Compliance Manager Jobs in Roslyn Heights, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Lead Compliance Officer - Rates Compliance
- New York, NY (18 miles from Roslyn Heights, NY)
- 7 hours ago
- New York, NY (18 miles from Roslyn Heights, NY)
- 7 hours ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Inspections & Compliance Coordinator
- New York, NY (18 miles from Roslyn Heights, NY)
- 8 hours ago
- New York, NY (18 miles from Roslyn Heights, NY)
- 8 hours ago
Inspections & Compliance Coordinator GrowNYC +3 more Date Posted July 09, 2025 Location New York, NY Category Agriculture / Nonprofit Job type Full-Time COMPANY DESCRIPTION Organization...
Director, Markets Compliance Officer
- New York, NY (18 miles from Roslyn Heights, NY)
- 8 hours ago
- New York, NY (18 miles from Roslyn Heights, NY)
- 8 hours ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Compliance Manager - Compliance Monitoring and Programs
- New York, NY (18 miles from Roslyn Heights, NY)
- 2 days ago
- New York, NY (18 miles from Roslyn Heights, NY)
- 2 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Senior Manager, Compliance Governance & Operations (US)
- New York, NY (18 miles from Roslyn Heights, NY)
- 2 days ago
- New York, NY (18 miles from Roslyn Heights, NY)
- 2 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Urgent Need - Hybrid - Sr.Information Security Risk Compliance Manager
- New York City, NY (19 miles from Roslyn Heights, NY)
- 4 days ago
- New York City, NY (19 miles from Roslyn Heights, NY)
- 4 days ago
Information Security Risk Compliance Manager Location: New York, NY Duration: 12 Months Hybrid 3 days on site and 2 days remote....
IT Security Risk Compliance Manager
- New York, NY (18 miles from Roslyn Heights, NY)
- 4 days ago
- New York, NY (18 miles from Roslyn Heights, NY)
- 4 days ago
Role : IT Security Risk Compliance Manager Location: New York, NY Duration: Long Term Note : 35h/week Client is seeking an Information Security Risk Compliance Manager who will have the responsibility...
- New York, NY (18 miles from Roslyn Heights, NY)
- 4 days ago
- New York, NY (18 miles from Roslyn Heights, NY)
- 4 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Senior CRA Compliance Officer - US CRA
- New York, NY (18 miles from Roslyn Heights, NY)
- 4 days ago
- New York, NY (18 miles from Roslyn Heights, NY)
- 4 days ago
Monitor state and federal laws and regulations affecting CRA and fair lending compliance and help implement any changes....
Senior Project Manager - Compliance
- New York, NY (18 miles from Roslyn Heights, NY)
- 4 days ago
- New York, NY (18 miles from Roslyn Heights, NY)
- 4 days ago
Grow your career with an innovative global bank in New York, NY as a Senior Project Manager with a focus on Compliance. Contract role with strong possibility of extension. Will require working a...
- New York, NY (18 miles from Roslyn Heights, NY)
- 5 days ago
- New York, NY (18 miles from Roslyn Heights, NY)
- 5 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Manager, Compliance - Trade Surveillance
- New York, NY (18 miles from Roslyn Heights, NY)
- 5 days ago
- New York, NY (18 miles from Roslyn Heights, NY)
- 5 days ago
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $120,000 - $190,000 USD TD is committed to providing fair and equitable compensation...
- New York, NY (18 miles from Roslyn Heights, NY)
- 5 days ago
- New York, NY (18 miles from Roslyn Heights, NY)
- 5 days ago
NY Legal and Compliance Manager: Direct Hire Five days onsite/ in office Location: New York Salary Range $121k- $150k Equal Opportunity Employer / Disabled / Protected Veterans The Know Your Rights...
Trade Compliance Officer/Empowered Official (Hybrid Schedule)
- Farmingdale, NY (11 miles from Roslyn Heights, NY)
- 5 days ago
- Farmingdale, NY (11 miles from Roslyn Heights, NY)
- 5 days ago
Export Administration Regulations (EAR) Office of Foreign Assets Control (OFAC) U.S. Customs and Border Protections Regulations (HTS codes, imports) 2....
Technical Project Manager (Banking and Compliance)
- New York City, NY (19 miles from Roslyn Heights, NY)
- 6 days ago
- New York City, NY (19 miles from Roslyn Heights, NY)
- 6 days ago
Hi, Hope you are doing good, this is Rajeev from FutureTech Consultants, LLC and I have a job opening with our direct client. Please have a look at the below job description and let me know your...
Demographic Data for Roslyn Heights, NY
Moving to Roslyn Heights, NY? Find some basic demographic data about Roslyn Heights, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Roslyn Heights, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Roslyn Heights, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Consumer Lending
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- Mortgage Processing
- OFAC
- Financial Services
- USDA
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Finance
- Decision Making
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Data Analysis
- Employee Development
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Policy Development
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Sales
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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