miles from La Porte, TX)
- 45+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 45+ days ago
Advertising Rule, and FINRA Advertising regulations Experience with private markets, private funds, registered products and alternative investments Experience with Real Estate, Private Credit or Direct Lending...
- Houston, TX (19 miles from La Porte, TX)
- 45+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 45+ days ago
Job Type: Regular Plains All American is an industry-leading transportation and midstream provider specializing in transportation, storage, processing and marketing solutions for crude oil and...
Governance, Risk, and Compliance Manager
- Houston, TX (19 miles from La Porte, TX)
- 60+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 60+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Demographic Data for La Porte, TX
Moving to La Porte, TX? Find some basic demographic data about La Porte, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in La Porte, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in La Porte, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Investigation
- Verbal Communication
- Data Analysis
- Written Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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