Compliance Manager Jobs in Plainview, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Port Chester, NY (19 miles from Plainview, NY)
- 9 days ago
- Port Chester, NY (19 miles from Plainview, NY)
- 9 days ago
Compliance Manager Port Chester, NY - On-site Compensation: $110-125k base + bonus (depending on experience) Company offers: Growing fintech company, excellent benefits, strong position growth over...
- Queens Village, NY (14 miles from Plainview, NY)
- 12 days ago
- Queens Village, NY (14 miles from Plainview, NY)
- 12 days ago
The New York City Department of Correction (DOC) is an integral part of the City's evolving criminal justice system, participating in reform initiatives and strategies aimed to move the City...
- Stamford, CT (19 miles from Plainview, NY)
- 12 days ago
- Stamford, CT (19 miles from Plainview, NY)
- 12 days ago
Our client is looking for a Compliance Manager to join their fast-growing team....
Lead Product Manager (Compliance and Fraud)
- Greenwich, CT (19 miles from Plainview, NY)
- 22 days ago
- Greenwich, CT (19 miles from Plainview, NY)
- 22 days ago
Familiarity with relevant regulations and industry standards (e.g., BSA/AML, USA PATRIOT Act, OFAC, GDPR, CCPA, GLBA, SEC/FINRA)....
Senior Regulatory Compliance Coordinator
- Freeport, NY (10 miles from Plainview, NY)
- 27 days ago
- Freeport, NY (10 miles from Plainview, NY)
- 27 days ago
We're looking for a Lead Regulatory Affairs Specialist to take charge of all regulatory activities for our food manufacturing business. You'll be the expert who ensures our products meet all food...
JFK Cargo Safety Compliance Supervisor
- Jamaica, NY (18 miles from Plainview, NY)
- 30+ days ago
- Jamaica, NY (18 miles from Plainview, NY)
- 30+ days ago
Are you ready to take flight in a dynamic and fast-paced aviation industry? As a global leader in aviation services, Swissport provides G round H andling, C argo H andling, and P assenger S...
Trade Compliance Officer/Empowered Official (Hybrid Schedule)
- Farmingdale, NY (4 miles from Plainview, NY)
- 45+ days ago
- Farmingdale, NY (4 miles from Plainview, NY)
- 45+ days ago
Export Administration Regulations (EAR) Office of Foreign Assets Control (OFAC) U.S. Customs and Border Protections Regulations (HTS codes, imports) 2....
Senior HSE Compliance Coordinator - MICON Group, Inc.
- White Plains, NY (22 miles from Plainview, NY)
- 90+ days ago
- White Plains, NY (22 miles from Plainview, NY)
- 90+ days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
Information Security Governance Risk & Compliance Manager
- Hauppauge, NY (15 miles from Plainview, NY)
- 90+ days ago
- Hauppauge, NY (15 miles from Plainview, NY)
- 90+ days ago
The Information Security Governance Risk & Compliance Manager oversees anti-phishing campaigns, security awareness training, risk assessments, vendor security reviews, and managing audit activities...
Demographic Data for Plainview, NY
Moving to Plainview, NY? Find some basic demographic data about Plainview, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Plainview, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Plainview, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Collaboration
- Reporting
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Filing
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Microsoft Word
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »