Compliance Manager Jobs in Bardonia, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Stamford, CT (24 miles from Bardonia, NY)
- 2 days ago
- Stamford, CT (24 miles from Bardonia, NY)
- 2 days ago
Our client is looking for a Compliance Manager to join their fast-growing team....
Compliance Manager - Third-Party Oversight
- New York, NY (23 miles from Bardonia, NY)
- 4 days ago
- New York, NY (23 miles from Bardonia, NY)
- 4 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Compliance Officer II - Compliance Testing
- New York, NY (23 miles from Bardonia, NY)
- 7 days ago
- New York, NY (23 miles from Bardonia, NY)
- 7 days ago
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION:...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- New York, NY (23 miles from Bardonia, NY)
- 8 days ago
- New York, NY (23 miles from Bardonia, NY)
- 8 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Aml Compliance Officer 6 Years Aml Experience With A Broker Dealer Required
- New York, NY (23 miles from Bardonia, NY)
- 8 days ago
- New York, NY (23 miles from Bardonia, NY)
- 8 days ago
AML COMPLIANCE OFFICER 6 YEARS AML EXPERIENCE WITH A BROKER DEALER REQUIRED $100K -$130K+ BONUS & BENS NYC Ref:4139D Our client, a leading broker dealer, is seeking an Anti-Money Laundering Compliance...
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
Compliance Officer, Regulatory Relations Core Compliance TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction 4.8/5 in...
Senior Compliance Officer - Fixed Income
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
Application Deadline: 08/21/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance **Please note that this is a hybrid work arrangement - 3 days in the office each week is the...
Compliance Risk Assessment Manager Compliance Risk Assessment Manager
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
management frameworks and programs, including Compliance Risk Assessment and regulatory controls management Strong knowledge of laws, rules, regulations, risks and taxonomies related to consumer and commercial...
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
Compliance Manager, Trade Surveillance Initiatives & Portfolio Management, Electronic Communications - TD Securities (US) TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked...
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
Compliance Manager, Trade Surveillance - Portfolio Management & Surveillance Initiatives - TD Securities (US) TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked as one of...
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
Manager, Third-Party Risk Manager, Compliance Program Management (CPM) TD Bank 4.1 ( ) Multiple Locations (Remote) Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall...
Remote WorkSenior Manager - Compliance Programs Governance Senior Manager - Compliance Programs Governance
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
banking, broker-dealer operations, and wealth management....
Manager, Compliance - Trade Surveillance Manager, Compliance - Trade Surveillance
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
Manager, Compliance - Trade Surveillance TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction 4.8/5 in supportive...
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
Senior Compliance Officer - Surveillance, Data Quality TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction 4.8/5 in...
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
- New York, NY (23 miles from Bardonia, NY)
- 9 days ago
Senior Manager, Compliance Governance & Operations (US) TD Bank 4.1 ( ) Multiple Locations (Remote) Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job...
Remote WorkDemographic Data for Bardonia, NY
Moving to Bardonia, NY? Find some basic demographic data about Bardonia, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Bardonia, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Bardonia, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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