Compliance Manager Jobs in Hewlett, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Advisory Compliance Officer - Fixed Income Business Line Compliance
- New York, NY (17 miles from Hewlett, NY)
- 13 days ago
- New York, NY (17 miles from Hewlett, NY)
- 13 days ago
Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
- New York, NY (17 miles from Hewlett, NY)
- 2 hours ago
- New York, NY (17 miles from Hewlett, NY)
- 2 hours ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Manager, Compliance - Trade Surveillance
- New York, NY (17 miles from Hewlett, NY)
- 5 hours ago
- New York, NY (17 miles from Hewlett, NY)
- 5 hours ago
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $120,000 - $190,000 USD TD is committed to providing fair and equitable compensation...
- New York, NY (17 miles from Hewlett, NY)
- 9 hours ago
- New York, NY (17 miles from Hewlett, NY)
- 9 hours ago
NY Legal and Compliance Manager: Direct Hire Five days onsite/ in office Location: New York Salary Range $121k- $150k Equal Opportunity Employer / Disabled / Protected Veterans The Know Your Rights...
Senior Technical Project Manager (Banking and Compliance)
- New York, NY (17 miles from Hewlett, NY)
- 9 hours ago
- New York, NY (17 miles from Hewlett, NY)
- 9 hours ago
NO C2C ONLY ON W2 We have an immediate requirement for Senior Technical Project Manager (Banking and Compliance)@NY Job Description: Qualifications & Experience: Minimum 10+ years of project...
Trade Compliance Officer/Empowered Official (Hybrid Schedule)
- Farmingdale, NY (15 miles from Hewlett, NY)
- 16 hours ago
- Farmingdale, NY (15 miles from Hewlett, NY)
- 16 hours ago
Export Administration Regulations (EAR) Office of Foreign Assets Control (OFAC) U.S. Customs and Border Protections Regulations (HTS codes, imports) 2....
Technical Project Manager (Banking and Compliance)
- New York City, NY (17 miles from Hewlett, NY)
- 19 hours ago
- New York City, NY (17 miles from Hewlett, NY)
- 19 hours ago
Hi, Hope you are doing good, this is Rajeev from FutureTech Consultants, LLC and I have a job opening with our direct client. Please have a look at the below job description and let me know your...
- New York City, NY (17 miles from Hewlett, NY)
- 1 day ago
- New York City, NY (17 miles from Hewlett, NY)
- 1 day ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
- New York, NY (17 miles from Hewlett, NY)
- 4 days ago
- New York, NY (17 miles from Hewlett, NY)
- 4 days ago
Compliance Director Fidelity Investments - 4.0 New York, NY Job Details $100,000 - $169,000 a year 13 hours ago Benefits Loan repayment program Health insurance Tuition reimbursement Paid time off...
- New York, NY (17 miles from Hewlett, NY)
- 4 days ago
- New York, NY (17 miles from Hewlett, NY)
- 4 days ago
Senior Compliance Manager Recruiter Northern Trust Location New York, NY/Stamford, CT/Chicago, IL Salary Unspecified Posted 30 Jun 2025 Closes 30 Jul 2025 Ref R136101 Job role Audit, Compliance/risk...
Manager - Compliance; Fair Lending
- New York, NY (17 miles from Hewlett, NY)
- 5 days ago
- New York, NY (17 miles from Hewlett, NY)
- 5 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Multifamily Insurance Compliance Manager
- New York, NY (17 miles from Hewlett, NY)
- 7 days ago
- New York, NY (17 miles from Hewlett, NY)
- 7 days ago
origination and servicing; make recommendations related to acceptable exceptions Coordinate with multiple capital markets securitization teams in evaluating compliance with underwriting standards and...
- New York, NY (17 miles from Hewlett, NY)
- 7 days ago
- New York, NY (17 miles from Hewlett, NY)
- 7 days ago
As the Risk and Compliance Manager you will have experience with sanctions screening and ensuring compliance with relevant regulations....
- New York, NY (17 miles from Hewlett, NY)
- 8 days ago
- New York, NY (17 miles from Hewlett, NY)
- 8 days ago
Job Description: Regulatory Compliance Manager Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure....
Advisory Compliance Officer - Fixed Income Business Line Compliance. Job in New York Gr8Jobs
- New York, NY (17 miles from Hewlett, NY)
- 9 days ago
- New York, NY (17 miles from Hewlett, NY)
- 9 days ago
Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
Demographic Data for Hewlett, NY
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hewlett, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hewlett, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Spill Response
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- USDA
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Interpersonal Skills
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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