Compliance Manager Jobs in Frisco, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Plano, TX (11 miles from Frisco, TX)
- 5 days ago
- Plano, TX (11 miles from Frisco, TX)
- 5 days ago
Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...
Labor Compliance Coordinator I
- Lewisville, TX (19 miles from Frisco, TX)
- 1 day ago
- Lewisville, TX (19 miles from Frisco, TX)
- 1 day ago
Job Summary: Primoris Services Corporation is currently searching for a Labor Compliance Coordinator in the Lewisville, TX area. This position will support the Corporate Labor Compliance Team in...
), Anti-Money Laundering (AML), and sanctions requirements Provide clear and pragmatic compliance guidance in a fast-paced and ambiguous environment Engage with regulators, industry groups, and internal...
Senior Technology Risk and Compliance Manager - Hybrid
- Southlake, TX (23 miles from Frisco, TX)
- 6 days ago
- Southlake, TX (23 miles from Frisco, TX)
- 6 days ago
Position Type: RegularYour opportunityAt Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo"...
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
Senior Technology Risk and Compliance Manager
- Southlake, TX (23 miles from Frisco, TX)
- 10 days ago
- Southlake, TX (23 miles from Frisco, TX)
- 10 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the...
- Richardson, TX (16 miles from Frisco, TX)
- 15 days ago
- Richardson, TX (16 miles from Frisco, TX)
- 15 days ago
The Risk and Compliance Manager evaluates and ensures that an organization's operations and procedures meet compliance standards. This role leads a team of Risk and Compliance professionals....
Customs Compliance Operations Manager
- Coppell, TX (17 miles from Frisco, TX)
- 21 days ago
- Coppell, TX (17 miles from Frisco, TX)
- 21 days ago
Position Summary The Customs Compliance Operations Manager will support the Head of Customs & Trade Compliance in Trade Facilitation, Strategy, Risk Management, Supply Chain (e.g., CTPAT), Cost...
VP, Risk and Compliance Officer
- Richardson, TX (16 miles from Frisco, TX)
- 22 days ago
- Richardson, TX (16 miles from Frisco, TX)
- 22 days ago
Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly...
- Richardson, TX (16 miles from Frisco, TX)
- 30+ days ago
- Richardson, TX (16 miles from Frisco, TX)
- 30+ days ago
Posting Number S06389P Position Title Export Compliance Manager Functional Title Export Compliance Manager Department Integrity and Outreach Salary Range $75K DOQ Pay Basis Monthly Position Status Regular...
Government Customs Compliance Coordinator
- Carrollton, TX (16 miles from Frisco, TX)
- 30+ days ago
- Carrollton, TX (16 miles from Frisco, TX)
- 30+ days ago
Job Description/Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader...
Government Compliance Coordinator
- Carrollton, TX (16 miles from Frisco, TX)
- 45+ days ago
- Carrollton, TX (16 miles from Frisco, TX)
- 45+ days ago
Responsibilities Sazerac is seeking a motivated, resourceful and self-driven professional to join our Customs Compliance Team. This is a fantastic opportunity to join a leader within the spirits...
Nice to have: Experience with Fintech or consumer lending products. CRCM or similar compliance certification. Familiarity with tools like Jira, Confluence, GRC platforms....
- Coppell, TX (17 miles from Frisco, TX)
- 60+ days ago
- Coppell, TX (17 miles from Frisco, TX)
- 60+ days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
- Richardson, TX (16 miles from Frisco, TX)
- 90+ days ago
- Richardson, TX (16 miles from Frisco, TX)
- 90+ days ago
Stay abreast of new regulations and any changes to existing regulations impacting mortgage lending....
Demographic Data for Frisco, TX
Moving to Frisco, TX? Find some basic demographic data about Frisco, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Frisco, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Frisco, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Private Banking
- Know Your Customer
- Mortgage Processing
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Verbal Communication
- Investigation
- Mentoring
- Coaching
- Reporting
- Interpersonal Skills
- Collaboration
- Filing
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Problem Solving
- Regulations
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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