Compliance Manager Jobs in Pepper Pike, OH
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Sr Compliance Officer - Special Projects Review Team
- Brooklyn, OH (14 miles from Pepper Pike, OH)
- 1 day ago
- Brooklyn, OH (14 miles from Pepper Pike, OH)
- 1 day ago
The Senior Compliance Officer SPRT role ensures Keys compliance with Bank Secrecy Act / Anti-Money Laundering (BSA/AML) and other financial crime regulations, as well as OFAC / Sanctions / Export Controls...
Compliance Manager - Wealth Management and Trust Testing
- Brooklyn, OH (14 miles from Pepper Pike, OH)
- 12 days ago
- Brooklyn, OH (14 miles from Pepper Pike, OH)
- 12 days ago
The Senior Compliance Manager must exhibit strong leadership, initiative, and agility as well as a passion for continuous learning and challenging the status quo....
Compliance Officer Wealth Management and Trust Testing
- Brooklyn, OH (14 miles from Pepper Pike, OH)
- 12 days ago
- Brooklyn, OH (14 miles from Pepper Pike, OH)
- 12 days ago
Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job As part of Keys second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the REA Program)...
Compliance Officer - Consumer Complaints
- Brooklyn, OH (14 miles from Pepper Pike, OH)
- 15 days ago
- Brooklyn, OH (14 miles from Pepper Pike, OH)
- 15 days ago
Location: 4910 Tiedeman Road - Brooklyn, Ohio 44144 Job Summary As part of Keys second line of defense Compliance Risk Management function, the Complaints Management Compliance Officer is...
Payroll Compliance Coordinator
- Macedonia, OH (12 miles from Pepper Pike, OH)
- 18 days ago
- Macedonia, OH (12 miles from Pepper Pike, OH)
- 18 days ago
Founded in 1992, Tradesmen International is a recognized leader in skilled labor staffing and workforce consulting, with a strong focus on Safety, Productivity, and Craftsmanship. Our...
Technical Governance, Risk, & Compliance Manager
- Cleveland, OH (11 miles from Pepper Pike, OH)
- 24 days ago
- Cleveland, OH (11 miles from Pepper Pike, OH)
- 24 days ago
CBIZ, Inc. is a leading professional services advisor to middle market businesses and organizations nationwide. With unmatched industry knowledge and expertise in accounting, tax, advisory,...
Sr Compliance Officer - Financial Crimes Governance
- Brooklyn, OH (14 miles from Pepper Pike, OH)
- 30+ days ago
- Brooklyn, OH (14 miles from Pepper Pike, OH)
- 30+ days ago
Location: 4910 Tiedeman Road - Brooklyn, Ohio 44144 ABOUT THE JOB Responsible for management and execution of the Financial Crimes Anti-Money Laundering (AML) and Office of Foreign Assets Control (OFAC...
- Wickliffe, OH (7 miles from Pepper Pike, OH)
- 30+ days ago
- Wickliffe, OH (7 miles from Pepper Pike, OH)
- 30+ days ago
Job Description PURPOSE: The Trade Compliance Manager is a key member of the PCC compliance team, and will establish and implement a robust trade compliance program that supports the day-to-day operation...
Sr Compliance Manager - Risk Evaluation and Assurance Program
- Cleveland, OH (11 miles from Pepper Pike, OH)
- 60+ days ago
- Cleveland, OH (11 miles from Pepper Pike, OH)
- 60+ days ago
Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS) etc.)....
Demographic Data for Pepper Pike, OH
Moving to Pepper Pike, OH? Find some basic demographic data about Pepper Pike, OH below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pepper Pike, OH
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pepper Pike, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Reimbursement
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »