Compliance Manager Jobs in South Plainfield, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Lending Regulatory Compliance Director
- Berkeley Heights, NJ (7 miles from South Plainfield, NJ)
- 7 hours ago
- Berkeley Heights, NJ (7 miles from South Plainfield, NJ)
- 7 hours ago
Bachelor's degree What would be great to have: Certified Regulatory Compliance Manager certification (CRCM) or Juris Doctor (JD)....
Controls Testing Compliance Manager
- New York City, NY (23 miles from South Plainfield, NJ)
- 1 day ago
- New York City, NY (23 miles from South Plainfield, NJ)
- 1 day ago
., anti-money laundering, consumer protection, data privacy, etc.)....
Tax Accountant - Tax - Global Compliance and Reporting - Manager - Multiple Positions - 1600837
- Hoboken, NJ (23 miles from South Plainfield, NJ)
- 8 days ago
- Hoboken, NJ (23 miles from South Plainfield, NJ)
- 8 days ago
EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, youll have the chance to build a career as unique as you...
Compliance Coordinator, Insurance
- Summit, NJ (10 miles from South Plainfield, NJ)
- 9 days ago
- Summit, NJ (10 miles from South Plainfield, NJ)
- 9 days ago
About Specialty Program Group: Specialty Program Group (SPG) is the wholesale & MGA division of HUB International (5th Largest Global Broker). SPG acts in a holding company capacity acquiring best...
Audit & Compliance Coordinator
- New York City, NY (23 miles from South Plainfield, NJ)
- 13 days ago
- New York City, NY (23 miles from South Plainfield, NJ)
- 13 days ago
DCAS's mission is to make City government work for all New Yorkers. From managing New York City's most iconic courthouses and municipal buildings, to purchasing over $1 billion annually in goods...
Principal Safety & Compliance Coordinator
- Jersey City, NJ (20 miles from South Plainfield, NJ)
- 29 days ago
- Jersey City, NJ (20 miles from South Plainfield, NJ)
- 29 days ago
About the Role The purpose of the Principal Safety & Compliance Coordinator is to assist the Manager of Compliance & Safety with the daily operations of safety as well as the implementation of the...
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ (20 miles from South Plainfield, NJ)
- 90+ days ago
- Jersey City, NJ (20 miles from South Plainfield, NJ)
- 90+ days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
- New York City, NY (23 miles from South Plainfield, NJ)
- 90+ days ago
- New York City, NY (23 miles from South Plainfield, NJ)
- 90+ days ago
Requisition ID: 223397 Salary Range: 90,000.00 - 167,200.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to,...
Senior Auditor - Compliance & Risk Management, RBC Bank
- Jersey City, NJ (20 miles from South Plainfield, NJ)
- 90+ days ago
- Jersey City, NJ (20 miles from South Plainfield, NJ)
- 90+ days ago
Assurance work includes coverage of Retail and Real Estate Lending businesses of RBC Bank for their compliance with US regulations as well as coverage of 2nd line risk management practices over these...
- Jersey City, NJ (20 miles from South Plainfield, NJ)
- 30+ days ago
- Jersey City, NJ (20 miles from South Plainfield, NJ)
- 30+ days ago
This includes overseeing the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Third-Party Risk Management (TPRM), operational compliance, testing, and more....
- New York City, NY (23 miles from South Plainfield, NJ)
- 30+ days ago
- New York City, NY (23 miles from South Plainfield, NJ)
- 30+ days ago
We are seeking a Product Compliance Manager to ensure our products comply with all relevant regulatory standards....
Reinstatement and Policy Compliance Coordinator for the Division of Tenant & Owner Resources
- New York City, NY (23 miles from South Plainfield, NJ)
- 30+ days ago
- New York City, NY (23 miles from South Plainfield, NJ)
- 30+ days ago
The New York City Department of Housing Preservation and Development (HPD) is the nation's largest municipal housing preservation and development agency. Its mission is to promote quality and...
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Compliance Manager - Monitoring & Transparency
- Somerset, NJ (7 miles from South Plainfield, NJ)
- 60+ days ago
- Somerset, NJ (7 miles from South Plainfield, NJ)
- 60+ days ago
The Senior Compliance Manager Monitoring & Transparency will act as the subject matter expert in areas such as: transparency, monitoring & testing, risk assessment, remediation, and data analytics....
Sales and Trading Compliance Officer
- New York City, NY (23 miles from South Plainfield, NJ)
- 90+ days ago
- New York City, NY (23 miles from South Plainfield, NJ)
- 90+ days ago
Job Description: Position Summary Guggenheim is seeking an experienced professional to join as the Sales and Trading Compliance Officer ("Sales and Trading Compliance Officer") within Guggenheim...
Demographic Data for South Plainfield, NJ
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in South Plainfield, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in South Plainfield, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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