Compliance Manager Jobs in Pompton Plains, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Jersey City, NJ (20 miles from Pompton Plains, NJ)
- 6 hours ago
- Jersey City, NJ (20 miles from Pompton Plains, NJ)
- 6 hours ago
Immediate need for a talented AVP-Compliance Officer. This is a 08+months contract opportunity with long-term potential and is located in Jersey City, NJ (Onsite). Please review the job...
- New York, NY (22 miles from Pompton Plains, NJ)
- 15 hours ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 15 hours ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Legal and Compliance Manager - Hospitality
- New York, NY (22 miles from Pompton Plains, NJ)
- 20 hours ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 20 hours ago
Full-time, direct hire Legal And Compliance Manager position available with a successful company in New York. Pay is up to $150K (DOE). Must have hospitality or restaurant industry experience....
Prime Brokerage Compliance Manager, Vice President
- New York, NY (22 miles from Pompton Plains, NJ)
- 1 day ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 1 day ago
Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking an experienced compliance professional to assist the Chief Compliance Officers (CCOs...
Senior Manager - Compliance Programs Governance
- New York, NY (22 miles from Pompton Plains, NJ)
- 1 day ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 1 day ago
banking, broker-dealer operations, and wealth management....
Senior Lead Compliance Officer - Rates Compliance
- New York, NY (22 miles from Pompton Plains, NJ)
- 1 day ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 1 day ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Inspections & Compliance Coordinator
- New York, NY (22 miles from Pompton Plains, NJ)
- 1 day ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 1 day ago
Inspections & Compliance Coordinator GrowNYC +3 more Date Posted July 09, 2025 Location New York, NY Category Agriculture / Nonprofit Job type Full-Time COMPANY DESCRIPTION Organization...
Director, Markets Compliance Officer
- New York, NY (22 miles from Pompton Plains, NJ)
- 1 day ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 1 day ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Compliance Manager - Compliance Monitoring and Programs
- New York, NY (22 miles from Pompton Plains, NJ)
- 3 days ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 3 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Senior Manager, Compliance Governance & Operations (US)
- New York, NY (22 miles from Pompton Plains, NJ)
- 4 days ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 4 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
IT Security Risk Compliance Manager
- New York, NY (22 miles from Pompton Plains, NJ)
- 5 days ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 5 days ago
Role : IT Security Risk Compliance Manager Location: New York, NY Duration: Long Term Note : 35h/week Client is seeking an Information Security Risk Compliance Manager who will have the responsibility...
- New York, NY (22 miles from Pompton Plains, NJ)
- 5 days ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 5 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Senior CRA Compliance Officer - US CRA
- New York, NY (22 miles from Pompton Plains, NJ)
- 5 days ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 5 days ago
Monitor state and federal laws and regulations affecting CRA and fair lending compliance and help implement any changes....
Senior Project Manager - Compliance
- New York, NY (22 miles from Pompton Plains, NJ)
- 5 days ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 5 days ago
Grow your career with an innovative global bank in New York, NY as a Senior Project Manager with a focus on Compliance. Contract role with strong possibility of extension. Will require working a...
- New York, NY (22 miles from Pompton Plains, NJ)
- 6 days ago
- New York, NY (22 miles from Pompton Plains, NJ)
- 6 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Demographic Data for Pompton Plains, NJ
Moving to Pompton Plains, NJ? Find some basic demographic data about Pompton Plains, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pompton Plains, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pompton Plains, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Lending
- Commercial Banking
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- Mortgage Processing
- OFAC
- Financial Services
- USDA
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Data Analysis
- Employee Development
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Policy Development
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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