Compliance Manager Jobs in New Providence, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Morristown, NJ (7 miles from New Providence, NJ)
- 14 hours ago
- Morristown, NJ (7 miles from New Providence, NJ)
- 14 hours ago
In Strategy & Consulting we work with C-suite executives, leaders and boards of the worlds leading organizations, helping them reinvent every part of their enterprise to drive greater growth,...
- Livingston, NJ (7 miles from New Providence, NJ)
- 15 hours ago
- Livingston, NJ (7 miles from New Providence, NJ)
- 15 hours ago
Job Description: Regulatory Compliance Manager Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure....
Multifamily Insurance Compliance Manager
- New York, NY (21 miles from New Providence, NJ)
- 19 hours ago
- New York, NY (21 miles from New Providence, NJ)
- 19 hours ago
origination and servicing; make recommendations related to acceptable exceptions Coordinate with multiple capital markets securitization teams in evaluating compliance with underwriting standards and...
- New York, NY (21 miles from New Providence, NJ)
- 19 hours ago
- New York, NY (21 miles from New Providence, NJ)
- 19 hours ago
As the Risk and Compliance Manager you will have experience with sanctions screening and ensuring compliance with relevant regulations....
- New York, NY (21 miles from New Providence, NJ)
- 2 days ago
- New York, NY (21 miles from New Providence, NJ)
- 2 days ago
Job Description: Regulatory Compliance Manager Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure....
Advisory Compliance Officer - Fixed Income Business Line Compliance. Job in New York Gr8Jobs
- New York, NY (21 miles from New Providence, NJ)
- 2 days ago
- New York, NY (21 miles from New Providence, NJ)
- 2 days ago
Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
- New York, NY (21 miles from New Providence, NJ)
- 3 days ago
- New York, NY (21 miles from New Providence, NJ)
- 3 days ago
Regulatory Reporting Manager Job ID:R0395633 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-06-26 Location: New York
Senor Compliance Manager - Compliance Monitoring & Programs
- New York, NY (21 miles from New Providence, NJ)
- 3 days ago
- New York, NY (21 miles from New Providence, NJ)
- 3 days ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- New York, NY (21 miles from New Providence, NJ)
- 4 days ago
- New York, NY (21 miles from New Providence, NJ)
- 4 days ago
Employer: DWS Group Title: Regional Finance Manager Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, markets face a whole new set of pressures - but also a whole lot of...
- Parsippany, NJ (10 miles from New Providence, NJ)
- 4 days ago
- Parsippany, NJ (10 miles from New Providence, NJ)
- 4 days ago
University (Degree) Preferred **Work Experience** + 5+ Years Required; 7+ Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 8IC Preferred Experience: + SBA Lending...
Invst Operations Securities Specialist
- Newark, NJ (12 miles from New Providence, NJ)
- 5 days ago
- Newark, NJ (12 miles from New Providence, NJ)
- 5 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Director, Markets Compliance Officer
- New York City, NY (20 miles from New Providence, NJ)
- 6 days ago
- New York City, NY (20 miles from New Providence, NJ)
- 6 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Financial Risk - Regulatory Reporting - Manager
- Florham Park, NJ (5 miles from New Providence, NJ)
- 10 days ago
- Florham Park, NJ (5 miles from New Providence, NJ)
- 10 days ago
Manager (CRCM) or Certified Public Accountant (CPA) Preferred Knowledge/Skills: Demonstrates extensive abilities with, and/or a proven record of success directing efforts related to: Prepare, review...
AML / OFAC Compliance Officer / Advisory (Financial Security)
- New York, NY (21 miles from New Providence, NJ)
- 10 days ago
- New York, NY (21 miles from New Providence, NJ)
- 10 days ago
following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bankas staff on proposed transactions.A He/she is expected to have knowledge of current anti-money...
Swap Dealer Compliance Officer- Director - Compliance - New York, New York, United States
- New York, NY (21 miles from New Providence, NJ)
- 11 days ago
- New York, NY (21 miles from New Providence, NJ)
- 11 days ago
The Department oversees compliance with external and internal rules that govern our banking and financial activities including Know Your Customer, anti-money laundering, anti-terrorism financing, sanctions...
Demographic Data for New Providence, NJ
Moving to New Providence, NJ? Find some basic demographic data about New Providence, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in New Providence, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in New Providence, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Change Management
- Implementation
- Fixed Income
- Management Consulting
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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