Compliance Manager Jobs in Morris Plains, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Linden, NJ (19 miles from Morris Plains, NJ)
- 7 hours ago
- Linden, NJ (19 miles from Morris Plains, NJ)
- 7 hours ago
Production Supervisor Job Description Oversee operations and quality controls to ensure efficient operations at the lowest cost with the highest output volume and quality. This role is critical to...
Lending Regulatory Compliance Director
- Berkeley Heights, NJ (12 miles from Morris Plains, NJ)
- 20 hours ago
- Berkeley Heights, NJ (12 miles from Morris Plains, NJ)
- 20 hours ago
Bachelor's degree What would be great to have: Certified Regulatory Compliance Manager certification (CRCM) or Juris Doctor (JD)....
Sales Support & Commercial Compliance Coordinator
- Wayne, NJ (14 miles from Morris Plains, NJ)
- 3 days ago
- Wayne, NJ (14 miles from Morris Plains, NJ)
- 3 days ago
Pourquoi a-t-on besoin de vous? If you want to reshape the world and discover your greatest potential, Saint-Gobain provides one-of-a-kind opportunities for innovative problem solvers. We're one...
Compliance Coordinator, Insurance
- Summit, NJ (11 miles from Morris Plains, NJ)
- 9 days ago
- Summit, NJ (11 miles from Morris Plains, NJ)
- 9 days ago
About Specialty Program Group: Specialty Program Group (SPG) is the wholesale & MGA division of HUB International (5th Largest Global Broker). SPG acts in a holding company capacity acquiring best...
- Ridgewood, NJ (21 miles from Morris Plains, NJ)
- 14 days ago
- Ridgewood, NJ (21 miles from Morris Plains, NJ)
- 14 days ago
Solutions, and Project Analysis teams to incorporate program revenue assumptions and operating restrictions into financial models and project collateral (including contracts, internal approval memos, lender...
- Paramus, NJ (23 miles from Morris Plains, NJ)
- 28 days ago
- Paramus, NJ (23 miles from Morris Plains, NJ)
- 28 days ago
Programs include but are not limited to: - Payments - Anti-Money Laundering - Anti-Bribery and Anti-Corruption - Know Your Customer - Third-Party Risk Management - Gifts & Entertainment -Conflicts of...
Principal Safety & Compliance Coordinator
- Jersey City, NJ (23 miles from Morris Plains, NJ)
- 29 days ago
- Jersey City, NJ (23 miles from Morris Plains, NJ)
- 29 days ago
About the Role The purpose of the Principal Safety & Compliance Coordinator is to assist the Manager of Compliance & Safety with the daily operations of safety as well as the implementation of the...
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ (23 miles from Morris Plains, NJ)
- 90+ days ago
- Jersey City, NJ (23 miles from Morris Plains, NJ)
- 90+ days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
Senior Auditor - Compliance & Risk Management, RBC Bank
- Jersey City, NJ (23 miles from Morris Plains, NJ)
- 90+ days ago
- Jersey City, NJ (23 miles from Morris Plains, NJ)
- 90+ days ago
Assurance work includes coverage of Retail and Real Estate Lending businesses of RBC Bank for their compliance with US regulations as well as coverage of 2nd line risk management practices over these...
- Jersey City, NJ (23 miles from Morris Plains, NJ)
- 30+ days ago
- Jersey City, NJ (23 miles from Morris Plains, NJ)
- 30+ days ago
This includes overseeing the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Third-Party Risk Management (TPRM), operational compliance, testing, and more....
- South Plainfield, NJ (19 miles from Morris Plains, NJ)
- 45+ days ago
- South Plainfield, NJ (19 miles from Morris Plains, NJ)
- 45+ days ago
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Equity & Compliance Coordinator
- Mahwah, NJ (22 miles from Morris Plains, NJ)
- 60+ days ago
- Mahwah, NJ (22 miles from Morris Plains, NJ)
- 60+ days ago
Description Ramapo College of New Jersey (RCNJ) develops ethical leaders who serve as change agents across all sectors. The College's unique interdisciplinary academic structure, its liberal arts...
Compliance Manager - Monitoring & Transparency
- Somerset, NJ (23 miles from Morris Plains, NJ)
- 60+ days ago
- Somerset, NJ (23 miles from Morris Plains, NJ)
- 60+ days ago
The Senior Compliance Manager Monitoring & Transparency will act as the subject matter expert in areas such as: transparency, monitoring & testing, risk assessment, remediation, and data analytics....
- Iselin, NJ (21 miles from Morris Plains, NJ)
- 90+ days ago
- Iselin, NJ (21 miles from Morris Plains, NJ)
- 90+ days ago
Read more at www.dsv.com Location: USA - Iselin, Wood Ave Division: Air & Sea Job Posting Title: Compliance Manager - 90715 Time Type: Full Time Compliance Management and Oversight Develop, implement...
- Summit, NJ (11 miles from Morris Plains, NJ)
- 90+ days ago
- Summit, NJ (11 miles from Morris Plains, NJ)
- 90+ days ago
About Specialty Program Group: Specialty Program Group (SPG) is the wholesale & MGA division of HUB International (5th Largest Global Broker). SPG acts in a holding company capacity acquiring best...
Demographic Data for Morris Plains, NJ
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Salary for Compliance Manager Jobs in Morris Plains, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Morris Plains, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Wealth Management
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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