Compliance Manager Jobs in Breezy Point, NY

A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.

Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.

1-15 of 61 Jobs

Advisory Compliance Officer - Fixed Income Business Line Compliance

  • New York, NY (14 miles from Breezy Point, NY)
  • 15 days ago
  • New York, NY (14 miles from Breezy Point, NY)
  • 15 days ago

Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...

Urgent Need - Hybrid - Sr.Information Security Risk Compliance Manager

  • New York City, NY (12 miles from Breezy Point, NY)
  • 19 hours ago
  • New York City, NY (12 miles from Breezy Point, NY)
  • 19 hours ago

Information Security Risk Compliance Manager Location: New York, NY Duration: 12 Months Hybrid 3 days on site and 2 days remote....

IT Security Risk Compliance Manager

  • New York, NY (14 miles from Breezy Point, NY)
  • 19 hours ago
  • New York, NY (14 miles from Breezy Point, NY)
  • 19 hours ago

Role : IT Security Risk Compliance Manager Location: New York, NY Duration: Long Term Note : 35h/week Client is seeking an Information Security Risk Compliance Manager who will have the responsibility...

Manager, Compliance Marketing

  • New York, NY (14 miles from Breezy Point, NY)
  • 1 day ago
  • New York, NY (14 miles from Breezy Point, NY)
  • 1 day ago

The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...

Senior CRA Compliance Officer - US CRA

  • New York, NY (14 miles from Breezy Point, NY)
  • 1 day ago
  • New York, NY (14 miles from Breezy Point, NY)
  • 1 day ago

Monitor state and federal laws and regulations affecting CRA and fair lending compliance and help implement any changes....

Senior Project Manager - Compliance

  • New York, NY (14 miles from Breezy Point, NY)
  • 1 day ago
  • New York, NY (14 miles from Breezy Point, NY)
  • 1 day ago

Grow your career with an innovative global bank in New York, NY as a Senior Project Manager with a focus on Compliance. Contract role with strong possibility of extension. Will require working a...

Senior Manager, Compliance Governance & Operations (US) Compliance Program Management, Strategic Development and Initiatives

  • New York, NY (14 miles from Breezy Point, NY)
  • 2 days ago
  • New York, NY (14 miles from Breezy Point, NY)
  • 2 days ago

Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...

Manager, Compliance - Trade Surveillance

  • New York, NY (14 miles from Breezy Point, NY)
  • 2 days ago
  • New York, NY (14 miles from Breezy Point, NY)
  • 2 days ago

Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $120,000 - $190,000 USD TD is committed to providing fair and equitable compensation...

Legal Compliance Manager

  • New York, NY (14 miles from Breezy Point, NY)
  • 2 days ago
  • New York, NY (14 miles from Breezy Point, NY)
  • 2 days ago

NY Legal and Compliance Manager: Direct Hire Five days onsite/ in office Location: New York Salary Range $121k- $150k Equal Opportunity Employer / Disabled / Protected Veterans The Know Your Rights...

Senior Technical Project Manager (Banking and Compliance)

  • New York, NY (14 miles from Breezy Point, NY)
  • 2 days ago
  • New York, NY (14 miles from Breezy Point, NY)
  • 2 days ago

NO C2C ONLY ON W2 We have an immediate requirement for Senior Technical Project Manager (Banking and Compliance)@NY Job Description: Qualifications & Experience: Minimum 10+ years of project...

Technical Project Manager (Banking and Compliance)

  • New York City, NY (12 miles from Breezy Point, NY)
  • 2 days ago
  • New York City, NY (12 miles from Breezy Point, NY)
  • 2 days ago

Hi, Hope you are doing good, this is Rajeev from FutureTech Consultants, LLC and I have a job opening with our direct client. Please have a look at the below job description and let me know your...

Manager, Compliance Marketing

  • New York City, NY (12 miles from Breezy Point, NY)
  • 3 days ago
  • New York City, NY (12 miles from Breezy Point, NY)
  • 3 days ago

The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...

Compliance Director

  • New York, NY (14 miles from Breezy Point, NY)
  • 6 days ago
  • New York, NY (14 miles from Breezy Point, NY)
  • 6 days ago

Compliance Director Fidelity Investments - 4.0 New York, NY Job Details $100,000 - $169,000 a year 13 hours ago Benefits Loan repayment program Health insurance Tuition reimbursement Paid time off...

Senior Compliance Manager

  • New York, NY (14 miles from Breezy Point, NY)
  • 6 days ago
  • New York, NY (14 miles from Breezy Point, NY)
  • 6 days ago

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...

Manager - Compliance; Fair Lending

  • New York, NY (14 miles from Breezy Point, NY)
  • 7 days ago
  • New York, NY (14 miles from Breezy Point, NY)
  • 7 days ago

Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....

Demographic Data for Breezy Point, NY

Moving to Breezy Point, NY? Find some basic demographic data about Breezy Point, NY below.


Local
National
4,468
47
Small

Compliance Manager Online Courses and Training Opportunities

iHireBanking curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Safety Compliance for Managers
"Safety Compliance for Managers" is a comprehensive online course designed for managers seeking to create a safer, more compliant workplace. This course covers the essential elements of...
Cannabis Compliance, Testing, and Research
Identify legal operations in the cannabis industry and investigate how research and development can advance cannabis science. Learn compliance and testing methods related to analytical chemistry...
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...

Salary for Compliance Manager Jobs in Breezy Point, NY

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireBanking research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.



Highest Education Level

Compliance Managers in Breezy Point, NY offer the following education background
Bachelor's Degree
43.9%
Master's Degree
26.2%
High School or GED
8.9%
Associate's Degree
7.7%
Vocational Degree or Certification
5.7%
Doctorate Degree
5.5%
Some College
1.8%
Some High School
0.2%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers in Breezy Point, NY
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%



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