Compliance Manager Jobs in West Caldwell, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- New York, NY (16 miles from West Caldwell, NJ)
- 18 hours ago
- New York, NY (16 miles from West Caldwell, NJ)
- 18 hours ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in large financial institution or experience as a bank regulatory examiner....
Building Code Compliance Coordinator
- New York, NY (16 miles from West Caldwell, NJ)
- 18 hours ago
- New York, NY (16 miles from West Caldwell, NJ)
- 18 hours ago
Job Type: Officer of Administration Regular/Temporary: Regular Hours Per Week: 35 Salary Range: $65,800 - $70,000 The salary of the finalist selected for this role will be set based on a variety...
Senior Regulatory Compliance Manager
- New York, NY (16 miles from West Caldwell, NJ)
- 18 hours ago
- New York, NY (16 miles from West Caldwell, NJ)
- 18 hours ago
Job Description Senior Regulatory Compliance Manager We're looking for a Senior Regulatory Compliance Manager to join our growing Regulatory Oversight Compliance team in North America This role will...
Remote WorkCompliance Manager, Credit Products
- New York City, NY (17 miles from West Caldwell, NJ)
- 19 hours ago
- New York City, NY (17 miles from West Caldwell, NJ)
- 19 hours ago
Experience in Compliance for Credit, Credit Risk, Buy Now Pay Later or Merchant Lending products is a plus as well as experience providing product specific compliance advisory support....
Sr Manager, Compliance Advisory
- New York, NY (16 miles from West Caldwell, NJ)
- 19 hours ago
- New York, NY (16 miles from West Caldwell, NJ)
- 19 hours ago
, community reinvestment, BSA/AML, issues management, policy and procedure development, and third-party compliance oversight About You 8+ years of experience in a similar role within regulated a Banking...
Senior Compliance Officer - Fair Banking Analytics
- Morristown, NJ (12 miles from West Caldwell, NJ)
- 1 day ago
- Morristown, NJ (12 miles from West Caldwell, NJ)
- 1 day ago
Responsibilities include but are not limited to: Develop and maintain current knowledge of bank regulations. Prepare and lead monitoring programs and may instruct junior officers or other staff...
Financial and Regulatory Reporting Manager
- New York, NY (16 miles from West Caldwell, NJ)
- 1 day ago
- New York, NY (16 miles from West Caldwell, NJ)
- 1 day ago
Overview ABOUT US: Founded in 1993, Bayview Asset Management is an investment management firm focused on investments in mortgage and consumer credit, including whole loans, asset-backed...
BSA (AML / CFT) & OFAC Compliance Officer
- New York, NY (16 miles from West Caldwell, NJ)
- 1 day ago
- New York, NY (16 miles from West Caldwell, NJ)
- 1 day ago
BSA (AML / CFT) & OFAC Compliance Officer Responsible for oversight of the BSA AML / CFT & OFAC Compliance department....
- Parsippany, NJ (6 miles from West Caldwell, NJ)
- 1 day ago
- Parsippany, NJ (6 miles from West Caldwell, NJ)
- 1 day ago
University (Degree) Preferred **Work Experience** + 5+ Years Required; 7+ Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 8IC Preferred Experience: + SBA Lending...
Building Code Compliance Coordinator Columbia University
- New York, NY (16 miles from West Caldwell, NJ)
- 2 days ago
- New York, NY (16 miles from West Caldwell, NJ)
- 2 days ago
Job Type: Officer of Administration Regular/Temporary: Regular Hours Per Week: 35 Salary Range: $65,800 - $70,000 The salary of the finalist selected for this role will be set based on a variety...
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- New York, NY (16 miles from West Caldwell, NJ)
- 2 days ago
- New York, NY (16 miles from West Caldwell, NJ)
- 2 days ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
- New York, NY (16 miles from West Caldwell, NJ)
- 3 days ago
- New York, NY (16 miles from West Caldwell, NJ)
- 3 days ago
Description Are you passionate about data privacy and eager to launch a career in risk management? We are seeking a Privacy Risk Professional to support our enterprise privacy and compliance...
Remote WorkCompliance Manager - Compliance Monitoring and Programs
- New York, NY (16 miles from West Caldwell, NJ)
- 3 days ago
- New York, NY (16 miles from West Caldwell, NJ)
- 3 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Compliance Manager - Governance & Reporting
- New York, NY (16 miles from West Caldwell, NJ)
- 3 days ago
- New York, NY (16 miles from West Caldwell, NJ)
- 3 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86.840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
- New York, NY (16 miles from West Caldwell, NJ)
- 5 days ago
- New York, NY (16 miles from West Caldwell, NJ)
- 5 days ago
KKR Public Markets includes credit investing across traded credit, direct lending, asset based finance and strategic investing....
Demographic Data for West Caldwell, NJ
Moving to West Caldwell, NJ? Find some basic demographic data about West Caldwell, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in West Caldwell, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in West Caldwell, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Mentoring
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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