Compliance Manager Jobs in Allen, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Manager, Private Markets
- Dallas, TX (23 miles from Allen, TX)
- 1 day ago
- Dallas, TX (23 miles from Allen, TX)
- 1 day ago
Advertising Rule, and FINRA Advertising regulations Experience with private markets, private funds, registered products and alternative investments Experience with Real Estate, Private Credit or Direct Lending...
- Richardson, TX (10 miles from Allen, TX)
- 7 days ago
- Richardson, TX (10 miles from Allen, TX)
- 7 days ago
SUMMARY The Payments Compliance Manager will work closely with the Chief Compliance Officer for the money transmitter subsidiary of RealPage, Inc., also known as RealPage Payments Services (RPPS)....
Remote WorkTax Compliance Director Multifamily Operations
- Dallas, TX (23 miles from Allen, TX)
- 7 days ago
- Dallas, TX (23 miles from Allen, TX)
- 7 days ago
This position works with the property management team to provide superior customer service to employees, owners, lenders, auditors and governmental agencies....
Medical Necessity Coding Compliance Coordinator
- Prosper, TX (16 miles from Allen, TX)
- 12 days ago
- Prosper, TX (16 miles from Allen, TX)
- 12 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to $300...
Medical Necessity Coding Compliance Coordinator
- Dallas, TX (23 miles from Allen, TX)
- 13 days ago
- Dallas, TX (23 miles from Allen, TX)
- 13 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to 300...
Compliance Manager, Regulatory Change Management
- Frisco, TX (15 miles from Allen, TX)
- 14 days ago
- Frisco, TX (15 miles from Allen, TX)
- 14 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Coppell, TX (23 miles from Allen, TX)
- 15 days ago
- Coppell, TX (23 miles from Allen, TX)
- 15 days ago
Certified Information Privacy Professional (CIPP), Certified Regulatory Compliance Manager (CRCM), or similar certification preferred....
Governance, Risk, and Compliance Manager
- Dallas, TX (23 miles from Allen, TX)
- 16 days ago
- Dallas, TX (23 miles from Allen, TX)
- 16 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Anti-Money Laundering Compliance Officer
- Dallas, TX (23 miles from Allen, TX)
- 22 days ago
- Dallas, TX (23 miles from Allen, TX)
- 22 days ago
The opportunity Altruist is entering an exciting phase, and we're looking for an Anti-Money Laundering Compliance Officer to join our Compliance team....
- Farmers Branch, TX (19 miles from Allen, TX)
- 27 days ago
- Farmers Branch, TX (19 miles from Allen, TX)
- 27 days ago
Maintains current knowledge of federal compliance regulations, including BSA regulation/ruling changes and updates through continued education and exposure....
- Plano, TX (7 miles from Allen, TX)
- 30+ days ago
- Plano, TX (7 miles from Allen, TX)
- 30+ days ago
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
Lending Compliance Manager (Full Time)-Plano/Amarillo/Sugar Land
- Plano, TX (7 miles from Allen, TX)
- 90+ days ago
- Plano, TX (7 miles from Allen, TX)
- 90+ days ago
POSITION PURPOSE Responsibilities include performing an ongoing review of the lending compliance areas, including providing compliance support to lending business units, new product testing, manage...
Accessibility Compliance Coordinator
- Plano, TX (7 miles from Allen, TX)
- 30+ days ago
- Plano, TX (7 miles from Allen, TX)
- 30+ days ago
Accessibility Compliance Coordinator MBA CSi Yesterday Public Trust Unspecified Unspecified Management Plano, TX (ON-SITE/OFFICE) MBA Consulting Services, Inc. is seeking an experienced...
- Plano, TX (7 miles from Allen, TX)
- 45+ days ago
- Plano, TX (7 miles from Allen, TX)
- 45+ days ago
Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...
Compliance Coordinator (Coppell, TX) - Austin Bridge & Road
- Coppell, TX (23 miles from Allen, TX)
- 45+ days ago
- Coppell, TX (23 miles from Allen, TX)
- 45+ days ago
Austin Industries is one of the nation’s largest, most diversified U.S.-based construction companies. With more than 7,000 employee-owners, Austin Industries provides nearly every type of civil,...
Demographic Data for Allen, TX
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Allen, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Allen, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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