Compliance Manager Jobs in Mountain Lakes, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Parsippany, NJ (3 miles from Mountain Lakes, NJ)
- 2 days ago
- Parsippany, NJ (3 miles from Mountain Lakes, NJ)
- 2 days ago
University (Degree) Preferred **Work Experience** + 5+ Years Required; 7+ Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 8IC Preferred Experience: + SBA Lending...
Invst Operations Securities Specialist
- Newark, NJ (17 miles from Mountain Lakes, NJ)
- 3 days ago
- Newark, NJ (17 miles from Mountain Lakes, NJ)
- 3 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Financial Risk - Regulatory Reporting - Manager
- Florham Park, NJ (8 miles from Mountain Lakes, NJ)
- 8 days ago
- Florham Park, NJ (8 miles from Mountain Lakes, NJ)
- 8 days ago
Manager (CRCM) or Certified Public Accountant (CPA) Preferred Knowledge/Skills: Demonstrates extensive abilities with, and/or a proven record of success directing efforts related to: Prepare, review...
US Seasonal Tax-Global Compliance and Reporting-Manager
- Secaucus, NJ (21 miles from Mountain Lakes, NJ)
- 15 days ago
- Secaucus, NJ (21 miles from Mountain Lakes, NJ)
- 15 days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkRegulatory Affairs Manager in Secaucus,NJ,US
- Secaucus, NJ (21 miles from Mountain Lakes, NJ)
- 26 days ago
- Secaucus, NJ (21 miles from Mountain Lakes, NJ)
- 26 days ago
About role: We are seeking a Manager with extensive experience in the pesticide industry to join our Regulatory Affairs team. In this role, you will oversee the regulatory compliance of all...
Research Compliance Coordinator
- Montclair, NJ (13 miles from Mountain Lakes, NJ)
- 27 days ago
- Montclair, NJ (13 miles from Mountain Lakes, NJ)
- 27 days ago
IMPORTANT APPLICATION INSTRUCTIONS: Upload Resume or Curriculum Vitae for automatic population of information to the application. The contact information, work experience, and education listed on...
Vice President-Control Room and Research Compliance Officer
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 30+ days ago
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 30+ days ago
Business Overview: Market Integrity centers on the idea that markets, which are corrupt and inefficient, are unattractive to investors. Regulators, law enforcement, exchanges, financial...
Senior HSE Compliance Coordinator - MICON Group, Inc.
- Newark, NJ (17 miles from Mountain Lakes, NJ)
- 30+ days ago
- Newark, NJ (17 miles from Mountain Lakes, NJ)
- 30+ days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
Control Room & Employee Compliance Officer
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 45+ days ago
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 45+ days ago
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
- South Plainfield, NJ (22 miles from Mountain Lakes, NJ)
- 90+ days ago
- South Plainfield, NJ (22 miles from Mountain Lakes, NJ)
- 90+ days ago
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Demographic Data for Mountain Lakes, NJ
Moving to Mountain Lakes, NJ? Find some basic demographic data about Mountain Lakes, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mountain Lakes, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mountain Lakes, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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