Compliance Manager Jobs in Paramus, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Regulatory Affairs Manager New York City
- New York City, NY (16 miles from Paramus, NJ)
- 9 hours ago
- New York City, NY (16 miles from Paramus, NJ)
- 9 hours ago
Regulatory Affairs Manager New York City The Vita Coco Company, created in 2004 by Co-CEO Michael Kirban and Ira Liran, produces the leading brand of coconut water in the United States with a...
Senior Compliance Officer - Deposits
- Weehawken, NJ (12 miles from Paramus, NJ)
- 2 days ago
- Weehawken, NJ (12 miles from Paramus, NJ)
- 2 days ago
, with specific focus on deposits, payments and FDIC insurance • experience with digital retail banking platforms and services, including online/mobile • successful experience of leadership, both in...
Lead Compliance Officer - Macro Sales & Trading Compliance Team
- New York, NY (13 miles from Paramus, NJ)
- 2 days ago
- New York, NY (13 miles from Paramus, NJ)
- 2 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
- New York, NY (13 miles from Paramus, NJ)
- 2 days ago
- New York, NY (13 miles from Paramus, NJ)
- 2 days ago
Job Description Job Description Audit Coordinator, Video Investment We are seeking an organized, process driven and proactive individual to support our GEICO client. This role will work directly...
- New York, NY (13 miles from Paramus, NJ)
- 4 days ago
- New York, NY (13 miles from Paramus, NJ)
- 4 days ago
Were seeking a skilled Legal Compliance Manager to lead and strengthen our compliance infrastructure as we scale....
- New York, NY (13 miles from Paramus, NJ)
- 4 days ago
- New York, NY (13 miles from Paramus, NJ)
- 4 days ago
FINANCIAL SERVICES REGULATORY COMPLIANCE DIRECTOR/PARTNER CFE, CPA OR JD WITH AT LEAST 10 YEARS EXP (SOME OF WHICH MUST HAVE BEEN WITH A GOVERNMENT AGENCY OR REGULATOR) $175,000 - $300,000 + Bonus...
Engineering Manager, Compliance Systems
- New York City, NY (16 miles from Paramus, NJ)
- 5 days ago
- New York City, NY (16 miles from Paramus, NJ)
- 5 days ago
Interesting problems you'll get to solve Own and lead development of compliance systems supporting how we underwrite and lend. Think UDAAP, Adverse Actions and Do no harm....
Chief Compliance Officer - Investment Company
- New York, NY (13 miles from Paramus, NJ)
- 6 days ago
- New York, NY (13 miles from Paramus, NJ)
- 6 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Senior Compliance Officer - Monitoring and Testing, TD Securities (US)
- New York, NY (13 miles from Paramus, NJ)
- 7 days ago
- New York, NY (13 miles from Paramus, NJ)
- 7 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
Executive Director, Swap Dealer Compliance Officer
- New York, NY (13 miles from Paramus, NJ)
- 8 days ago
- New York, NY (13 miles from Paramus, NJ)
- 8 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
IT Manager, Compliance Product Management
- New York, NY (13 miles from Paramus, NJ)
- 8 days ago
- New York, NY (13 miles from Paramus, NJ)
- 8 days ago
Invite a friend Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth...
Legal and Compliance Manager(food & Beverage)
- New York, NY (13 miles from Paramus, NJ)
- 9 days ago
- New York, NY (13 miles from Paramus, NJ)
- 9 days ago
Legal and Compliance Manager (food & Beverage) with -3+ years experience in the food & beverage/ hospitality industry....
- New York, NY (13 miles from Paramus, NJ)
- 9 days ago
- New York, NY (13 miles from Paramus, NJ)
- 9 days ago
Manager (CRCM) preferred Experience: 6+ years of experience in related field or field(s) 5+ years of banking experience, or financial/accounting/ business/ consulting preferred Experience managing...
- New York, NY (13 miles from Paramus, NJ)
- 9 days ago
- New York, NY (13 miles from Paramus, NJ)
- 9 days ago
Certified Anti-Money Laundering Specialist is desirable but not required. Ability to work with and independently from Chief Compliance Officer....
VP, AML Financial Crimes Deputy Compliance Officer
- Jersey City, NJ (14 miles from Paramus, NJ)
- 9 days ago
- Jersey City, NJ (14 miles from Paramus, NJ)
- 9 days ago
Recommending policy, process and surveillance enhancements to the Firm's AML Program Assisting with the review and preparation of the Firm's Anti-Money Laundering and Sanctions Training Assessing the...
Demographic Data for Paramus, NJ
Moving to Paramus, NJ? Find some basic demographic data about Paramus, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Paramus, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Paramus, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- 21 CFR 820
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Private Banking
- Know Your Customer
- Mortgage Processing
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Decision Making
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Investigation
- Verbal Communication
- Documentation
- Coaching
- Reporting
- Interpersonal Skills
- Collaboration
- Filing
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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