Compliance Manager Jobs in Brentwood, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Stamford, CT (24 miles from Brentwood, NY)
- 8 days ago
- Stamford, CT (24 miles from Brentwood, NY)
- 8 days ago
Our client is looking for a Compliance Manager to join their fast-growing team....
Senior Regulatory Compliance Coordinator
- Freeport, NY (19 miles from Brentwood, NY)
- 22 days ago
- Freeport, NY (19 miles from Brentwood, NY)
- 22 days ago
We're looking for a Lead Regulatory Affairs Specialist to take charge of all regulatory activities for our food manufacturing business. You'll be the expert who ensures our products meet all food...
Trade Compliance Officer/Empowered Official (Hybrid Schedule)
- Farmingdale, NY (10 miles from Brentwood, NY)
- 45+ days ago
- Farmingdale, NY (10 miles from Brentwood, NY)
- 45+ days ago
Export Administration Regulations (EAR) Office of Foreign Assets Control (OFAC) U.S. Customs and Border Protections Regulations (HTS codes, imports) 2....
Information Security Governance Risk & Compliance Manager
- Hauppauge, NY (4 miles from Brentwood, NY)
- 90+ days ago
- Hauppauge, NY (4 miles from Brentwood, NY)
- 90+ days ago
The Information Security Governance Risk & Compliance Manager oversees anti-phishing campaigns, security awareness training, risk assessments, vendor security reviews, and managing audit activities...
Demographic Data for Brentwood, NY
Moving to Brentwood, NY? Find some basic demographic data about Brentwood, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Brentwood, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Brentwood, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Reimbursement
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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