Compliance Manager Jobs in Mahopac, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Chief Compliance Officer, Mastercard Transaction Services
- Purchase, NY (23 miles from Mahopac, NY)
- 30+ days ago
- Purchase, NY (23 miles from Mahopac, NY)
- 30+ days ago
AML and Sanctions compliance in a global financial institution, multinational corporation, or card network company Strong knowledge of AML and Sanctions regulations and industry standards, including OFAC...
VP, Compliance Officer / Assistant Secretary
- Poughkeepsie, NY (22 miles from Mahopac, NY)
- 30+ days ago
- Poughkeepsie, NY (22 miles from Mahopac, NY)
- 30+ days ago
Strong familiarity with federal and state banking regulations and Fair Lending laws. Experience in mortgage and/or commercial lending compliance preferred....
Senior HSE Compliance Coordinator - MICON Group, Inc.
- White Plains, NY (23 miles from Mahopac, NY)
- 45+ days ago
- White Plains, NY (23 miles from Mahopac, NY)
- 45+ days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
Demographic Data for Mahopac, NY
Moving to Mahopac, NY? Find some basic demographic data about Mahopac, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mahopac, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mahopac, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Spill Response
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- USDA
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Finance
- Decision Making
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Data Analysis
- Employee Development
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Sales
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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