Compliance Manager Jobs in Tennessee
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for all aspects of a broker-dealer and a bank dealer and...
Job Description The Carrier Compliance Coordinator is responsible for ensuring all contracted carriers meet company and regulatory standards for safety, insurance, licensing, and performance. This...
Drug and Alcohol Compliance Coordinator (pre and post employment programs) - REMOTE
- Nashville, TN
- 15 days ago
- Nashville, TN
- 15 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : Summary The Drug and Alcohol Compliance Coordinator ensures compliance with applicable Federal...
Remote WorkInternal Audit & Compliance Coordinator
- Goodlettsville, TN
- 21 days ago
- Goodlettsville, TN
- 21 days ago
Job Details General Summary: Under general direction, supports all efforts and administrative duties associated with the Internal Audit and Compliance functions. Duties & Responsibilities: Under...
Compliance Officer (Bank/Financial Services experience only)
- Knoxville, TN
- 21 days ago
- Knoxville, TN
- 21 days ago
Knoxville, TN, Tennessee, USA Remote Status: Partially Remote Pay Type: Annual Salary Salary: ...00 / US Dollars Occupational Categories: Accounting/ Financial Services/ Investing Industry(ies): Banking / Lending...
Risk Compliance Officer II - Compliance Testing
- Johnson City, TN
- 22 days ago
- Johnson City, TN
- 22 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Location: On site at location listed in job posting SUMMARY: Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to:...
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the...
Summary: The First Line Compliance Manager is responsible for leading the bank's First Line of Defense for compliance....
In-depth knowledge of banking laws and regulations, including but not limited to BSA/AML, Truth in Lending Act (TILA), Fair Credit Reporting Act (FCRA), and others....
Laboratory Clinical Quality Compliance Coordinator - Anatomical Pathology
- Nashville, TN
- 90+ days ago
- Nashville, TN
- 90+ days ago
Discover Vanderbilt University Medical Center : Located in Nashville, Tennessee, and operating at a global crossroads of teaching, discovery, and patient care, VUMC is a community of individuals...
Demographic Data for Tennessee
Moving to Tennessee? Find some basic demographic data about Tennessee below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Tennessee
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Tennessee offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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