Compliance Manager Jobs in Whippany, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Woodbridge, NJ (19 miles from Whippany, NJ)
- 4 hours ago
- Woodbridge, NJ (19 miles from Whippany, NJ)
- 4 hours ago
Compliance Manager, Analyst DSV Air & Sea Inc. United States, Jersey, Iselin 200 S....
Auditing & Compliance Director Software as a Medical Device (SaMD)
- New York, NY (22 miles from Whippany, NJ)
- 7 hours ago
- New York, NY (22 miles from Whippany, NJ)
- 7 hours ago
LOCATION:** Hybrid 8 days a month in the office (see approved locations on the posting). **OVERVIEW** You will be the global product quality lead in support of a broad portfolio of on-market...
Senor Compliance Manager - Compliance Monitoring & Programs
- New York, NY (22 miles from Whippany, NJ)
- 7 hours ago
- New York, NY (22 miles from Whippany, NJ)
- 7 hours ago
The Senior Compliance Manager **** Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Manager - Compliance; Fair Lending
- New York, NY (22 miles from Whippany, NJ)
- 7 hours ago
- New York, NY (22 miles from Whippany, NJ)
- 7 hours ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Senior Manager, Compliance Business Oversight - Community Reinvestment Act
- New York, NY (22 miles from Whippany, NJ)
- 1 day ago
- New York, NY (22 miles from Whippany, NJ)
- 1 day ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
- New York, NY (22 miles from Whippany, NJ)
- 3 days ago
- New York, NY (22 miles from Whippany, NJ)
- 3 days ago
Manager (CRCM) preferred Experience: 6+ years of experience in related field or field(s) 5+ years of banking experience, or financial/accounting/ business/ consulting preferred Experience managing...
Compliance Officer - Options/Equity Trading
- New York, NY (22 miles from Whippany, NJ)
- 3 days ago
- New York, NY (22 miles from Whippany, NJ)
- 3 days ago
The Role: We are seeking an experienced Compliance Officer with a strong background in financial services, specifically within broker-dealer operations, US capital markets, and FINRA regulatory...
- New York, NY (22 miles from Whippany, NJ)
- 4 days ago
- New York, NY (22 miles from Whippany, NJ)
- 4 days ago
Undertake periodic evaluations of anti-money laundering and counter-financing of terrorism procedures to ensure strict adherence to internal controls, particularly within the Know-Your-Customer function...
- New York, NY (22 miles from Whippany, NJ)
- 4 days ago
- New York, NY (22 miles from Whippany, NJ)
- 4 days ago
Supporting the BSA/AML Officer in internal and external audits by reviewing and preparing documentation....
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
Chief Compliance Officer BH-12609-2 Posted: 06/02/2025 $250,000-$350,000 per annum New York, United States Permanent Chief Compliance Officer Web3 New York City - Hybrid A growing Web3 business is...
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
Regulatory Compliance Manager American Express Company is seeking a skilled Regulatory Change Management professional to join our Global Compliance & Ethics team....
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
Certified Anti-Money Laundering Specialist is desirable but not required. Ability to work with and independently from Chief Compliance Officer....
Compliance & Reporting Manager
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
- New York, NY (22 miles from Whippany, NJ)
- 5 days ago
FLSA Classification: Exempt Salary Range: $140,000 - $160,000 plus bonus and incentive stock options Reports to: Vice President, People & Culture Location: Brooklyn, NY (Hybrid) About The Company:...
Compliance Manager - Third-Party Oversight
- New York, NY (22 miles from Whippany, NJ)
- 6 days ago
- New York, NY (22 miles from Whippany, NJ)
- 6 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Demographic Data for Whippany, NJ
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Whippany, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Whippany, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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