Compliance Manager Jobs in Newark, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Alcohol Compliance Supervisor, Sports Illustrated Stadium
- Harrison, NJ (1 mile from Newark, NJ)
- 1 hour ago
- Harrison, NJ (1 mile from Newark, NJ)
- 1 hour ago
The opportunity Delaware North Sportservice is searching for a seasonal Alcohol Compliance Supervisor to join our team at Sports Illustrated Stadium in Harrison, New Jersey. As an Alcohol...
Compliance Manager - Third-Party Oversight
- New York, NY (9 miles from Newark, NJ)
- 1 day ago
- New York, NY (9 miles from Newark, NJ)
- 1 day ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
- Harrison, NJ (1 mile from Newark, NJ)
- 1 day ago
- Harrison, NJ (1 mile from Newark, NJ)
- 1 day ago
The opportunity Delaware North Sportservice is searching for a seasonal Alcohol Compliance Supervisor to join our team at Sports Illustrated Stadium in Harrison, New Jersey. As an Alcohol...
- Jersey City, NJ (4 miles from Newark, NJ)
- 3 days ago
- Jersey City, NJ (4 miles from Newark, NJ)
- 3 days ago
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Compliance Officer II - Compliance Testing
- New York, NY (9 miles from Newark, NJ)
- 4 days ago
- New York, NY (9 miles from Newark, NJ)
- 4 days ago
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION:...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- New York, NY (9 miles from Newark, NJ)
- 5 days ago
- New York, NY (9 miles from Newark, NJ)
- 5 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Aml Compliance Officer 6 Years Aml Experience With A Broker Dealer Required
- New York, NY (9 miles from Newark, NJ)
- 5 days ago
- New York, NY (9 miles from Newark, NJ)
- 5 days ago
AML COMPLIANCE OFFICER 6 YEARS AML EXPERIENCE WITH A BROKER DEALER REQUIRED $100K -$130K+ BONUS & BENS NYC Ref:4139D Our client, a leading broker dealer, is seeking an Anti-Money Laundering Compliance...
Compliance Manager, Transaction Monitoring
- New York City, NY (8 miles from Newark, NJ)
- 6 days ago
- New York City, NY (8 miles from Newark, NJ)
- 6 days ago
Defi Risk Management: In-depth understanding of Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), and sanctions risks specific to decentralized finance (DeFi) markets, with proven...
- New York, NY (9 miles from Newark, NJ)
- 6 days ago
- New York, NY (9 miles from Newark, NJ)
- 6 days ago
Compliance Officer, Regulatory Relations Core Compliance TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction 4.8/5 in...
Senior Compliance Officer - Fixed Income
- New York, NY (9 miles from Newark, NJ)
- 6 days ago
- New York, NY (9 miles from Newark, NJ)
- 6 days ago
Application Deadline: 08/21/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance **Please note that this is a hybrid work arrangement - 3 days in the office each week is the...
Compliance Risk Assessment Manager Compliance Risk Assessment Manager
- New York, NY (9 miles from Newark, NJ)
- 6 days ago
- New York, NY (9 miles from Newark, NJ)
- 6 days ago
management frameworks and programs, including Compliance Risk Assessment and regulatory controls management Strong knowledge of laws, rules, regulations, risks and taxonomies related to consumer and commercial...
- New York, NY (9 miles from Newark, NJ)
- 6 days ago
- New York, NY (9 miles from Newark, NJ)
- 6 days ago
Compliance Manager, Trade Surveillance Initiatives & Portfolio Management, Electronic Communications - TD Securities (US) TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked...
- New York, NY (9 miles from Newark, NJ)
- 6 days ago
- New York, NY (9 miles from Newark, NJ)
- 6 days ago
Compliance Manager, Trade Surveillance - Portfolio Management & Surveillance Initiatives - TD Securities (US) TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked as one of...
- New York, NY (9 miles from Newark, NJ)
- 6 days ago
- New York, NY (9 miles from Newark, NJ)
- 6 days ago
Manager, Third-Party Risk Manager, Compliance Program Management (CPM) TD Bank 4.1 ( ) Multiple Locations (Remote) Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall...
Remote WorkDemographic Data for Newark, NJ
Moving to Newark, NJ? Find some basic demographic data about Newark, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Newark, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Newark, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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