Compliance Manager Jobs in Parlin, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Morristown, NJ (24 miles from Parlin, NJ)
- 22 hours ago
- Morristown, NJ (24 miles from Parlin, NJ)
- 22 hours ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
- Livingston, NJ (22 miles from Parlin, NJ)
- 1 day ago
- Livingston, NJ (22 miles from Parlin, NJ)
- 1 day ago
Job Description: Regulatory Compliance Manager Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure....
Invst Operations Securities Specialist
- Newark, NJ (20 miles from Parlin, NJ)
- 5 days ago
- Newark, NJ (20 miles from Parlin, NJ)
- 5 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Director, Markets Compliance Officer
- New York City, NY (23 miles from Parlin, NJ)
- 7 days ago
- New York City, NY (23 miles from Parlin, NJ)
- 7 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Financial Risk - Regulatory Reporting - Manager
- Florham Park, NJ (22 miles from Parlin, NJ)
- 11 days ago
- Florham Park, NJ (22 miles from Parlin, NJ)
- 11 days ago
Manager (CRCM) or Certified Public Accountant (CPA) Preferred Knowledge/Skills: Demonstrates extensive abilities with, and/or a proven record of success directing efforts related to: Prepare, review...
US Seasonal Tax-Global Compliance and Reporting-Manager
- New Brunswick, NJ (7 miles from Parlin, NJ)
- 18 days ago
- New Brunswick, NJ (7 miles from Parlin, NJ)
- 18 days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkRegulatory Affairs Manager/Sr (Remote)
- Princeton, NJ (19 miles from Parlin, NJ)
- 20 days ago
- Princeton, NJ (19 miles from Parlin, NJ)
- 20 days ago
Theradex Systems, Inc. Theradex is an Equal Opportunity Employer. US-NJ-Princeton | US ID 2025-1373 Category Regulatory Type Full Time Who We Are Celebrating 40+ years! Theradex Oncology is a...
Remote WorkAuditing & Compliance Director - Software as a Medical Device (SaMD)
- New York City, NY (23 miles from Parlin, NJ)
- 21 days ago
- New York City, NY (23 miles from Parlin, NJ)
- 21 days ago
LOCATION: Hybrid - 8 days a month in the office (see approved locations on the posting). OVERVIEW You will be the global product quality lead in support of a broad portfolio of on-market medical...
- New York City, NY (23 miles from Parlin, NJ)
- 30+ days ago
- New York City, NY (23 miles from Parlin, NJ)
- 30+ days ago
banking in the U.S....
Senior HSE Compliance Coordinator - MICON Group, Inc.
- Newark, NJ (20 miles from Parlin, NJ)
- 30+ days ago
- Newark, NJ (20 miles from Parlin, NJ)
- 30+ days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
Control Room & Employee Compliance Officer
- Jersey City, NJ (22 miles from Parlin, NJ)
- 45+ days ago
- Jersey City, NJ (22 miles from Parlin, NJ)
- 45+ days ago
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
Controls Testing Compliance Manager
- New York City, NY (23 miles from Parlin, NJ)
- 60+ days ago
- New York City, NY (23 miles from Parlin, NJ)
- 60+ days ago
. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ (22 miles from Parlin, NJ)
- 90+ days ago
- Jersey City, NJ (22 miles from Parlin, NJ)
- 90+ days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
Compliance Manager - Monitoring & Transparency
- Somerset, NJ (12 miles from Parlin, NJ)
- 90+ days ago
- Somerset, NJ (12 miles from Parlin, NJ)
- 90+ days ago
The Senior Compliance Manager Monitoring & Transparency will act as the subject matter expert in areas such as: transparency, monitoring & testing, risk assessment, remediation, and data analytics....
Sales and Trading Compliance Officer
- New York City, NY (23 miles from Parlin, NJ)
- 90+ days ago
- New York City, NY (23 miles from Parlin, NJ)
- 90+ days ago
Job Description: Position Summary Guggenheim is seeking an experienced professional to join as the Sales and Trading Compliance Officer ("Sales and Trading Compliance Officer") within Guggenheim...
Demographic Data for Parlin, NJ
Moving to Parlin, NJ? Find some basic demographic data about Parlin, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Parlin, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Parlin, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Change Management
- Implementation
- Fixed Income
- Management Consulting
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Interpersonal Skills
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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