Compliance Manager Jobs in Ridgewood, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- New York, NY (7 miles from Ridgewood, NY)
- 1 day ago
- New York, NY (7 miles from Ridgewood, NY)
- 1 day ago
Manager (CRCM) preferred Experience: 6+ years of experience in related field or field(s) 5+ years of banking experience, or financial/accounting/ business/ consulting preferred Experience managing...
Compliance Officer - Options/Equity Trading
- New York, NY (7 miles from Ridgewood, NY)
- 1 day ago
- New York, NY (7 miles from Ridgewood, NY)
- 1 day ago
The Role: We are seeking an experienced Compliance Officer with a strong background in financial services, specifically within broker-dealer operations, US capital markets, and FINRA regulatory...
- New York, NY (7 miles from Ridgewood, NY)
- 2 days ago
- New York, NY (7 miles from Ridgewood, NY)
- 2 days ago
Undertake periodic evaluations of anti-money laundering and counter-financing of terrorism procedures to ensure strict adherence to internal controls, particularly within the Know-Your-Customer function...
- New York, NY (7 miles from Ridgewood, NY)
- 2 days ago
- New York, NY (7 miles from Ridgewood, NY)
- 2 days ago
Supporting the BSA/AML Officer in internal and external audits by reviewing and preparing documentation....
- New York, NY (7 miles from Ridgewood, NY)
- 3 days ago
- New York, NY (7 miles from Ridgewood, NY)
- 3 days ago
Chief Compliance Officer BH-12609-2 Posted: 06/02/2025 $250,000-$350,000 per annum New York, United States Permanent Chief Compliance Officer Web3 New York City - Hybrid A growing Web3 business is...
- New York, NY (7 miles from Ridgewood, NY)
- 3 days ago
- New York, NY (7 miles from Ridgewood, NY)
- 3 days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
- New York, NY (7 miles from Ridgewood, NY)
- 3 days ago
- New York, NY (7 miles from Ridgewood, NY)
- 3 days ago
Regulatory Compliance Manager American Express Company is seeking a skilled Regulatory Change Management professional to join our Global Compliance & Ethics team....
- New York, NY (7 miles from Ridgewood, NY)
- 3 days ago
- New York, NY (7 miles from Ridgewood, NY)
- 3 days ago
Certified Anti-Money Laundering Specialist is desirable but not required. Ability to work with and independently from Chief Compliance Officer....
Compliance & Reporting Manager
- New York, NY (7 miles from Ridgewood, NY)
- 3 days ago
- New York, NY (7 miles from Ridgewood, NY)
- 3 days ago
FLSA Classification: Exempt Salary Range: $140,000 - $160,000 plus bonus and incentive stock options Reports to: Vice President, People & Culture Location: Brooklyn, NY (Hybrid) About The Company:...
Compliance Manager - Third-Party Oversight
- New York, NY (7 miles from Ridgewood, NY)
- 4 days ago
- New York, NY (7 miles from Ridgewood, NY)
- 4 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Compliance Manager - Complaints Oversight
- New York, NY (7 miles from Ridgewood, NY)
- 4 days ago
- New York, NY (7 miles from Ridgewood, NY)
- 4 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to providing compliance oversight over complaint handling processes and monitoring complaints for regulatory...
Regulatory Affairs Manager in Secaucus,NJ,US
- Secaucus, NJ (11 miles from Ridgewood, NY)
- 5 days ago
- Secaucus, NJ (11 miles from Ridgewood, NY)
- 5 days ago
About role: We are seeking a Manager with extensive experience in the pesticide industry to join our Regulatory Affairs team. In this role, you will oversee the regulatory compliance of all...
SVP, Capital Markets Chief Compliance Officer
- New York, NY (7 miles from Ridgewood, NY)
- 5 days ago
- New York, NY (7 miles from Ridgewood, NY)
- 5 days ago
Laundering Specialist (ACAMS) - Association of Certified Anti-Money Laundering Specialists (ACAMS) **Travel** Less than 25% **Workstyle** Resident At Raymond James our associates use five guiding behaviors...
Senior Compliance Manager - Controls, LRR & Risk Assessment
- New York, NY (7 miles from Ridgewood, NY)
- 5 days ago
- New York, NY (7 miles from Ridgewood, NY)
- 5 days ago
This role will support compliance for credit cards and unsecured lending, specifically: Detailed research, interpretation, and applicability reviews for credit card laws, rules and regulations; Review...
Research Compliance Coordinator
- Montclair, NJ (19 miles from Ridgewood, NY)
- 5 days ago
- Montclair, NJ (19 miles from Ridgewood, NY)
- 5 days ago
IMPORTANT APPLICATION INSTRUCTIONS: Upload Resume or Curriculum Vitae for automatic population of information to the application. The contact information, work experience, and education listed on...
Demographic Data for Ridgewood, NY
Moving to Ridgewood, NY? Find some basic demographic data about Ridgewood, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Ridgewood, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Ridgewood, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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