Compliance Manager Jobs in Rockville Centre, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Control Room & Employee Compliance Officer
- Jersey City, NJ (23 miles from Rockville Centre, NY)
- 3 hours ago
- Jersey City, NJ (23 miles from Rockville Centre, NY)
- 3 hours ago
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
Senior Manager, Compliance Business Oversight - Community Reinvestment Act
- New York, NY (19 miles from Rockville Centre, NY)
- 1 day ago
- New York, NY (19 miles from Rockville Centre, NY)
- 1 day ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Compliance Officer - Fixed Income
- New York, NY (19 miles from Rockville Centre, NY)
- 1 day ago
- New York, NY (19 miles from Rockville Centre, NY)
- 1 day ago
Application Deadline: 05/27/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance Please note that this is a hybrid work arrangement - 3 days in the office each week is the...
Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading
- New York, NY (19 miles from Rockville Centre, NY)
- 1 day ago
- New York, NY (19 miles from Rockville Centre, NY)
- 1 day ago
J ob Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates and FX Corporate Title Vice President Location New York Overview You will focus on providing...
Compliance Officer - Investment Bank Compliance - Origination & Advisory - Capit
- New York, NY (19 miles from Rockville Centre, NY)
- 1 day ago
- New York, NY (19 miles from Rockville Centre, NY)
- 1 day ago
Compliance Officer - Investment Bank Compliance - Origination & Advisory - Capital Markets Corporate Title Assistant Vice President Location New York, NY Overview The Compliance Origination &...
Compliance Officer - Investment Bank Compliance - Origination & Advisory - Vice
- New York, NY (19 miles from Rockville Centre, NY)
- 1 day ago
- New York, NY (19 miles from Rockville Centre, NY)
- 1 day ago
Compliance Officer - Investment Bank Compliance - Origination & Advisory Corporate Title Vice President Location New York, NY Overview You will focus on providing real-time support to the...
Compliance Officer - Markets Business Line Advisory Compliance
- New York, NY (19 miles from Rockville Centre, NY)
- 2 days ago
- New York, NY (19 miles from Rockville Centre, NY)
- 2 days ago
Compliance Officer - Markets Business Line Advisory ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
Director, Markets Compliance Officer
- New York, NY (19 miles from Rockville Centre, NY)
- 2 days ago
- New York, NY (19 miles from Rockville Centre, NY)
- 2 days ago
Requisition ID: 225527 Salary Range: 180,000.00 - 301,500.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to,...
Compliance Manager, Credit Products
- New York, NY (19 miles from Rockville Centre, NY)
- 2 days ago
- New York, NY (19 miles from Rockville Centre, NY)
- 2 days ago
Experience in Compliance for Credit, Credit Risk, Buy Now Pay Later or Merchant Lending products is a plus as well as experience providing product specific compliance advisory support....
Senior Manager, Compliance Governance & Operations (US)
- New York, NY (19 miles from Rockville Centre, NY)
- 3 days ago
- New York, NY (19 miles from Rockville Centre, NY)
- 3 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: 0 - 0 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth...
- New York, NY (19 miles from Rockville Centre, NY)
- 5 days ago
- New York, NY (19 miles from Rockville Centre, NY)
- 5 days ago
Certified Regulatory Compliance Manager (CRCM) certification or equivalent is preferred....
- New York, NY (19 miles from Rockville Centre, NY)
- 6 days ago
- New York, NY (19 miles from Rockville Centre, NY)
- 6 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in large financial institution or experience as a bank regulatory examiner....
Building Code Compliance Coordinator
- New York, NY (19 miles from Rockville Centre, NY)
- 6 days ago
- New York, NY (19 miles from Rockville Centre, NY)
- 6 days ago
Building Code Compliance Coordinator 549825 Morningside Finance and Administration Full Time Opening on: May 7 2025 Grade 11 Job Type: Officer of Administration Regular/Temporary: Regular Hours...
Sr Manager, Compliance Advisory
- New York, NY (19 miles from Rockville Centre, NY)
- 6 days ago
- New York, NY (19 miles from Rockville Centre, NY)
- 6 days ago
, community reinvestment, BSA/AML, issues management, policy and procedure development, and third-party compliance oversight About You 8+ years of experience in a similar role within regulated a Banking...
Financial and Regulatory Reporting Manager
- New York, NY (19 miles from Rockville Centre, NY)
- 6 days ago
- New York, NY (19 miles from Rockville Centre, NY)
- 6 days ago
Overview ABOUT US: Founded in 1993, Bayview Asset Management is an investment management firm focused on investments in mortgage and consumer credit, including whole loans, asset-backed...
Demographic Data for Rockville Centre, NY
Moving to Rockville Centre, NY? Find some basic demographic data about Rockville Centre, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rockville Centre, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rockville Centre, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Mentoring
- Documentation
- Employee Development
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Reporting
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Microsoft Word
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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