Compliance Manager Jobs in Hicksville, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Manager, Compliance Business Oversight - Community Reinvestment Act
- New York, NY (24 miles from Hicksville, NY)
- 4 hours ago
- New York, NY (24 miles from Hicksville, NY)
- 4 hours ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Compliance Officer - Monitoring and Testing
- New York, NY (24 miles from Hicksville, NY)
- 4 hours ago
- New York, NY (24 miles from Hicksville, NY)
- 4 hours ago
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $140,000 USD TD is committed to providing fair and equitable compensation...
Senior Lead Compliance Officer - Municipal Products Group
- New York, NY (24 miles from Hicksville, NY)
- 5 hours ago
- New York, NY (24 miles from Hicksville, NY)
- 5 hours ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal...
Controls Testing Compliance Manager
- New York, NY (24 miles from Hicksville, NY)
- 1 day ago
- New York, NY (24 miles from Hicksville, NY)
- 1 day ago
., anti-money laundering, consumer protection, data privacy, etc.)....
- New York, NY (24 miles from Hicksville, NY)
- 2 days ago
- New York, NY (24 miles from Hicksville, NY)
- 2 days ago
Bachelor's Degree is preferred, and professional certifications such as Certified Regulatory Compliance Manager (CRCM) are a plus....
Compliance Manager, Payment Solutions
- New York, NY (24 miles from Hicksville, NY)
- 5 days ago
- New York, NY (24 miles from Hicksville, NY)
- 5 days ago
The CompanyPayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and secure,...
Senior AML Compliance Officer, ABC, & Sanctions
- New York, NY (24 miles from Hicksville, NY)
- 6 days ago
- New York, NY (24 miles from Hicksville, NY)
- 6 days ago
Position Summary Responsibilities Key Responsibilities Supervise 2 or more compliance officers; Analyze and opine on potential implications under the Investment Advisors Act of 1940 and Investment...
- New York, NY (24 miles from Hicksville, NY)
- 7 days ago
- New York, NY (24 miles from Hicksville, NY)
- 7 days ago
AML, Know-Your-Customer (KYC), and sanctions compliance programs....
Program Compliance Coordinator - Billing
- New York, NY (24 miles from Hicksville, NY)
- 8 days ago
- New York, NY (24 miles from Hicksville, NY)
- 8 days ago
The Program Compliance Coordinator works as part of the Program Compliance team to ensure that BRC programs are providing high quality and safe client services that meet funder regulations....
Investment and Corporate Banking Advisory Compliance Officer- Americas (aICBAa)
- New York, NY (24 miles from Hicksville, NY)
- 8 days ago
- New York, NY (24 miles from Hicksville, NY)
- 8 days ago
Summary: A The Investment and Corporate Banking Advisory (aICBAa) Compliance Officer a Americas is responsible for the regulatory advisory function of the investment banking and financing...
- New York, NY (24 miles from Hicksville, NY)
- 9 days ago
- New York, NY (24 miles from Hicksville, NY)
- 9 days ago
Certified Regulatory Compliance Manager (CRCM) certification or equivalent is preferred....
Broker Dealer Regulatory Governance Compliance Officer
- New York, NY (24 miles from Hicksville, NY)
- 9 days ago
- New York, NY (24 miles from Hicksville, NY)
- 9 days ago
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing,...
Professional Development CLE Compliance Coordinator
- New York, NY (24 miles from Hicksville, NY)
- 11 days ago
- New York, NY (24 miles from Hicksville, NY)
- 11 days ago
Professional Development CLE Compliance Coordinator (25000082) Professional Development CLE Compliance Coordinator - (25000082) We are looking for a Professional Development CLE Compliance...
- New York, NY (24 miles from Hicksville, NY)
- 11 days ago
- New York, NY (24 miles from Hicksville, NY)
- 11 days ago
Ultimate Care NY is seeking a highly organized and detail-oriented Compliance Coordinator to join our team. Under the direction of the Director of Compliance, the Compliance Coordinator plays a...
- New York, NY (24 miles from Hicksville, NY)
- 12 days ago
- New York, NY (24 miles from Hicksville, NY)
- 12 days ago
Broad expertise in Risk Management Financial and Non-financial Risks, Credit Underwriting, Risk Analytics Modeling, Portfolio, Risk and Regulatory Reporting, Stress Testing and Capital...
Demographic Data for Hicksville, NY
Moving to Hicksville, NY? Find some basic demographic data about Hicksville, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hicksville, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hicksville, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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