Compliance Manager Jobs in Anna, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Plano, TX (22 miles from Anna, TX)
- 10 days ago
- Plano, TX (22 miles from Anna, TX)
- 10 days ago
Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...
Regulatory Compliance Manager - Product & Portfolio
- Frisco, TX (21 miles from Anna, TX)
- 7 days ago
- Frisco, TX (21 miles from Anna, TX)
- 7 days ago
Regulatory Compliance Manager - Product & Portfolio On-site (Bellevue/Overland Park/Frisco) and 3 yrs min....
- Frisco, TX (21 miles from Anna, TX)
- 17 days ago
- Frisco, TX (21 miles from Anna, TX)
- 17 days ago
Nice to have: Experience with Fintech or consumer lending products. CRCM or similar compliance certification. Familiarity with tools like Jira, Confluence, GRC platforms....
- Frisco, TX (21 miles from Anna, TX)
- 22 days ago
- Frisco, TX (21 miles from Anna, TX)
- 22 days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
Senior Manager, Compliance Advisory
- Plano, TX (22 miles from Anna, TX)
- 30+ days ago
- Plano, TX (22 miles from Anna, TX)
- 30+ days ago
Senior Manager, Compliance Advisory Capital One is looking for a Senior Manager Compliance Advisor to support Auto Finance in Plano. The Compliance Advisor Senior Manager performs a key risk...
Compliance Manager, Regulatory Change Management
- Frisco, TX (21 miles from Anna, TX)
- 45+ days ago
- Frisco, TX (21 miles from Anna, TX)
- 45+ days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Lending Compliance Manager (Full Time)-Plano/Amarillo/Sugar Land
- Plano, TX (22 miles from Anna, TX)
- 90+ days ago
- Plano, TX (22 miles from Anna, TX)
- 90+ days ago
POSITION PURPOSE Responsibilities include performing an ongoing review of the lending compliance areas, including providing compliance support to lending business units, new product testing, manage...
Demographic Data for Anna, TX
Moving to Anna, TX? Find some basic demographic data about Anna, TX below.
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Salary for Compliance Manager Jobs in Anna, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Anna, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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