Compliance Manager Jobs in Ringwood, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Parsippany, NJ (18 miles from Ringwood, NJ)
- 2 days ago
- Parsippany, NJ (18 miles from Ringwood, NJ)
- 2 days ago
University (Degree) Preferred **Work Experience** + 5+ Years Required; 7+ Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 8IC Preferred Experience: + SBA Lending...
Financial Risk - Regulatory Reporting - Manager
- Florham Park, NJ (24 miles from Ringwood, NJ)
- 8 days ago
- Florham Park, NJ (24 miles from Ringwood, NJ)
- 8 days ago
Manager (CRCM) or Certified Public Accountant (CPA) Preferred Knowledge/Skills: Demonstrates extensive abilities with, and/or a proven record of success directing efforts related to: Prepare, review...
Research Compliance Coordinator
- Montclair, NJ (20 miles from Ringwood, NJ)
- 27 days ago
- Montclair, NJ (20 miles from Ringwood, NJ)
- 27 days ago
IMPORTANT APPLICATION INSTRUCTIONS: Upload Resume or Curriculum Vitae for automatic population of information to the application. The contact information, work experience, and education listed on...
Demographic Data for Ringwood, NJ
Moving to Ringwood, NJ? Find some basic demographic data about Ringwood, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Ringwood, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Ringwood, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Equities
- Spill Response
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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