Compliance Manager Jobs in Saddle Brook, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- New City, NY (18 miles from Saddle Brook, NJ)
- 30+ days ago
- New City, NY (18 miles from Saddle Brook, NJ)
- 30+ days ago
A leading acute care hospital in New York is now seeking an experienced Hospital Compliance Director to join their award-winning healthcare team! This acclaimed healthcare facility features over...
Lead Compliance Officer - Electronic Trading / Market Access Compliance Program
- New York, NY (11 miles from Saddle Brook, NJ)
- 1 day ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 1 day ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Operations & Compliance Coordinator
- New York, NY (11 miles from Saddle Brook, NJ)
- 1 day ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 1 day ago
Operations & Compliance Coordinator Department: Finance and Administration Employee Status: Full-Time, Exempt Reports to: Acting Executive Director/CEO Primary Location: VISIONS, 500 Greenwich...
Compliance Officer Fixed Income Sales & Trading - Credit - Vice President
- New York, NY (11 miles from Saddle Brook, NJ)
- 2 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 2 days ago
Compliance Officer - Fixed Income Sales & Trading - Credit Corporate Title Vice President Location New York, NY Overview You will provide real-time support to the Fixed Income & Currencies (FIC)...
Emerging Markets Compliance Manager
- Berkeley Heights, NJ (23 miles from Saddle Brook, NJ)
- 2 days ago
- Berkeley Heights, NJ (23 miles from Saddle Brook, NJ)
- 2 days ago
Knowledge of Anti-Money Laundering and regulatory compliance. Understanding of regulations within the banking/financial services industry and retail/commercial financial products/services....
- Linden, NJ (20 miles from Saddle Brook, NJ)
- 2 days ago
- Linden, NJ (20 miles from Saddle Brook, NJ)
- 2 days ago
Production Supervisor Job Description Oversee operations and quality controls to ensure efficient operations at the lowest cost with the highest output volume and quality. This role is critical to...
Senior Manager, Compliance Business Oversight - Community Reinvestment Act
- New York, NY (11 miles from Saddle Brook, NJ)
- 3 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 3 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Compliance Officer - Monitoring and Testing
- New York, NY (11 miles from Saddle Brook, NJ)
- 3 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 3 days ago
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $140,000 USD TD is committed to providing fair and equitable compensation...
Senior Lead Compliance Officer - Municipal Products Group
- New York, NY (11 miles from Saddle Brook, NJ)
- 3 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 3 days ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal...
Lending Regulatory Compliance Director
- Berkeley Heights, NJ (23 miles from Saddle Brook, NJ)
- 3 days ago
- Berkeley Heights, NJ (23 miles from Saddle Brook, NJ)
- 3 days ago
Bachelor's degree What would be great to have: Certified Regulatory Compliance Manager certification (CRCM) or Juris Doctor (JD)....
Controls Testing Compliance Manager
- New York, NY (11 miles from Saddle Brook, NJ)
- 4 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 4 days ago
. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
Controls Testing Compliance Manager
- New York City, NY (13 miles from Saddle Brook, NJ)
- 4 days ago
- New York City, NY (13 miles from Saddle Brook, NJ)
- 4 days ago
. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
- New York, NY (11 miles from Saddle Brook, NJ)
- 5 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 5 days ago
Bachelor's Degree is preferred, and professional certifications such as Certified Regulatory Compliance Manager (CRCM) are a plus....
Compliance Manager, Payment Solutions
- New York, NY (11 miles from Saddle Brook, NJ)
- 8 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 8 days ago
The CompanyPayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and secure,...
Senior AML Compliance Officer, ABC, & Sanctions
- New York, NY (11 miles from Saddle Brook, NJ)
- 9 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 9 days ago
Position Summary Responsibilities Key Responsibilities Supervise 2 or more compliance officers; Analyze and opine on potential implications under the Investment Advisors Act of 1940 and Investment...
Demographic Data for Saddle Brook, NJ
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Saddle Brook, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Saddle Brook, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Collections
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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