Compliance Manager Jobs in Morristown, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Alcohol Compliance Supervisor, Sports Illustrated Stadium
- Harrison, NJ (18 miles from Morristown, NJ)
- 2 hours ago
- Harrison, NJ (18 miles from Morristown, NJ)
- 2 hours ago
The opportunity Delaware North Sportservice is searching for a seasonal Alcohol Compliance Supervisor to join our team at Sports Illustrated Stadium in Harrison, New Jersey. As an Alcohol...
- Harrison, NJ (18 miles from Morristown, NJ)
- 1 day ago
- Harrison, NJ (18 miles from Morristown, NJ)
- 1 day ago
The opportunity Delaware North Sportservice is searching for a seasonal Alcohol Compliance Supervisor to join our team at Sports Illustrated Stadium in Harrison, New Jersey. As an Alcohol...
- Jersey City, NJ (22 miles from Morristown, NJ)
- 3 days ago
- Jersey City, NJ (22 miles from Morristown, NJ)
- 3 days ago
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Invst Operations Securities Specialist
- Newark, NJ (17 miles from Morristown, NJ)
- 4 days ago
- Newark, NJ (17 miles from Morristown, NJ)
- 4 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
- Newark, NJ (17 miles from Morristown, NJ)
- 8 days ago
- Newark, NJ (17 miles from Morristown, NJ)
- 8 days ago
JOB DESCRIPTION: Conduct new driver orientation classes (explanation of pay, fuel card, gate card and terminal facilities) Process qualified Owner Operators and Company Drivers in Tenstreet hiring...
- Newark, NJ (17 miles from Morristown, NJ)
- 9 days ago
- Newark, NJ (17 miles from Morristown, NJ)
- 9 days ago
Position Title: Alcohol Compliance Supervisor at Prudential Center Pay Range : $25.00 to $25.00 We Make Applying Easy! Want to apply to this job via text messaging? Text JOB to 75000 and search...
VP, AML Financial Crimes Deputy Compliance Officer
- Jersey City, NJ (22 miles from Morristown, NJ)
- 23 days ago
- Jersey City, NJ (22 miles from Morristown, NJ)
- 23 days ago
Recommending policy, process and surveillance enhancements to the Firm's AML Program Assisting with the review and preparation of the Firm's Anti-Money Laundering and Sanctions Training Assessing the...
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ (22 miles from Morristown, NJ)
- 26 days ago
- Jersey City, NJ (22 miles from Morristown, NJ)
- 26 days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
PDMA Sample Compliance Coordinator
- Bridgewater, NJ (14 miles from Morristown, NJ)
- 30+ days ago
- Bridgewater, NJ (14 miles from Morristown, NJ)
- 30+ days ago
Company: Kelly Services Location: Bridgewater, NJ Career Level: Entry Level Industries: Recruitment Agency, Staffing, Job Board Description Job Title: PDMA Sample Compliance Coordinator Location:...
Remote Work- Parsippany, NJ (6 miles from Morristown, NJ)
- 30+ days ago
- Parsippany, NJ (6 miles from Morristown, NJ)
- 30+ days ago
, BSA/AML, Risk Management and CRA & Fair Lending banking laws, Independent Loan Review, regulations and regulatory expectations as well as compliance management disciplines and techniques. · 5-10 years...
Senior HSE Compliance Coordinator - MICON Group, Inc.
- Newark, NJ (17 miles from Morristown, NJ)
- 60+ days ago
- Newark, NJ (17 miles from Morristown, NJ)
- 60+ days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
Control Room & Employee Compliance Officer
- Jersey City, NJ (22 miles from Morristown, NJ)
- 90+ days ago
- Jersey City, NJ (22 miles from Morristown, NJ)
- 90+ days ago
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
Demographic Data for Morristown, NJ
Moving to Morristown, NJ? Find some basic demographic data about Morristown, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Morristown, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Morristown, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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