Compliance Manager Jobs in Westbury, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager, U.S. Consumer Marketing Compliance - Line of Business Compliance Officer
- New York, NY (21 miles from Westbury, NY)
- 1 day ago
- New York, NY (21 miles from Westbury, NY)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Manager - Compliance, U.S. Consumer
- New York, NY (21 miles from Westbury, NY)
- 1 day ago
- New York, NY (21 miles from Westbury, NY)
- 1 day ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Compliance & Reporting Manager
- New York, NY (21 miles from Westbury, NY)
- 1 day ago
- New York, NY (21 miles from Westbury, NY)
- 1 day ago
FLSA Classification: Exempt Salary Range: $140,000 - $160,000 plus bonus and incentive stock options Reports to: Vice President, People & Culture Location: Brooklyn, NY (Hybrid) About The Company:...
Regulatory Compliance Director
- New York, NY (21 miles from Westbury, NY)
- 3 days ago
- New York, NY (21 miles from Westbury, NY)
- 3 days ago
THE WORK: We are seeking an experienced and strategic Regulatory Compliance Director to join Ripple's growing Legal & Compliance team. This role will directly support the Senior Director,...
- New York, NY (21 miles from Westbury, NY)
- 4 days ago
- New York, NY (21 miles from Westbury, NY)
- 4 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
Compliance Director, Commercial, Operations and Securities Testing (US)
- New York, NY (21 miles from Westbury, NY)
- 4 days ago
- New York, NY (21 miles from Westbury, NY)
- 4 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Port Chester, NY (16 miles from Westbury, NY)
- 4 days ago
- Port Chester, NY (16 miles from Westbury, NY)
- 4 days ago
Compliance Manager Port Chester, NY - On-site Compensation: $110-125k base + bonus (depending on experience) Company offers: Growing fintech company, excellent benefits, strong position growth over...
Compliance Oversight Manager-EPOCH
- New York, NY (21 miles from Westbury, NY)
- 5 days ago
- New York, NY (21 miles from Westbury, NY)
- 5 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Queens Village, NY (9 miles from Westbury, NY)
- 7 days ago
- Queens Village, NY (9 miles from Westbury, NY)
- 7 days ago
The New York City Department of Correction (DOC) is an integral part of the City's evolving criminal justice system, participating in reform initiatives and strategies aimed to move the City...
- Stamford, CT (18 miles from Westbury, NY)
- 7 days ago
- Stamford, CT (18 miles from Westbury, NY)
- 7 days ago
Our client is looking for a Compliance Manager to join their fast-growing team....
Compliance Officer II - Compliance Testing
- New York, NY (21 miles from Westbury, NY)
- 13 days ago
- New York, NY (21 miles from Westbury, NY)
- 13 days ago
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION:...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- New York, NY (21 miles from Westbury, NY)
- 13 days ago
- New York, NY (21 miles from Westbury, NY)
- 13 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Aml Compliance Officer 6 Years Aml Experience With A Broker Dealer Required
- New York, NY (21 miles from Westbury, NY)
- 14 days ago
- New York, NY (21 miles from Westbury, NY)
- 14 days ago
AML COMPLIANCE OFFICER 6 YEARS AML EXPERIENCE WITH A BROKER DEALER REQUIRED $100K -$130K+ BONUS & BENS NYC Ref:4139D Our client, a leading broker dealer, is seeking an Anti-Money Laundering Compliance...
Compliance Manager, Transaction Monitoring
- New York City, NY (22 miles from Westbury, NY)
- 14 days ago
- New York City, NY (22 miles from Westbury, NY)
- 14 days ago
Defi Risk Management: In-depth understanding of Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), and sanctions risks specific to decentralized finance (DeFi) markets, with proven...
- New York, NY (21 miles from Westbury, NY)
- 15 days ago
- New York, NY (21 miles from Westbury, NY)
- 15 days ago
Compliance Officer, Regulatory Relations Core Compliance TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction 4.8/5 in...
Demographic Data for Westbury, NY
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Westbury, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Westbury, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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