Compliance Manager Jobs in Saddle Brook, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- New York, NY (11 miles from Saddle Brook, NJ)
- 6 hours ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 6 hours ago
Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM))....
Compliance Director, Fidelity Capital Markets
- New York, NY (11 miles from Saddle Brook, NJ)
- 18 hours ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 18 hours ago
The Role As a member of the Fidelity Capital Markets (FCM) Compliance team, you will serve as an informed and trusted business partner, promoting a culture of ethical conduct and commitment to...
Compliance Manager - Compliance Monitoring and Programs
- New York, NY (11 miles from Saddle Brook, NJ)
- 1 day ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 1 day ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Auditing & Compliance Director - Software as a Medical Device (SaMD)
- New York City, NY (13 miles from Saddle Brook, NJ)
- 1 day ago
- New York City, NY (13 miles from Saddle Brook, NJ)
- 1 day ago
LOCATION: Hybrid - 8 days a month in the office (see approved locations on the posting). OVERVIEW You will be the global product quality lead in support of a broad portfolio of on-market medical...
ESG/ Advisory (Financial Security) Compliance Officer
- New York, NY (11 miles from Saddle Brook, NJ)
- 1 day ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 1 day ago
This includes in-depth analysis of transactions from a data, client, and financial product perspective, ensuring alignment with internal policies and external regulatory requirements, including Anti-Money...
Global Export and Trade Compliance Officer New York University
- New York, NY (11 miles from Saddle Brook, NJ)
- 1 day ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 1 day ago
Required Skills, Knowledge and Abilities: Strong knowledge of ITAR, EAR, OFAC regulations, and other related U.S. trade laws....
Senor Compliance Manager - Compliance Monitoring & Programs
- New York, NY (11 miles from Saddle Brook, NJ)
- 2 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 2 days ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Manager - Compliance; Fair Lending
- New York, NY (11 miles from Saddle Brook, NJ)
- 2 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 2 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Investment Management Compliance Officer
- New York, NY (11 miles from Saddle Brook, NJ)
- 3 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 3 days ago
KKR Public Markets includes credit investing across traded credit, direct lending, asset based finance and strategic investing....
Compliance Officer - Options/Equity Trading
- New York, NY (11 miles from Saddle Brook, NJ)
- 5 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 5 days ago
The Role: We are seeking an experienced Compliance Officer with a strong background in financial services, specifically within broker-dealer operations, US capital markets, and FINRA regulatory...
- New York, NY (11 miles from Saddle Brook, NJ)
- 6 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 6 days ago
Undertake periodic evaluations of anti-money laundering and counter-financing of terrorism procedures to ensure strict adherence to internal controls, particularly within the Know-Your-Customer function...
- New York, NY (11 miles from Saddle Brook, NJ)
- 6 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 6 days ago
Supporting the BSA/AML Officer in internal and external audits by reviewing and preparing documentation....
- New York, NY (11 miles from Saddle Brook, NJ)
- 7 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 7 days ago
Chief Compliance Officer BH-12609-2 Posted: 06/02/2025 $250,000-$350,000 per annum New York, United States Permanent Chief Compliance Officer Web3 New York City - Hybrid A growing Web3 business is...
- New York, NY (11 miles from Saddle Brook, NJ)
- 7 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 7 days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
- New York, NY (11 miles from Saddle Brook, NJ)
- 7 days ago
- New York, NY (11 miles from Saddle Brook, NJ)
- 7 days ago
Regulatory Compliance Manager American Express Company is seeking a skilled Regulatory Change Management professional to join our Global Compliance & Ethics team....
Demographic Data for Saddle Brook, NJ
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Salary for Compliance Manager Jobs in Saddle Brook, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Saddle Brook, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Investigation
- Verbal Communication
- Data Analysis
- Written Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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