Compliance Manager Jobs in Tega Cay, SC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Charlotte, NC (14 miles from Tega Cay, SC)
- 28 days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 28 days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Cybersecurity Compliance Manager
- Charlotte, NC (14 miles from Tega Cay, SC)
- 10 hours ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 10 hours ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Independent Testing Manager - Compliance & UDAAP Testing CSBB
- Charlotte, NC (14 miles from Tega Cay, SC)
- 2 days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 2 days ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Independent Testing Senior Manager - Compliance & UDAAP Testing CSBB
- Charlotte, NC (14 miles from Tega Cay, SC)
- 2 days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 2 days ago
Certified Regulatory Compliance Manager (CRCM). Certified Internal Auditor (CIA). Chartered Financial Analyst (CFA) or Certified Public Accountant (CPA)....
Senior Audit Manager - Compliance
- Charlotte, NC (14 miles from Tega Cay, SC)
- 5 days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 5 days ago
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
- Charlotte, NC (14 miles from Tega Cay, SC)
- 9 days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 9 days ago
University (Degree) Preferred **Work Experience** + 5+ Years Required; 7+ Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 8IC Preferred Experience: + SBA Lending...
Senior Lead Compliance Officer - Municipal Products Group
- Charlotte, NC (14 miles from Tega Cay, SC)
- 11 days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 11 days ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal...
Safety & Compliance Coordinator
- Charlotte, NC (14 miles from Tega Cay, SC)
- 12 days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 12 days ago
Must pass pre-employment screens Preferred Qualifications Certification in a related field (e.g., Certified Safety Professional, Compliance Manager Certification)....
- Charlotte, NC (14 miles from Tega Cay, SC)
- 13 days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 13 days ago
Bachelor's Degree is preferred, and professional certifications such as Certified Regulatory Compliance Manager (CRCM) are a plus....
Senior Business Controls Compliance Manager
- Charlotte, NC (14 miles from Tega Cay, SC)
- 20 days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 20 days ago
a dynamic, collaborative, progressive, and high-performing team Opportunities to do challenging work Opportunities to build close relationships with clients #LI-Post #LI-Hybrid #TECHPJ Job Skills Anti-Money...
- Charlotte, NC (14 miles from Tega Cay, SC)
- 23 days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 23 days ago
(OFAC - Office of Foreign Assets Controls) and EU Economic and Export Restrictions. Technology export licensing requirements (US Dept of Commerce - Bureau of Industry and Security)....
Senior Lead Compliance Officer
- Charlotte, NC (14 miles from Tega Cay, SC)
- 30+ days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 30+ days ago
Lending Compliance organization....
- Charlotte, NC (14 miles from Tega Cay, SC)
- 45+ days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 45+ days ago
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
Lead Compliance Officer - Reporting
- Charlotte, NC (14 miles from Tega Cay, SC)
- 30+ days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 30+ days ago
provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending...
Training & Compliance Supervisor (M&O)
- Charlotte, NC (14 miles from Tega Cay, SC)
- 45+ days ago
- Charlotte, NC (14 miles from Tega Cay, SC)
- 45+ days ago
Key Responsibilities Understand applicable policies, procedures, and regulations and work with management to ensure that all employees are trained to standard Work with the General Manager to...
Demographic Data for Tega Cay, SC
Moving to Tega Cay, SC? Find some basic demographic data about Tega Cay, SC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Tega Cay, SC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Tega Cay, SC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Executive Management
- Business Processes
- Insurance Verification
- Change Management
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Written Communication
- Verbal Communication
- Investigation
- Prioritizing
- Auditing
- Documentation
- Collaboration
- Mentoring
- Data Analysis
- Employee Development
- Bachelor's Degree
- Coaching
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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