Compliance Manager Jobs in Teaneck, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Compliance Officer - Monitoring and Testing, TD Securities (US)
- New York, NY (9 miles from Teaneck, NJ)
- 5 hours ago
- New York, NY (9 miles from Teaneck, NJ)
- 5 hours ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
Executive Director, Swap Dealer Compliance Officer
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
IT Manager, Compliance Product Management
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
Invite a friend Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth...
VP, Frameworks Compliance Officer
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
Frameworks Compliance Officer, VP Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance group (the Group) in its Global Compliance Department. The Group is responsible...
- New York City, NY (12 miles from Teaneck, NJ)
- 1 day ago
- New York City, NY (12 miles from Teaneck, NJ)
- 1 day ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Legal and Compliance Manager(food & Beverage)
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
- New York, NY (9 miles from Teaneck, NJ)
- 1 day ago
Legal and Compliance Manager (food & Beverage) with -3+ years experience in the food & beverage/ hospitality industry....
- New York, NY (9 miles from Teaneck, NJ)
- 2 days ago
- New York, NY (9 miles from Teaneck, NJ)
- 2 days ago
Manager (CRCM) preferred Experience: 6+ years of experience in related field or field(s) 5+ years of banking experience, or financial/accounting/ business/ consulting preferred Experience managing...
- New York, NY (9 miles from Teaneck, NJ)
- 2 days ago
- New York, NY (9 miles from Teaneck, NJ)
- 2 days ago
Certified Anti-Money Laundering Specialist is desirable but not required. Ability to work with and independently from Chief Compliance Officer....
VP, AML Financial Crimes Deputy Compliance Officer
- Jersey City, NJ (11 miles from Teaneck, NJ)
- 2 days ago
- Jersey City, NJ (11 miles from Teaneck, NJ)
- 2 days ago
Recommending policy, process and surveillance enhancements to the Firm's AML Program Assisting with the review and preparation of the Firm's Anti-Money Laundering and Sanctions Training Assessing the...
Contracts and Compliance Director
- Garden City South, NY (22 miles from Teaneck, NJ)
- 3 days ago
- Garden City South, NY (22 miles from Teaneck, NJ)
- 3 days ago
Position Overview Accountable for oversight and management of federal, state and commercial contracts involving a range of responsibilities. The primary focus is on managing and ensuring...
JFK Cargo Safety Compliance Supervisor
- Jamaica, NY (17 miles from Teaneck, NJ)
- 3 days ago
- Jamaica, NY (17 miles from Teaneck, NJ)
- 3 days ago
Are you ready to take flight in a dynamic and fast-paced aviation industry? As a global leader in aviation services, Swissport provides G round H andling, C argo H andling, and P assenger S...
Senior Compliance Officer - Surveillance, Data Quality
- New York, NY (9 miles from Teaneck, NJ)
- 4 days ago
- New York, NY (9 miles from Teaneck, NJ)
- 4 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $135.000 USD TD is committed to providing fair and equitable compensation...
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ (11 miles from Teaneck, NJ)
- 5 days ago
- Jersey City, NJ (11 miles from Teaneck, NJ)
- 5 days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
Compliance Director, Deputy BSA Officer & Sanctions Officer - Americas
- New York City, NY (12 miles from Teaneck, NJ)
- 6 days ago
- New York City, NY (12 miles from Teaneck, NJ)
- 6 days ago
manage the money laundering reporting process and implement specific steps within the compliance program to ensure effective implementation of the regulations and statutory requirements concerning Anti-Money...
- New York, NY (9 miles from Teaneck, NJ)
- 7 days ago
- New York, NY (9 miles from Teaneck, NJ)
- 7 days ago
At Dario, Every Day is a New Opportunity to Make a Difference. We are on a mission to make better health easy. Every day our employees contribute to this mission and help hundreds of thousands of...
Demographic Data for Teaneck, NJ
Moving to Teaneck, NJ? Find some basic demographic data about Teaneck, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Teaneck, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Teaneck, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Change Management
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Management Consulting
- Equities
- Control & Countermeasure
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- USDA
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Documentation
- Employee Development
- Interpersonal Skills
- Reporting
- Collaboration
- Policy Development
- Coaching
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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