Compliance Manager Jobs in Houston, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Department: Human Resources Salary: $52,981 - $58,279 Description: Job Summary The Compliance Coordinator is responsible for supporting institutional compliance to ensure adherence to relevant...
Manager Review Harris County Tax Abatement Applications and provide recommendations to the Office of Economic Development of applicant's environmental compliance history when requested....
Advertising Rule, and FINRA Advertising regulations Experience with private markets, private funds, registered products and alternative investments Experience with Real Estate, Private Credit or Direct Lending...
Job Type: Regular Plains All American is an industry-leading transportation and midstream provider specializing in transportation, storage, processing and marketing solutions for crude oil and...
EquipmentShare is Hiring a Contract Compliance Coordinator EquipmentShare is searching for a Contract Compliance Coordinator for our rental facility in Houston, TX, to support our team as it...
ESSENTIAL JOB FUNCTIONS Work with the Customs Regulatory Compliance Analysts to develop client-specific procedures for all clients but especially with the on boarding of new clients. Responsible...
Lending Compliance Manager (Full Time)-Plano/Amarillo/Sugar Land
- Sugar Land, TX (18 miles from Houston, TX)
- 9 days ago
- Sugar Land, TX (18 miles from Houston, TX)
- 9 days ago
POSITION PURPOSE Responsibilities include performing an ongoing review of the lending compliance areas, including providing compliance support to lending business units, new product testing, manage...
The Pipeline Management Compliance Coordinator plays a pivotal role in advancing department goals and ensuring compliance with Department of Transportation (DOT), Pipeline and Hazardous Materials...
Today, Lonza is a global leader in life sciences operating across three continents. While we work in science, theres no magic formula to how we do it. Our greatest scientific solution is talented...
Harris County Pollution Control Services Department (HCPCS) Mission The mission of Harris County Pollution Control Services Department (HCPCS) is to protect the citizens of Harris County from...
Job Description: Create and enforce compliance policies and procedures aligned with company objectives. Keep detailed records of all compliance-related activities. Identify compliance risks and...
Welcome to the intersection of energy and home services. At NRG, we're all about propelling the next generation of leaders forward. We are driven by our passion to create a smarter, cleaner and...
QMS & Product Compliance Director
- Pasadena, TX (10 miles from Houston, TX)
- 15 days ago
- Pasadena, TX (10 miles from Houston, TX)
- 15 days ago
THE BUSINESS Honeywell International Inc. (NYSE: HON) is a global technology and manufacturing company that invents and commercializes solutions to address some of the world's most critical...
We are currently seeking a Regulatory Compliance Manager to join our team based in Houston, TX....
Position Summary: UTHealth Houston is looking for a Compliance Coordinator who responds to compliance reports, investigations, concerns, and inquiries on a daily basis. This employee supports the...
Demographic Data for Houston, TX
Moving to Houston, TX? Find some basic demographic data about Houston, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Houston, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Houston, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »