Compliance Manager Jobs in Mineola, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Asset Management Chief Compliance Officer
- New York, NY (18 miles from Mineola, NY)
- 20 hours ago
- New York, NY (18 miles from Mineola, NY)
- 20 hours ago
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing,...
Director, Investment and Corporate Banking Advisory Compliance Officer- Americas (ICBA)
- New York, NY (18 miles from Mineola, NY)
- 1 day ago
- New York, NY (18 miles from Mineola, NY)
- 1 day ago
The Investment and Corporate Banking Advisory ("ICBA") Compliance Officer - Americas is responsible for the regulatory advisory function of the investment banking and financing activities. The...
Compliance Officer Investment Bank Compliance Fixed Income Sales & Trading Credit - Vice President
- New York, NY (18 miles from Mineola, NY)
- 1 day ago
- New York, NY (18 miles from Mineola, NY)
- 1 day ago
Job Title Compliance Officer Investment Bank Compliance Fixed Income Sales & Trading Credit Corporate Title Vice President Location New York, NY Overview You will focus on providing real-time...
Chief Compliance Officer, Mastercard Transaction Services
- Purchase, NY (20 miles from Mineola, NY)
- 1 day ago
- Purchase, NY (20 miles from Mineola, NY)
- 1 day ago
AML and Sanctions compliance in a global financial institution, multinational corporation, or card network company Strong knowledge of AML and Sanctions regulations and industry standards, including OFAC...
- New York City, NY (19 miles from Mineola, NY)
- 2 days ago
- New York City, NY (19 miles from Mineola, NY)
- 2 days ago
banking in the U.S....
- New York, NY (18 miles from Mineola, NY)
- 3 days ago
- New York, NY (18 miles from Mineola, NY)
- 3 days ago
AFC Compliance Officer Job ID:R0380081 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-05-29 Location: New York
Senior Compliance Officer - Broker Dealer Advisory
- New York, NY (18 miles from Mineola, NY)
- 3 days ago
- New York, NY (18 miles from Mineola, NY)
- 3 days ago
Strong understanding of U.S securities regulations that may include Prime Brokerage, Clearing Services, Stock Loan/Fully Paid Lending, Portfolio Margining, Outsource Trading, Securities trading (including...
Vice President-Control Room and Research Compliance Officer
- Jersey City, NJ (22 miles from Mineola, NY)
- 4 days ago
- Jersey City, NJ (22 miles from Mineola, NY)
- 4 days ago
Business Overview: Market Integrity centers on the idea that markets, which are corrupt and inefficient, are unattractive to investors. Regulators, law enforcement, exchanges, financial...
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- New York, NY (18 miles from Mineola, NY)
- 4 days ago
- New York, NY (18 miles from Mineola, NY)
- 4 days ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
- East Rutherford, NJ (24 miles from Mineola, NY)
- 4 days ago
- East Rutherford, NJ (24 miles from Mineola, NY)
- 4 days ago
The opportunity Delaware North Sportservice is searching for an Alcohol Compliance Supervisor to join our team at MetLife Stadium in East Rutherford, NJ. In this role you will ensure all areas of...
Senior CRA Compliance Officer - US CRA
- New York, NY (18 miles from Mineola, NY)
- 5 days ago
- New York, NY (18 miles from Mineola, NY)
- 5 days ago
Monitor state and federal laws and regulations affecting CRA and fair lending compliance and help implement any changes....
Regulatory Compliance Manager Job Details National Grid
- Island Park, NY (9 miles from Mineola, NY)
- 5 days ago
- Island Park, NY (9 miles from Mineola, NY)
- 5 days ago
National Grid is hiring a Regulatory Compliance Manager. The role will be located in our Island Park, NY office....
Chief Compliance Officer and Director of Legal, ICE Clear U.S.
- New York, NY (18 miles from Mineola, NY)
- 9 days ago
- New York, NY (18 miles from Mineola, NY)
- 9 days ago
Overview Job Purpose The Chief Compliance Officer will be responsible for overseeing all compliance-related activities within the clearing house including ensuring adherence to relevant laws,...
Regulatory Reporting Manager/Director - Fintech
- New York, NY (18 miles from Mineola, NY)
- 9 days ago
- New York, NY (18 miles from Mineola, NY)
- 9 days ago
Kforce's client, a hypergrowth pre-IPO fintech unicorn, is seeking a Regulatory Reporting Manager/Director in New York, NY. Work life balance, the culture, benefits, and the office space are...
FinCrime Senior Product Compliance Manager
- New York, NY (18 miles from Mineola, NY)
- 10 days ago
- New York, NY (18 miles from Mineola, NY)
- 10 days ago
Job Description We are looking for a FinCrime Senior Product Compliance Manager ready to leverage their experience in supporting a fast growing product in NorthAm....
Demographic Data for Mineola, NY
Moving to Mineola, NY? Find some basic demographic data about Mineola, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mineola, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mineola, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Environmental Sampling
- Change Management
- Sampling
- Implementation
- Emergency Management
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Spill Response
- Environmental Regulations
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Strategy Development
- Finance
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Mentoring
- Documentation
- Coaching
- Interpersonal Skills
- Collaboration
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Training and Development
- Communication Skills
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