Compliance Manager Jobs in Houston, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Compliance Officer - Broker Dealer Expertise
- Houston, TX
- 23 hours ago
- Houston, TX
- 23 hours ago
Compliance Officer works in conjunction with the Compliance Manager in monitoring rules and regulations and as needed, amending/developing, and implementing policies and procedures that are necessary...
Governance, Risk, and Compliance Supervisor - Attest Specialization
- Houston, TX
- 4 days ago
- Houston, TX
- 4 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Houston, TX
- 5 days ago
- Houston, TX
- 5 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Department: Graduate School Salary: $43,000-$48,900 Annually Description: MANDATORY: Must possess U.S. Citizenship or Lawful Permanent Residency, as mandated by federal regulations. Requires a...
Build the Future with Us - EquipmentShare is Hiring a Contract Compliance Coordinator At EquipmentShare, we're not just filling a role - we're assembling the best team on the planet to build...
This role helps ensure timely, regulation-compliant exports, supports vendor management and bridges communication between multiple Smith teams. Responsibilities Ensure Traders understand and...
DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets around the world. We value autonomy and...
Manager Administrative: Assist in the development of forms and notices to be used in Field Services section Assist in the response to open records requests Ensure that confidential litigation information...
Medical Necessity Coding Compliance Coordinator
- Pasadena, TX (10 miles from Houston, TX)
- 26 days ago
- Pasadena, TX (10 miles from Houston, TX)
- 26 days ago
Description Introduction Do you have the career opportunities as a Medical Necessity Coding Compliance Coordinator you want with your current employer? We have an exciting opportunity for you to...
Basic Function Under the general supervision of the Chief of Staff, serves as the Accreditation Compliance Coordinator. Performs a variety of administrative and coordination of accreditation...
Logistics and Trade Compliance Manager (North America)
- Missouri City, TX (19 miles from Houston, TX)
- 26 days ago
- Missouri City, TX (19 miles from Houston, TX)
- 26 days ago
Trade Compliance: Ensure compliance with U.S. and international trade regulations, including EAR, ITAR, OFAC, and U.S. Customs regulations....
Welcome to the intersection of energy and home services. At NRG, we're all about propelling the next generation of leaders forward. We are driven by our passion to create a smarter, cleaner and...
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Demographic Data for Houston, TX
Moving to Houston, TX? Find some basic demographic data about Houston, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Houston, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Houston, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »