Compliance Manager Jobs in New Rochelle, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Advisory Compliance Officer - Rates and FX. Job in New York Gr8Jobs
- New York, NY (15 miles from New Rochelle, NY)
- 17 hours ago
- New York, NY (15 miles from New Rochelle, NY)
- 17 hours ago
We are seeking an experienced Compliance Officer to provide Real Time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and...
Associate Regulatory Affairs Manager - Beauty & Wellbeing and Personal Care
- Englewood Cliffs, NJ (8 miles from New Rochelle, NY)
- 22 hours ago
- Englewood Cliffs, NJ (8 miles from New Rochelle, NY)
- 22 hours ago
ABOUT UNILEVER INTERNATIONAL Unilever International is Unilever's White Space Arm! of Unilever. With a TO of 1.4 billion it is 6th largest, most profitable, among fastest growing (Double digit...
- Brooklyn, NY (18 miles from New Rochelle, NY)
- 1 day ago
- Brooklyn, NY (18 miles from New Rochelle, NY)
- 1 day ago
At least 3-years of previous retail Safety & Security Management experience, or at least 3-years IKEA Risk & Compliance experience including internal training programs to develop towards a Risk & Compliance...
Financial Crime Compliance Manager
- New York, NY (15 miles from New Rochelle, NY)
- 1 day ago
- New York, NY (15 miles from New Rochelle, NY)
- 1 day ago
Laundering (AML) regulations Reviewing laws and regulations that impact the bank compliance requirements, with emphasis on Bank Secrecy Act (BSA/AML), USA Patriot Act, and OFAC Monitoring customer...
Senior Compliance Officer U.S. Markets Compliance Advisory, TD Securities
- New York, NY (15 miles from New Rochelle, NY)
- 3 days ago
- New York, NY (15 miles from New Rochelle, NY)
- 3 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $125,000 - $140,000 USD TD is committed to providing fair and equitable compensation...
Lead Compliance Officer - Electronic Trading / Market Access Compliance Program
- New York, NY (15 miles from New Rochelle, NY)
- 5 days ago
- New York, NY (15 miles from New Rochelle, NY)
- 5 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Operations & Compliance Coordinator
- New York, NY (15 miles from New Rochelle, NY)
- 5 days ago
- New York, NY (15 miles from New Rochelle, NY)
- 5 days ago
Operations & Compliance Coordinator Department: Finance and Administration Employee Status: Full-Time, Exempt Reports to: Acting Executive Director/CEO Primary Location: VISIONS, 500 Greenwich...
Compliance Officer Fixed Income Sales & Trading - Credit - Vice President
- New York, NY (15 miles from New Rochelle, NY)
- 6 days ago
- New York, NY (15 miles from New Rochelle, NY)
- 6 days ago
Compliance Officer - Fixed Income Sales & Trading - Credit Corporate Title Vice President Location New York, NY Overview You will provide real-time support to the Fixed Income & Currencies (FIC)...
Senior Compliance Officer - Monitoring and Testing
- New York, NY (15 miles from New Rochelle, NY)
- 7 days ago
- New York, NY (15 miles from New Rochelle, NY)
- 7 days ago
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $140,000 USD TD is committed to providing fair and equitable compensation...
Senior Lead Compliance Officer - Municipal Products Group
- New York, NY (15 miles from New Rochelle, NY)
- 7 days ago
- New York, NY (15 miles from New Rochelle, NY)
- 7 days ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal...
Controls Testing Compliance Manager
- New York, NY (15 miles from New Rochelle, NY)
- 8 days ago
- New York, NY (15 miles from New Rochelle, NY)
- 8 days ago
. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
Controls Testing Compliance Manager
- New York City, NY (18 miles from New Rochelle, NY)
- 8 days ago
- New York City, NY (18 miles from New Rochelle, NY)
- 8 days ago
. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
- New York, NY (15 miles from New Rochelle, NY)
- 9 days ago
- New York, NY (15 miles from New Rochelle, NY)
- 9 days ago
Bachelor's Degree is preferred, and professional certifications such as Certified Regulatory Compliance Manager (CRCM) are a plus....
Compliance Manager, Payment Solutions
- New York, NY (15 miles from New Rochelle, NY)
- 12 days ago
- New York, NY (15 miles from New Rochelle, NY)
- 12 days ago
The CompanyPayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and secure,...
Senior AML Compliance Officer, ABC, & Sanctions
- New York, NY (15 miles from New Rochelle, NY)
- 13 days ago
- New York, NY (15 miles from New Rochelle, NY)
- 13 days ago
Position Summary Responsibilities Key Responsibilities Supervise 2 or more compliance officers; Analyze and opine on potential implications under the Investment Advisors Act of 1940 and Investment...
Demographic Data for New Rochelle, NY
Moving to New Rochelle, NY? Find some basic demographic data about New Rochelle, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in New Rochelle, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in New Rochelle, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Employee Benefits
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Risk Management
- Finance
- Collections
- Listening
- Written Communication
- Verbal Communication
- Investigation
- Prioritizing
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Bachelor's Degree
- Coaching
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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