Compliance Manager Jobs in Stony Point, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Chief Compliance Officer, Mastercard Transaction Services
- Harrison, NY (24 miles from Stony Point, NY)
- 5 days ago
- Harrison, NY (24 miles from Stony Point, NY)
- 5 days ago
AML and Sanctions compliance in a global financial institution, multinational corporation, or card network company Strong knowledge of AML and Sanctions regulations and industry standards, including OFAC...
Senior HSE Compliance Coordinator - MICON Group, Inc.
- White Plains, NY (20 miles from Stony Point, NY)
- 16 days ago
- White Plains, NY (20 miles from Stony Point, NY)
- 16 days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
- Bronxville, NY (23 miles from Stony Point, NY)
- 90+ days ago
- Bronxville, NY (23 miles from Stony Point, NY)
- 90+ days ago
Fleet Compliance Coordinator Job Description: The Department of Campus Operations is responsible for delivering essential day-to-day services that support students, faculty, staff and visitors at...
Equity & Compliance Coordinator
- Mahwah, NJ (13 miles from Stony Point, NY)
- 90+ days ago
- Mahwah, NJ (13 miles from Stony Point, NY)
- 90+ days ago
Description Ramapo College of New Jersey (RCNJ) develops ethical leaders who serve as change agents across all sectors. The College's unique interdisciplinary academic structure, its liberal arts...
Demographic Data for Stony Point, NY
Moving to Stony Point, NY? Find some basic demographic data about Stony Point, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Stony Point, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Stony Point, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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