Compliance Manager Jobs in Nanuet, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Officer - Markets Business Line Advisory Compliance
- New York, NY (23 miles from Nanuet, NY)
- 45+ days ago
- New York, NY (23 miles from Nanuet, NY)
- 45+ days ago
Compliance Officer - Markets Business Line Advisory ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
Building Code Compliance Coordinator Columbia University
- New York, NY (23 miles from Nanuet, NY)
- 3 hours ago
- New York, NY (23 miles from Nanuet, NY)
- 3 hours ago
Job Type: Officer of Administration Regular/Temporary: Regular Hours Per Week: 35 Salary Range: $65,800 - $70,000 The salary of the finalist selected for this role will be set based on a variety...
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- New York, NY (23 miles from Nanuet, NY)
- 13 hours ago
- New York, NY (23 miles from Nanuet, NY)
- 13 hours ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
- New York, NY (23 miles from Nanuet, NY)
- 1 day ago
- New York, NY (23 miles from Nanuet, NY)
- 1 day ago
Description Are you passionate about data privacy and eager to launch a career in risk management? We are seeking a Privacy Risk Professional to support our enterprise privacy and compliance...
Remote WorkCompliance Manager - Compliance Monitoring and Programs
- New York, NY (23 miles from Nanuet, NY)
- 1 day ago
- New York, NY (23 miles from Nanuet, NY)
- 1 day ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Compliance Manager - Governance & Reporting
- New York, NY (23 miles from Nanuet, NY)
- 1 day ago
- New York, NY (23 miles from Nanuet, NY)
- 1 day ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86.840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Risk / Compliance Manager, Flex, Flex SLS
- New York, NY (23 miles from Nanuet, NY)
- 4 days ago
- New York, NY (23 miles from Nanuet, NY)
- 4 days ago
At Amazon, we strive to be Earth's most customer-centric company, where people can come to find and discover anything they might want to buy online. At Amazon Logistics we are building a world...
VP AML/OFAC Compliance Officer/Advisory (Financial Security). Job in New York Gr8Jobs
- New York, NY (23 miles from Nanuet, NY)
- 5 days ago
- New York, NY (23 miles from Nanuet, NY)
- 5 days ago
He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act....
Associate Regulatory Affairs Manager - Beauty & Wellbeing and Personal Care
- Englewood Cliffs, NJ (15 miles from Nanuet, NY)
- 6 days ago
- Englewood Cliffs, NJ (15 miles from Nanuet, NY)
- 6 days ago
ABOUT UNILEVER INTERNATIONAL Unilever International is Unilever's White Space Arm! of Unilever. With a TO of 1.4 billion it is 6th largest, most profitable, among fastest growing (Double digit...
Financial Crime Compliance Manager
- New York, NY (23 miles from Nanuet, NY)
- 7 days ago
- New York, NY (23 miles from Nanuet, NY)
- 7 days ago
Laundering (AML) regulations Reviewing laws and regulations that impact the bank compliance requirements, with emphasis on Bank Secrecy Act (BSA/AML), USA Patriot Act, and OFAC Monitoring customer...
Senior Compliance Officer U.S. Markets Compliance Advisory, TD Securities
- New York, NY (23 miles from Nanuet, NY)
- 9 days ago
- New York, NY (23 miles from Nanuet, NY)
- 9 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $125,000 - $140,000 USD TD is committed to providing fair and equitable compensation...
Lead Compliance Officer - Electronic Trading / Market Access Compliance Program
- New York, NY (23 miles from Nanuet, NY)
- 11 days ago
- New York, NY (23 miles from Nanuet, NY)
- 11 days ago
provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending...
Compliance Officer Fixed Income Sales & Trading - Credit - Vice President
- New York, NY (23 miles from Nanuet, NY)
- 12 days ago
- New York, NY (23 miles from Nanuet, NY)
- 12 days ago
Compliance Officer - Fixed Income Sales & Trading - Credit Corporate Title Vice President Location New York, NY Overview You will provide real-time support to the Fixed Income & Currencies (FIC)...
Senior Compliance Officer - Monitoring and Testing
- New York, NY (23 miles from Nanuet, NY)
- 13 days ago
- New York, NY (23 miles from Nanuet, NY)
- 13 days ago
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $140,000 USD TD is committed to providing fair and equitable compensation...
Senior Lead Compliance Officer - Municipal Products Group
- New York, NY (23 miles from Nanuet, NY)
- 13 days ago
- New York, NY (23 miles from Nanuet, NY)
- 13 days ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal...
Demographic Data for Nanuet, NY
Moving to Nanuet, NY? Find some basic demographic data about Nanuet, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Nanuet, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Nanuet, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Flexibility
- Implementation
- Prioritizing
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Mentoring
- Data Analysis
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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