Compliance Manager Jobs in Allen, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Plano, TX (7 miles from Allen, TX)
- 10 days ago
- Plano, TX (7 miles from Allen, TX)
- 10 days ago
Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...
Transportation Compliance Supervisor - Dallas, TX
- Dallas, TX (23 miles from Allen, TX)
- 2 days ago
- Dallas, TX (23 miles from Allen, TX)
- 2 days ago
Contribute. Grow. Lead...with OxyChem. Looking for a challenge? Desire to achieve your true potential? OxyChem is a growing, action-oriented, safety driven chemical manufacturing company...
US Seasonal Tax-Global Compliance and Reporting-Manager
- Dallas, TX (23 miles from Allen, TX)
- 5 days ago
- Dallas, TX (23 miles from Allen, TX)
- 5 days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote Work- Dallas, TX (23 miles from Allen, TX)
- 5 days ago
- Dallas, TX (23 miles from Allen, TX)
- 5 days ago
Were not in the shipping business; were in the information business -Peter Rose, Expeditors Founder Global supply chain management is what we do, but at the heart of Expeditors you will find...
Regulatory Compliance Manager - Product & Portfolio
- Frisco, TX (15 miles from Allen, TX)
- 7 days ago
- Frisco, TX (15 miles from Allen, TX)
- 7 days ago
Regulatory Compliance Manager - Product & Portfolio On-site (Bellevue/Overland Park/Frisco) and 3 yrs min....
Customs Compliance Operations Manager
- Coppell, TX (23 miles from Allen, TX)
- 12 days ago
- Coppell, TX (23 miles from Allen, TX)
- 12 days ago
Position Summary Headquartered in Ridgefield Park, N.J., Samsung Electronics America, Inc. (SEA) is a leader in mobile technologies, consumer electronics, home appliances and enterprise solutions....
- Frisco, TX (15 miles from Allen, TX)
- 17 days ago
- Frisco, TX (15 miles from Allen, TX)
- 17 days ago
Nice to have: Experience with Fintech or consumer lending products. CRCM or similar compliance certification. Familiarity with tools like Jira, Confluence, GRC platforms....
Training Compliance Coordinator
- Dallas, TX (23 miles from Allen, TX)
- 18 days ago
- Dallas, TX (23 miles from Allen, TX)
- 18 days ago
Job Type Full-time Description The Training Compliance Coordinator plays a critical role in ensuring effective training is delivered across all sites and that procedures and processes are executed...
Risk Compliance Officer II - Compliance Testing
- Dallas, TX (23 miles from Allen, TX)
- 20 days ago
- Dallas, TX (23 miles from Allen, TX)
- 20 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
- Frisco, TX (15 miles from Allen, TX)
- 22 days ago
- Frisco, TX (15 miles from Allen, TX)
- 22 days ago
Sanctions Compliance Manager The Sanctions Compliance Manager is responsible for overseeing and ensuring an organization's compliance with sanctions, trade regulations, and laws set forth by OFAC and...
- Coppell, TX (23 miles from Allen, TX)
- 24 days ago
- Coppell, TX (23 miles from Allen, TX)
- 24 days ago
Manager, Testing What makes an AFF Compliance Manager, Testing: The Compliance Manager, Testing will be responsible for the execution of independent testing and risk identification to ensure compliance...
Senior Manager, Compliance Advisory
- Plano, TX (7 miles from Allen, TX)
- 30+ days ago
- Plano, TX (7 miles from Allen, TX)
- 30+ days ago
Senior Manager, Compliance Advisory Capital One is looking for a Senior Manager Compliance Advisor to support Auto Finance in Plano. The Compliance Advisor Senior Manager performs a key risk...
Compliance Director Multifamily Operations
- Dallas, TX (23 miles from Allen, TX)
- 30+ days ago
- Dallas, TX (23 miles from Allen, TX)
- 30+ days ago
This position works with the property management team to provide superior customer service to employees, owners, lenders, auditors and governmental agencies....
Security Risk and Compliance Director
- Dallas, TX (23 miles from Allen, TX)
- 30+ days ago
- Dallas, TX (23 miles from Allen, TX)
- 30+ days ago
Job Title: Security Risk and Compliance Director Location: CityScape What you'll do: The Director of Security and Privacy Compliance is vested with the authority to facilitate the development,...
- Richardson, TX (10 miles from Allen, TX)
- 30+ days ago
- Richardson, TX (10 miles from Allen, TX)
- 30+ days ago
Stay abreast of new regulations and any changes to existing regulations impacting mortgage lending....
Demographic Data for Allen, TX
Moving to Allen, TX? Find some basic demographic data about Allen, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Allen, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Allen, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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