Compliance Manager Jobs in Duncan, SC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Manager - Third-Party Oversight
- Greenville, SC (16 miles from Duncan, SC)
- 1 day ago
- Greenville, SC (16 miles from Duncan, SC)
- 1 day ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Staff Environmental Scientist/Environmental Compliance Coordinator
- Greenville, SC (16 miles from Duncan, SC)
- 1 day ago
- Greenville, SC (16 miles from Duncan, SC)
- 1 day ago
Volt is immediately hiring a Staff Environmental Scientist in Greenville, SC. As a Staff Environmental Scientist, you will: Description The Staff Environment Scientist will perform environmental...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- Greenville, SC (16 miles from Duncan, SC)
- 5 days ago
- Greenville, SC (16 miles from Duncan, SC)
- 5 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager - Compliance Monitoring and Programs
- Greenville, SC (16 miles from Duncan, SC)
- 12 days ago
- Greenville, SC (16 miles from Duncan, SC)
- 12 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Senior Manager - Compliance Programs Governance
- Greenville, SC (16 miles from Duncan, SC)
- 12 days ago
- Greenville, SC (16 miles from Duncan, SC)
- 12 days ago
banking, broker-dealer operations, and wealth management....
- Greer, SC (8 miles from Duncan, SC)
- 13 days ago
- Greer, SC (8 miles from Duncan, SC)
- 13 days ago
TRIGO Global Quality Solutions is seeking to fill a Compliance Coordinator position in Greer, SC. Overall Purpose Support and oversee TRIGO's adherence to internal processes and customer...
Senior Research Compliance Manager
- Greenville, SC (16 miles from Duncan, SC)
- 60+ days ago
- Greenville, SC (16 miles from Duncan, SC)
- 60+ days ago
The Senior Research Compliance Manager assists other staff in ORIC in discharging their responsibilities and provides appropriate training and guidance....
- Greenville, SC (16 miles from Duncan, SC)
- 60+ days ago
- Greenville, SC (16 miles from Duncan, SC)
- 60+ days ago
Follow regulatory requirements including those pertaining to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Customer Identification Program (CIP), and OFAC to assist in the identification,...
Demographic Data for Duncan, SC
Moving to Duncan, SC? Find some basic demographic data about Duncan, SC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Duncan, SC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Duncan, SC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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