Compliance Manager Jobs in Chappaqua, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- New City, NY (11 miles from Chappaqua, NY)
- 30+ days ago
- New City, NY (11 miles from Chappaqua, NY)
- 30+ days ago
A leading acute care hospital in New York is now seeking an experienced Hospital Compliance Director to join their award-winning healthcare team! This acclaimed healthcare facility features over...
- Ridgewood, NJ (22 miles from Chappaqua, NY)
- 14 days ago
- Ridgewood, NJ (22 miles from Chappaqua, NY)
- 14 days ago
Solutions, and Project Analysis teams to incorporate program revenue assumptions and operating restrictions into financial models and project collateral (including contracts, internal approval memos, lender...
- Paramus, NJ (22 miles from Chappaqua, NY)
- 28 days ago
- Paramus, NJ (22 miles from Chappaqua, NY)
- 28 days ago
Programs include but are not limited to: - Payments - Anti-Money Laundering - Anti-Bribery and Anti-Corruption - Know Your Customer - Third-Party Risk Management - Gifts & Entertainment -Conflicts of...
- Stamford, CT (14 miles from Chappaqua, NY)
- 30+ days ago
- Stamford, CT (14 miles from Chappaqua, NY)
- 30+ days ago
In partnership with the Bank’s BSA Officer, manage First County’s BSA and Anti-Money Laundering Compliance program; In partnership with the Bank’s Privacy Officer, manage First County’s Privacy and...
- Bronxville, NY (16 miles from Chappaqua, NY)
- 45+ days ago
- Bronxville, NY (16 miles from Chappaqua, NY)
- 45+ days ago
Fleet Compliance Coordinator Job Description: The Department of Campus Operations is responsible for delivering essential day-to-day services that support students, faculty, staff and visitors at...
Equity & Compliance Coordinator
- Mahwah, NJ (22 miles from Chappaqua, NY)
- 60+ days ago
- Mahwah, NJ (22 miles from Chappaqua, NY)
- 60+ days ago
Description Ramapo College of New Jersey (RCNJ) develops ethical leaders who serve as change agents across all sectors. The College's unique interdisciplinary academic structure, its liberal arts...
Demographic Data for Chappaqua, NY
Moving to Chappaqua, NY? Find some basic demographic data about Chappaqua, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Chappaqua, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Chappaqua, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Consumer Lending
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Wealth Management
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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