Compliance Manager Jobs in Breezy Point, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Advisory Compliance Officer - Fixed Income Business Line Compliance
- New York, NY (14 miles from Breezy Point, NY)
- 15 days ago
- New York, NY (14 miles from Breezy Point, NY)
- 15 days ago
Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
Urgent Need - Hybrid - Sr.Information Security Risk Compliance Manager
- New York City, NY (12 miles from Breezy Point, NY)
- 19 hours ago
- New York City, NY (12 miles from Breezy Point, NY)
- 19 hours ago
Information Security Risk Compliance Manager Location: New York, NY Duration: 12 Months Hybrid 3 days on site and 2 days remote....
IT Security Risk Compliance Manager
- New York, NY (14 miles from Breezy Point, NY)
- 19 hours ago
- New York, NY (14 miles from Breezy Point, NY)
- 19 hours ago
Role : IT Security Risk Compliance Manager Location: New York, NY Duration: Long Term Note : 35h/week Client is seeking an Information Security Risk Compliance Manager who will have the responsibility...
- New York, NY (14 miles from Breezy Point, NY)
- 1 day ago
- New York, NY (14 miles from Breezy Point, NY)
- 1 day ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Senior CRA Compliance Officer - US CRA
- New York, NY (14 miles from Breezy Point, NY)
- 1 day ago
- New York, NY (14 miles from Breezy Point, NY)
- 1 day ago
Monitor state and federal laws and regulations affecting CRA and fair lending compliance and help implement any changes....
Senior Project Manager - Compliance
- New York, NY (14 miles from Breezy Point, NY)
- 1 day ago
- New York, NY (14 miles from Breezy Point, NY)
- 1 day ago
Grow your career with an innovative global bank in New York, NY as a Senior Project Manager with a focus on Compliance. Contract role with strong possibility of extension. Will require working a...
- New York, NY (14 miles from Breezy Point, NY)
- 2 days ago
- New York, NY (14 miles from Breezy Point, NY)
- 2 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Manager, Compliance - Trade Surveillance
- New York, NY (14 miles from Breezy Point, NY)
- 2 days ago
- New York, NY (14 miles from Breezy Point, NY)
- 2 days ago
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $120,000 - $190,000 USD TD is committed to providing fair and equitable compensation...
- New York, NY (14 miles from Breezy Point, NY)
- 2 days ago
- New York, NY (14 miles from Breezy Point, NY)
- 2 days ago
NY Legal and Compliance Manager: Direct Hire Five days onsite/ in office Location: New York Salary Range $121k- $150k Equal Opportunity Employer / Disabled / Protected Veterans The Know Your Rights...
Senior Technical Project Manager (Banking and Compliance)
- New York, NY (14 miles from Breezy Point, NY)
- 2 days ago
- New York, NY (14 miles from Breezy Point, NY)
- 2 days ago
NO C2C ONLY ON W2 We have an immediate requirement for Senior Technical Project Manager (Banking and Compliance)@NY Job Description: Qualifications & Experience: Minimum 10+ years of project...
Technical Project Manager (Banking and Compliance)
- New York City, NY (12 miles from Breezy Point, NY)
- 2 days ago
- New York City, NY (12 miles from Breezy Point, NY)
- 2 days ago
Hi, Hope you are doing good, this is Rajeev from FutureTech Consultants, LLC and I have a job opening with our direct client. Please have a look at the below job description and let me know your...
- New York City, NY (12 miles from Breezy Point, NY)
- 3 days ago
- New York City, NY (12 miles from Breezy Point, NY)
- 3 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
- New York, NY (14 miles from Breezy Point, NY)
- 6 days ago
- New York, NY (14 miles from Breezy Point, NY)
- 6 days ago
Compliance Director Fidelity Investments - 4.0 New York, NY Job Details $100,000 - $169,000 a year 13 hours ago Benefits Loan repayment program Health insurance Tuition reimbursement Paid time off...
- New York, NY (14 miles from Breezy Point, NY)
- 6 days ago
- New York, NY (14 miles from Breezy Point, NY)
- 6 days ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
Manager - Compliance; Fair Lending
- New York, NY (14 miles from Breezy Point, NY)
- 7 days ago
- New York, NY (14 miles from Breezy Point, NY)
- 7 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Demographic Data for Breezy Point, NY
Moving to Breezy Point, NY? Find some basic demographic data about Breezy Point, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Breezy Point, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Breezy Point, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Spill Response
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- USDA
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Finance
- Decision Making
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Data Analysis
- Employee Development
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Sales
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »