Compliance Manager Jobs in Freeport, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Manager - Compliance Monitoring and Programs
- New York, NY (22 miles from Freeport, NY)
- 6 hours ago
- New York, NY (22 miles from Freeport, NY)
- 6 hours ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Senior Manager - Compliance Programs Governance
- New York, NY (22 miles from Freeport, NY)
- 6 hours ago
- New York, NY (22 miles from Freeport, NY)
- 6 hours ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
- New York, NY (22 miles from Freeport, NY)
- 6 hours ago
- New York, NY (22 miles from Freeport, NY)
- 6 hours ago
Position at MTA Headquarters JOB TITLE: Compliance Director SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer...
ATH 3827 - Manager, Compliance Board Reporting
- New York, NY (22 miles from Freeport, NY)
- 19 hours ago
- New York, NY (22 miles from Freeport, NY)
- 19 hours ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Manager, Compliance Business Oversight (US)
- New York, NY (22 miles from Freeport, NY)
- 19 hours ago
- New York, NY (22 miles from Freeport, NY)
- 19 hours ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Director, TD Private Client Wealth (US)
- New York, NY (22 miles from Freeport, NY)
- 1 day ago
- New York, NY (22 miles from Freeport, NY)
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Manager - Compliance (B2B Payments)
- New York, NY (22 miles from Freeport, NY)
- 1 day ago
- New York, NY (22 miles from Freeport, NY)
- 1 day ago
Minimum Qualifications Minimum 3 - 5 years of experience in Compliance or related activities, preferably within the financial services and retail banking industry....
Senior Manager, Compliance Operations and ORM Programs (US)
- New York, NY (22 miles from Freeport, NY)
- 2 days ago
- New York, NY (22 miles from Freeport, NY)
- 2 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Manager, U.S. Consumer Marketing Compliance - Line of Business Compliance Officer
- New York, NY (22 miles from Freeport, NY)
- 6 days ago
- New York, NY (22 miles from Freeport, NY)
- 6 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Manager - Compliance, U.S. Consumer
- New York, NY (22 miles from Freeport, NY)
- 6 days ago
- New York, NY (22 miles from Freeport, NY)
- 6 days ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Compliance & Reporting Manager
- New York, NY (22 miles from Freeport, NY)
- 6 days ago
- New York, NY (22 miles from Freeport, NY)
- 6 days ago
FLSA Classification: Exempt Salary Range: $140,000 - $160,000 plus bonus and incentive stock options Reports to: Vice President, People & Culture Location: Brooklyn, NY (Hybrid) About The Company:...
Regulatory Compliance Director
- New York, NY (22 miles from Freeport, NY)
- 8 days ago
- New York, NY (22 miles from Freeport, NY)
- 8 days ago
THE WORK: We are seeking an experienced and strategic Regulatory Compliance Director to join Ripple's growing Legal & Compliance team. This role will directly support the Senior Director,...
- New York, NY (22 miles from Freeport, NY)
- 9 days ago
- New York, NY (22 miles from Freeport, NY)
- 9 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
Compliance Director, Commercial, Operations and Securities Testing (US)
- New York, NY (22 miles from Freeport, NY)
- 9 days ago
- New York, NY (22 miles from Freeport, NY)
- 9 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Oversight Manager-EPOCH
- New York, NY (22 miles from Freeport, NY)
- 9 days ago
- New York, NY (22 miles from Freeport, NY)
- 9 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Demographic Data for Freeport, NY
Moving to Freeport, NY? Find some basic demographic data about Freeport, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Freeport, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Freeport, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Private Banking
- Know Your Customer
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Collaboration
- Reporting
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Filing
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Microsoft Word
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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