Compliance Manager Jobs in South Richmond Hill, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager - Compliance; Fair Lending
- New York, NY (10 miles from South Richmond Hill, NY)
- 4 hours ago
- New York, NY (10 miles from South Richmond Hill, NY)
- 4 hours ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Multifamily Insurance Compliance Manager
- New York, NY (10 miles from South Richmond Hill, NY)
- 2 days ago
- New York, NY (10 miles from South Richmond Hill, NY)
- 2 days ago
origination and servicing; make recommendations related to acceptable exceptions Coordinate with multiple capital markets securitization teams in evaluating compliance with underwriting standards and...
- New York, NY (10 miles from South Richmond Hill, NY)
- 2 days ago
- New York, NY (10 miles from South Richmond Hill, NY)
- 2 days ago
As the Risk and Compliance Manager you will have experience with sanctions screening and ensuring compliance with relevant regulations....
- New York, NY (10 miles from South Richmond Hill, NY)
- 3 days ago
- New York, NY (10 miles from South Richmond Hill, NY)
- 3 days ago
Job Description: Regulatory Compliance Manager Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure....
Advisory Compliance Officer - Fixed Income Business Line Compliance. Job in New York Gr8Jobs
- New York, NY (10 miles from South Richmond Hill, NY)
- 3 days ago
- New York, NY (10 miles from South Richmond Hill, NY)
- 3 days ago
Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
- New York, NY (10 miles from South Richmond Hill, NY)
- 5 days ago
- New York, NY (10 miles from South Richmond Hill, NY)
- 5 days ago
Regulatory Reporting Manager Job ID:R0395633 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-06-26 Location: New York
- New York, NY (10 miles from South Richmond Hill, NY)
- 6 days ago
- New York, NY (10 miles from South Richmond Hill, NY)
- 6 days ago
Employer: DWS Group Title: Regional Finance Manager Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, markets face a whole new set of pressures - but also a whole lot of...
Invst Operations Securities Specialist
- Newark, NJ (18 miles from South Richmond Hill, NY)
- 6 days ago
- Newark, NJ (18 miles from South Richmond Hill, NY)
- 6 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Compliance Coordinator - Temporary Assignment
- Hicksville, NY (16 miles from South Richmond Hill, NY)
- 7 days ago
- Hicksville, NY (16 miles from South Richmond Hill, NY)
- 7 days ago
Job Functions, Duties, Responsibilities and Position Qualifications: We're not just a workplace - we're a Great Place to Work certified employer! Proudly certified as a Great Place to Work, we are...
Advisory Compliance Officer - Fixed Income Business Line Compliance
- New York, NY (10 miles from South Richmond Hill, NY)
- 8 days ago
- New York, NY (10 miles from South Richmond Hill, NY)
- 8 days ago
Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
Director, Markets Compliance Officer
- New York City, NY (9 miles from South Richmond Hill, NY)
- 8 days ago
- New York City, NY (9 miles from South Richmond Hill, NY)
- 8 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Financial Risk - Regulatory Reporting - Manager
- New York, NY (10 miles from South Richmond Hill, NY)
- 12 days ago
- New York, NY (10 miles from South Richmond Hill, NY)
- 12 days ago
Manager (CRCM) or Certified Public Accountant (CPA) Preferred Knowledge/Skills: Demonstrates extensive abilities with, and/or a proven record of success directing efforts related to: Prepare, review...
AML / OFAC Compliance Officer / Advisory (Financial Security)
- New York, NY (10 miles from South Richmond Hill, NY)
- 12 days ago
- New York, NY (10 miles from South Richmond Hill, NY)
- 12 days ago
following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bankas staff on proposed transactions.A He/she is expected to have knowledge of current anti-money...
Swap Dealer Compliance Officer- Director - Compliance - New York, New York, United States
- New York, NY (10 miles from South Richmond Hill, NY)
- 13 days ago
- New York, NY (10 miles from South Richmond Hill, NY)
- 13 days ago
The Department oversees compliance with external and internal rules that govern our banking and financial activities including Know Your Customer, anti-money laundering, anti-terrorism financing, sanctions...
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP)
- New York, NY (10 miles from South Richmond Hill, NY)
- 14 days ago
- New York, NY (10 miles from South Richmond Hill, NY)
- 14 days ago
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) Immediate need for a talented VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) ....
Demographic Data for South Richmond Hill, NY
Moving to South Richmond Hill, NY? Find some basic demographic data about South Richmond Hill, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in South Richmond Hill, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in South Richmond Hill, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Consumer Lending
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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